29th Sep 2015 15:02
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 28 Sep 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 25,700,613 | 0.65% | 23,965,253 | 0.61% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,352,191 | 0.19% | 11,214,346 | 0.28% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| TOTAL: | 34,603,004 | 0.88% | 36,779,799 | 0.93% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 20,877,562 | 0.86% | 13,824,145 | 0.57% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 5,435,384 | 0.22% | 6,110,676 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| TOTAL: | 26,487,946 | 1.09% | 20,234,457 | 0.83% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 9 | 21.1200 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 80 | 15.2700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 83 | 15.3300 GBP | ||||
| B ADSs | Purchase | 90 | 46.0500 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 96 | 15.5850 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 96 | 15.3125 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 96 | 15.5750 GBP | ||||
| A ADSs | Purchase | 100 | 45.9400 USD | ||||
| A ADSs | Purchase | 100 | 46.0100 USD | ||||
| A ADSs | Purchase | 100 | 46.1200 USD | ||||
| A ADSs | Purchase | 100 | 46.1400 USD | ||||
| B ADSs | Purchase | 100 | 46.5400 USD | ||||
| B ADSs | Purchase | 133 | 46.2599 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 192 | 15.6250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 192 | 15.5300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 192 | 15.5800 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 192 | 15.6050 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 192 | 15.6100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 194 | 15.4000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 200 | 15.2350 GBP | ||||
| B ADSs | Purchase | 200 | 46.3900 USD | ||||
| A ADSs | Purchase | 200 | 46.2250 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 213 | 15.6450 GBP | ||||
| A ADSs | Purchase | 216 | 45.9489 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 237 | 15.5500 GBP | ||||
| B ADSs | Purchase | 270 | 46.0792 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 272 | 15.5900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 275 | 15.6650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 280 | 15.6550 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 285 | 15.5200 GBP | ||||
| A ADSs | Purchase | 300 | 46.2300 USD | ||||
| A ADSs | Purchase | 300 | 46.1183 USD | ||||
| A ADSs | Purchase | 330 | 46.0387 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 336 | 15.3850 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 349 | 15.5250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 352 | 21.1900 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 384 | 15.6475 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 384 | 21.1500 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 385 | 15.6200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 386 | 21.1750 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 392 | 15.3650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 406 | 15.3839 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 445 | 21.1600 EUR | ||||
| B ADSs | Purchase | 450 | 46.5115 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 455 | 15.4150 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 457 | 15.6700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 480 | 15.6300 GBP | ||||
| B ADSs | Purchase | 484 | 47.1368 USD | ||||
| B ADSs | Purchase | 500 | 46.2204 USD | ||||
| A ADSs | Purchase | 500 | 46.2340 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 586 | 15.5225 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 601 | 15.6400 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 636 | 15.2750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 636 | 15.2600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 636 | 15.3350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 636 | 15.3900 GBP | ||||
| A ADSs | Purchase | 692 | 46.0107 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 696 | 15.5600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 758 | 21.1980 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 830 | 15.5095 GBP | ||||
| A ADSs | Purchase | 880 | 46.0911 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 932 | 15.4050 GBP | ||||
| A ADSs | Purchase | 950 | 45.9636 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 984 | 15.5970 GBP | ||||
| A ADSs | Purchase | 1,000 | 46.2500 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,000 | 15.2100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,000 | 15.3200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,025 | 21.2000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,025 | 21.3250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,064 | 21.1814 EUR | ||||
| B ADSs | Purchase | 1,100 | 46.0863 USD | ||||
| A ADSs | Purchase | 1,100 | 45.9854 USD | ||||
| B ADSs | Purchase | 1,200 | 46.0116 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,200 | 15.5100 GBP | ||||
| A ADSs | Purchase | 1,200 | 46.3850 USD | ||||
| B ADSs | Purchase | 1,231 | 46.1670 USD | ||||
| A ADSs | Purchase | 1,300 | 45.9723 USD | ||||
| B ADSs | Purchase | 1,300 | 46.0492 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,326 | 15.5400 GBP | ||||
| A ADSs | Purchase | 1,400 | 46.2246 USD | ||||
| A ADSs | Purchase | 1,400 | 46.2375 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,441 | 15.6600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,534 | 15.6350 GBP | ||||
| B ADSs | Purchase | 1,534 | 46.1113 USD | ||||
| A ADSs | Purchase | 1,600 | 45.9678 USD | ||||
| A ADSs | Purchase | 1,700 | 45.9855 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,902 | 15.3550 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,021 | 15.2835 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,171 | 15.2900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,322 | 15.2850 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,508 | 15.2796 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,527 | 15.5173 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,576 | 21.0262 EUR | ||||
| B ADSs | Purchase | 2,600 | 46.2080 USD | ||||
| B ADSs | Purchase | 2,600 | 45.9650 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,684 | 15.2728 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,893 | 15.4001 GBP | ||||
| A ADSs | Purchase | 3,000 | 46.2290 USD | ||||
| B ADSs | Purchase | 3,000 | 46.1990 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,201 | 15.2775 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,317 | 15.4716 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,322 | 15.3000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,416 | 21.1487 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 3,790 | 15.3250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,683 | 15.5700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,856 | 15.4549 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,886 | 15.6202 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,939 | 15.1450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,953 | 15.3700 GBP | ||||
| A ADSs | Purchase | 5,000 | 46.0818 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 5,000 | 15.5450 GBP | ||||
| A ADSs | Purchase | 5,000 | 46.1453 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 5,079 | 15.5916 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 5,443 | 15.6526 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 5,463 | 15.5357 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 5,501 | 15.3112 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,854 | 21.1540 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 6,108 | 21.1499 EUR | ||||
| A ADSs | Purchase | 6,120 | 46.1223 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,296 | 21.0533 EUR | ||||
| B ADSs | Purchase | 6,300 | 46.1087 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 6,500 | 15.2300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,525 | 21.0231 EUR | ||||
| A ADSs | Purchase | 7,500 | 46.2328 USD | ||||
| A ADSs | Purchase | 7,700 | 46.0805 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 7,861 | 15.2632 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 7,916 | 21.1571 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 8,378 | 15.2849 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 8,382 | 15.0850 GBP | ||||
| A ADSs | Purchase | 9,800 | 46.1643 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 10,209 | 15.3102 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 11,590 | 20.5800 EUR | ||||
| A ADSs | Purchase | 13,540 | 46.2253 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 14,076 | 15.5663 GBP | ||||
| B ADSs | Purchase | 15,000 | 46.5174 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 16,335 | 20.8405 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 16,660 | 15.6567 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 16,911 | 15.5863 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 18,978 | 15.3804 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 21,422 | 15.5785 GBP | ||||
| A ADSs | Purchase | 24,300 | 46.0780 USD | ||||
| A ADSs | Purchase | 27,448 | 46.4429 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 33,205 | 15.3066 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 34,034 | 21.0072 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 43,581 | 15.5592 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 44,262 | 15.3452 GBP | ||||
| B ADSs | Purchase | 47,895 | 46.6328 USD | ||||
| B ADSs | Purchase | 48,379 | 46.6378 USD | ||||
| A ADSs | Purchase | 53,178 | 46.0650 USD | ||||
| A ADSs | Purchase | 60,450 | 46.2551 USD | ||||
| A ADSs | Purchase | 62,881 | 46.0755 USD | ||||
| B ADSs | Purchase | 70,946 | 46.2505 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 85,000 | 15.2854 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 113,883 | 15.2559 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 152,336 | 20.8658 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 153,962 | 20.8784 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 346,304 | 21.0055 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 9 | 21.1200 EUR | ||||
| B ADSs | Sale | 10 | 46.6600 USD | ||||
| EUR 0.07 B Ordinary | Sale | 80 | 15.2700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 83 | 15.3300 GBP | ||||
| B ADSs | Sale | 90 | 46.0500 USD | ||||
| EUR 0.07 A Ordinary | Sale | 92 | 21.2147 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 96 | 15.5850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 96 | 15.3125 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 96 | 15.5750 GBP | ||||
| B ADSs | Sale | 100 | 46.3200 USD | ||||
| A ADSs | Sale | 100 | 46.0950 USD | ||||
| EUR 0.07 B Ordinary | Sale | 192 | 15.6250 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 192 | 15.6100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 192 | 15.5800 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 192 | 15.5300 GBP | ||||
| B ADSs | Sale | 196 | 46.1200 USD | ||||
| EUR 0.07 A Ordinary | Sale | 197 | 15.4050 GBP | ||||
| A ADSs | Sale | 200 | 46.2500 USD | ||||
| EUR 0.07 B Ordinary | Sale | 200 | 15.2350 GBP | ||||
| B ADSs | Sale | 200 | 46.1520 USD | ||||
| A ADSs | Sale | 200 | 46.0250 USD | ||||
| B ADSs | Sale | 203 | 46.6140 USD | ||||
| EUR 0.07 A Ordinary | Sale | 204 | 15.2200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 213 | 15.6450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 237 | 15.5500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 272 | 15.5900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 275 | 15.6650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 280 | 15.6550 GBP | ||||
| A ADSs | Sale | 300 | 45.9566 USD | ||||
| EUR 0.07 B Ordinary | Sale | 336 | 15.3850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 349 | 15.5250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 352 | 21.1900 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 385 | 15.6200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 392 | 15.3650 GBP | ||||
| A ADSs | Sale | 400 | 46.0512 USD | ||||
| A ADSs | Sale | 400 | 46.3500 USD | ||||
| EUR 0.07 A Ordinary | Sale | 445 | 21.1600 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 455 | 15.4150 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 457 | 15.6700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 480 | 15.6300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 485 | 20.5800 EUR | ||||
| B ADSs | Sale | 500 | 46.0762 USD | ||||
| A ADSs | Sale | 500 | 45.9610 USD | ||||
| EUR 0.07 A Ordinary | Sale | 545 | 15.1947 GBP | ||||
| B ADSs | Sale | 581 | 46.5597 USD | ||||
| EUR 0.07 B Ordinary | Sale | 601 | 15.6400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 636 | 15.3900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 636 | 15.2750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 636 | 15.2600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 636 | 15.3350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 670 | 15.1450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 696 | 15.5600 GBP | ||||
| A ADSs | Sale | 700 | 46.0742 USD | ||||
| A ADSs | Sale | 740 | 46.0100 USD | ||||
| B ADSs | Sale | 740 | 46.4805 USD | ||||
| EUR 0.07 A Ordinary | Sale | 768 | 21.1500 EUR | ||||
| A ADSs | Sale | 770 | 46.2749 USD | ||||
| A ADSs | Sale | 800 | 46.3425 USD | ||||
| B ADSs | Sale | 840 | 46.3630 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,000 | 15.3200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,000 | 15.2100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,025 | 21.2000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,025 | 21.3250 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,034 | 21.3232 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,060 | 15.0850 GBP | ||||
| A ADSs | Sale | 1,200 | 46.2354 USD | ||||
| A ADSs | Sale | 1,300 | 45.9723 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,326 | 15.5400 GBP | ||||
| A ADSs | Sale | 1,438 | 46.1100 USD | ||||
| B ADSs | Sale | 1,438 | 46.1100 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,441 | 15.6600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,534 | 15.6350 GBP | ||||
| A ADSs | Sale | 1,900 | 46.0971 USD | ||||
| A ADSs | Sale | 1,900 | 45.9673 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,902 | 15.3550 GBP | ||||
| A ADSs | Sale | 2,040 | 46.0806 USD | ||||
| A ADSs | Sale | 2,160 | 45.9662 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,171 | 15.2900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,200 | 15.5100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,200 | 15.5100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,322 | 15.2850 GBP | ||||
| A ADSs | Sale | 2,400 | 46.0150 USD | ||||
| B ADSs | Sale | 2,500 | 46.2236 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,576 | 21.0262 EUR | ||||
| B ADSs | Sale | 2,600 | 45.9650 USD | ||||
| A ADSs | Sale | 2,608 | 45.9766 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,747 | 20.9122 EUR | ||||
| A ADSs | Sale | 2,749 | 46.2275 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,843 | 15.2023 GBP | ||||
| B ADSs | Sale | 2,900 | 46.2140 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,907 | 15.2680 GBP | ||||
| A ADSs | Sale | 3,000 | 45.9593 USD | ||||
| A ADSs | Sale | 3,100 | 46.0443 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,405 | 15.4983 GBP | ||||
| A ADSs | Sale | 3,413 | 46.1946 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,530 | 15.3000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,530 | 15.3000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,537 | 15.4968 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,560 | 20.8716 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 3,790 | 15.3250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,110 | 20.6281 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 4,192 | 15.5470 GBP | ||||
| A ADSs | Sale | 4,660 | 46.0701 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,800 | 15.3433 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,953 | 15.3700 GBP | ||||
| A ADSs | Sale | 5,000 | 46.0818 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5,000 | 15.3600 GBP | ||||
| A ADSs | Sale | 5,000 | 46.1453 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,794 | 21.0398 EUR | ||||
| A ADSs | Sale | 5,800 | 46.2501 USD | ||||
| A ADSs | Sale | 5,900 | 46.0501 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,130 | 15.6050 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 6,130 | 15.6050 GBP | ||||
| B ADSs | Sale | 6,286 | 46.5315 USD | ||||
| A ADSs | Sale | 6,330 | 46.1322 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,452 | 15.1226 GBP | ||||
| A ADSs | Sale | 6,608 | 46.0694 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,716 | 15.3278 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,766 | 20.9125 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 6,989 | 15.3163 GBP | ||||
| B ADSs | Sale | 6,990 | 46.5198 USD | ||||
| A ADSs | Sale | 7,500 | 46.2328 USD | ||||
| EUR 0.07 B Ordinary | Sale | 7,786 | 15.4035 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 8,570 | 15.2826 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 9,200 | 15.2810 GBP | ||||
| A ADSs | Sale | 9,686 | 46.2470 USD | ||||
| EUR 0.07 B Ordinary | Sale | 9,853 | 15.2789 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 10,693 | 20.9424 EUR | ||||
| A ADSs | Sale | 11,008 | 46.2894 USD | ||||
| EUR 0.07 B Ordinary | Sale | 11,222 | 15.3083 GBP | ||||
| B ADSs | Sale | 11,401 | 46.0951 USD | ||||
| EUR 0.07 B Ordinary | Sale | 15,070 | 15.3621 GBP | ||||
| A ADSs | Sale | 17,600 | 46.0859 USD | ||||
| A ADSs | Sale | 20,600 | 46.0746 USD | ||||
| A ADSs | Sale | 20,694 | 46.2948 USD | ||||
| EUR 0.07 B Ordinary | Sale | 21,662 | 15.3358 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 25,495 | 15.2410 GBP | ||||
| A ADSs | Sale | 25,720 | 46.1798 USD | ||||
| EUR 0.07 A Ordinary | Sale | 26,774 | 15.4598 GBP | ||||
| A ADSs | Sale | 27,448 | 46.4429 USD | ||||
| EUR 0.07 B Ordinary | Sale | 28,840 | 15.1942 GBP | ||||
| A ADSs | Sale | 30,673 | 46.0715 USD | ||||
| EUR 0.07 B Ordinary | Sale | 31,706 | 15.2120 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 32,472 | 20.8747 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 41,670 | 15.3315 GBP | ||||
| A ADSs | Sale | 53,178 | 46.0650 USD | ||||
| B ADSs | Sale | 70,946 | 46.2505 USD | ||||
| EUR 0.07 A Ordinary | Sale | 94,287 | 20.7710 EUR | ||||
| B ADSs | Sale | 96,758 | 46.6378 USD | ||||
| EUR 0.07 B Ordinary | Sale | 119,054 | 15.3615 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 121,519 | 20.8937 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 130,652 | 20.8669 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 203,303 | 20.9567 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | CFD | Long | 83 | 15.3281 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 160 | 15.3831 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 620 | 15.3401 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 900 | 20.9072 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 1,000 | 15.2081 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 1,000 | 15.3181 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 1,000 | 15.4981 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,624 | 15.2049 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 2,843 | 15.2023 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 3,128 | 15.3280 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 4,570 | 15.3509 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,696 | 21.0362 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 8,050 | 20.9201 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 12,845 | 15.5196 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,650 | 15.1421 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 16,367 | 15.5309 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 18,772 | 15.3970 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 28,840 | 15.1942 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 31,706 | 15.2120 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 22,041 | 15.3004 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 45,230 | 20.6588 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 54,015 | 15.3607 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 77,929 | 20.8624 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 95,158 | 15.3196 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 60 | 20.6826 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 420 | 15.2215 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 586 | 15.5225 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 2,230 | 15.3939 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 3,089 | 15.5475 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 3,448 | 15.1471 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,683 | 15.5699 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 4,703 | 21.0751 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,782 | 20.9855 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,868 | 15.5008 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 9,488 | 15.2295 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 21,373 | 15.2591 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 13,582 | 15.4557 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 34,034 | 21.0072 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 92,814 | 15.2532 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 94,171 | 21.1951 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 94,324 | 20.8295 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 29 Sep 15 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 17.1093 | European | 19 Oct 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 16.9274 | European | 19 Oct 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150929006229/en/
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