6th Jan 2016 16:03
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 5 Jan 2016 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,304,537 | 0.56% | 18,718,437 | 0.47% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 9,970,127 | 0.25% | 11,999,999 | 0.30% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,508,000 | 0.04% | 882,000 | 0.02% | |||||||
| TOTAL: | 33,782,664 | 0.85% | 31,600,436 | 0.79% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 17,277,820 | 0.71% | 4,474,446 | 0.18% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 4,411,211 | 0.18% | 5,255,110 | 0.22% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 299,636 | 0.01% | |||||||
| TOTAL: | 21,689,031 | 0.89% | 10,029,192 | 0.41% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 1 | 21.0425 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2 | 15.3925 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 17 | 15.4075 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 26 | 21.1600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 31 | 21.1150 EUR | ||||
| A ADSs | Purchase | 35 | 45.5900 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 45 | 21.0625 EUR | ||||
| A ADSs | Purchase | 49 | 45.0900 USD | ||||
| B ADSs | Purchase | 71 | 45.3800 USD | ||||
| A ADSs | Purchase | 100 | 45.3600 USD | ||||
| A ADSs | Purchase | 100 | 45.3000 USD | ||||
| B ADSs | Purchase | 104 | 45.7200 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 106 | 15.5425 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 118 | 20.9350 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 121 | 15.3850 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 125 | 15.5217 GBP | ||||
| B ADSs | Purchase | 129 | 45.6435 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 154 | 21.1650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 154 | 21.1400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 182 | 21.0172 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 197 | 15.4550 GBP | ||||
| A ADSs | Purchase | 200 | 45.5625 USD | ||||
| B ADSs | Purchase | 200 | 45.3900 USD | ||||
| A ADSs | Purchase | 200 | 45.3900 USD | ||||
| B ADSs | Purchase | 210 | 45.6257 USD | ||||
| B ADSs | Purchase | 219 | 45.8400 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 220 | 20.9850 EUR | ||||
| B ADSs | Purchase | 228 | 45.6785 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 268 | 15.2200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 269 | 21.1354 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 283 | 15.5000 GBP | ||||
| B ADSs | Purchase | 300 | 45.5450 USD | ||||
| B ADSs | Purchase | 300 | 45.7283 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 310 | 21.0350 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 324 | 15.4846 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 327 | 21.1255 EUR | ||||
| A ADSs | Purchase | 345 | 45.5800 USD | ||||
| A ADSs | Purchase | 355 | 45.2085 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 358 | 21.0450 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 373 | 20.9500 EUR | ||||
| B ADSs | Purchase | 398 | 45.5381 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 418 | 20.9800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 433 | 15.2600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 433 | 15.6850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 451 | 20.9750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 460 | 20.9550 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 471 | 21.0000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 475 | 20.9805 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 480 | 15.4815 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 495 | 15.5319 GBP | ||||
| A ADSs | Purchase | 500 | 45.2620 USD | ||||
| A ADSs | Purchase | 522 | 45.3064 USD | ||||
| A ADSs | Purchase | 522 | 45.3063 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 524 | 15.1550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 528 | 20.8850 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 558 | 20.9775 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 561 | 15.4523 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 564 | 21.1100 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 578 | 21.0200 EUR | ||||
| B ADSs | Purchase | 600 | 45.8462 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 610 | 21.0955 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 631 | 21.1000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 675 | 15.2612 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 693 | 21.0500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 695 | 15.5600 GBP | ||||
| A ADSs | Purchase | 700 | 45.1921 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 771 | 15.4105 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 804 | 21.1200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 817 | 21.0550 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 855 | 20.9600 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 856 | 15.4442 GBP | ||||
| B ADSs | Purchase | 900 | 45.3300 USD | ||||
| B ADSs | Purchase | 900 | 45.5100 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 900 | 20.9050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 948 | 20.8500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 980 | 15.3383 GBP | ||||
| A ADSs | Purchase | 1,000 | 45.2605 USD | ||||
| B ADSs | Purchase | 1,000 | 45.7050 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,040 | 20.8350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,040 | 20.8750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,048 | 20.8450 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,056 | 20.8250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,098 | 21.0250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,103 | 15.4318 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,113 | 15.4429 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,150 | 20.8800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,156 | 20.9650 EUR | ||||
| A ADSs | Purchase | 1,210 | 45.6072 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,301 | 21.0050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,343 | 21.0950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,490 | 20.9867 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,550 | 15.2850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,560 | 21.0900 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,568 | 20.9900 EUR | ||||
| B ADSs | Purchase | 1,600 | 45.5950 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,614 | 15.3500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,614 | 15.3500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,627 | 21.0600 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,746 | 15.4530 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,778 | 15.4467 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,896 | 21.1050 EUR | ||||
| B ADSs | Purchase | 1,900 | 45.5452 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,047 | 21.0100 EUR | ||||
| B ADSs | Purchase | 2,100 | 45.5842 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,161 | 21.0150 EUR | ||||
| B ADSs | Purchase | 2,174 | 45.7093 USD | ||||
| A ADSs | Purchase | 2,189 | 45.4780 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,253 | 21.0750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,362 | 21.0251 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,385 | 21.0700 EUR | ||||
| B ADSs | Purchase | 2,600 | 45.5807 USD | ||||
| A ADSs | Purchase | 3,500 | 45.5550 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,764 | 15.2550 GBP | ||||
| B ADSs | Purchase | 3,800 | 45.5731 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,058 | 21.0090 EUR | ||||
| A ADSs | Purchase | 4,100 | 45.2448 USD | ||||
| A ADSs | Purchase | 4,100 | 45.1388 USD | ||||
| A ADSs | Purchase | 4,201 | 45.5076 USD | ||||
| B ADSs | Purchase | 4,600 | 45.5636 USD | ||||
| B ADSs | Purchase | 4,745 | 45.9000 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,092 | 21.0453 EUR | ||||
| A ADSs | Purchase | 5,938 | 45.4074 USD | ||||
| B ADSs | Purchase | 6,200 | 45.6588 USD | ||||
| B ADSs | Purchase | 6,500 | 45.6543 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,694 | 21.0822 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 7,497 | 15.4135 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 7,573 | 15.2594 GBP | ||||
| A ADSs | Purchase | 7,705 | 45.4505 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 7,994 | 21.1750 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 8,052 | 15.4161 GBP | ||||
| B ADSs | Purchase | 8,258 | 45.4913 USD | ||||
| A ADSs | Purchase | 9,976 | 45.2960 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 10,024 | 15.4342 GBP | ||||
| B ADSs | Purchase | 10,098 | 45.8551 USD | ||||
| A ADSs | Purchase | 11,324 | 45.2432 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 11,986 | 15.4061 GBP | ||||
| A ADSs | Purchase | 14,870 | 45.0542 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 14,905 | 21.1104 EUR | ||||
| A ADSs | Purchase | 16,200 | 45.2546 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 16,200 | 21.0166 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 16,385 | 15.4146 GBP | ||||
| A ADSs | Purchase | 25,528 | 45.2810 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 27,491 | 15.3830 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 32,260 | 21.0129 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 35,692 | 15.2870 GBP | ||||
| B ADSs | Purchase | 38,045 | 45.7206 USD | ||||
| B ADSs | Purchase | 38,945 | 45.7157 USD | ||||
| A ADSs | Purchase | 45,790 | 45.3151 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 46,310 | 21.0896 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 46,745 | 21.0400 EUR | ||||
| A ADSs | Purchase | 47,256 | 45.3199 USD | ||||
| A ADSs | Purchase | 50,374 | 45.2315 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 51,414 | 15.2729 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 51,976 | 20.9946 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 57,100 | 21.0431 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 84,818 | 21.0685 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 88,300 | 15.4041 GBP | ||||
| A ADSs | Purchase | 91,727 | 45.4666 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 94,021 | 15.3946 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 106,504 | 15.3031 GBP | ||||
| A ADSs | Purchase | 106,597 | 45.4091 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 111,543 | 15.4359 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 116,542 | 21.0116 EUR | ||||
| B ADSs | Purchase | 170,876 | 45.6004 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 176,712 | 15.4332 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 182,147 | 21.0212 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 217,588 | 15.4201 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 250,000 | 15.1784 GBP | ||||
| A ADSs | Purchase | 293,594 | 45.3508 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 477,320 | 21.0430 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 486,400 | 15.4577 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,120,000 | 15.5500 GBP | ||||
| A ADSs | Sale | 1 | 45.5800 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1 | 21.0425 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2 | 15.3925 GBP | ||||
| A ADSs | Sale | 10 | 45.2800 USD | ||||
| EUR 0.07 B Ordinary | Sale | 17 | 15.4075 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 26 | 21.1600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 31 | 21.1150 EUR | ||||
| A ADSs | Sale | 49 | 45.0900 USD | ||||
| B ADSs | Sale | 100 | 45.7200 USD | ||||
| A ADSs | Sale | 100 | 45.5350 USD | ||||
| A ADSs | Sale | 100 | 45.3000 USD | ||||
| A ADSs | Sale | 100 | 45.2000 USD | ||||
| A ADSs | Sale | 100 | 45.1500 USD | ||||
| EUR 0.07 B Ordinary | Sale | 106 | 15.5425 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 115 | 15.4005 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 118 | 20.9350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 134 | 21.3600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 154 | 21.1400 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 154 | 21.1650 EUR | ||||
| A ADSs | Sale | 190 | 45.4957 USD | ||||
| EUR 0.07 B Ordinary | Sale | 197 | 15.4550 GBP | ||||
| A ADSs | Sale | 200 | 45.5750 USD | ||||
| B ADSs | Sale | 200 | 45.8550 USD | ||||
| A ADSs | Sale | 200 | 45.3600 USD | ||||
| B ADSs | Sale | 200 | 45.2700 USD | ||||
| EUR 0.07 A Ordinary | Sale | 220 | 20.9850 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 225 | 15.4850 GBP | ||||
| B ADSs | Sale | 239 | 45.8400 USD | ||||
| EUR 0.07 B Ordinary | Sale | 242 | 15.3850 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 268 | 15.2200 GBP | ||||
| A ADSs | Sale | 300 | 44.9866 USD | ||||
| B ADSs | Sale | 300 | 45.7000 USD | ||||
| B ADSs | Sale | 300 | 45.9100 USD | ||||
| EUR 0.07 A Ordinary | Sale | 310 | 21.0350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 327 | 21.1255 EUR | ||||
| A ADSs | Sale | 355 | 45.2085 USD | ||||
| EUR 0.07 A Ordinary | Sale | 358 | 21.0450 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 373 | 20.9500 EUR | ||||
| A ADSs | Sale | 380 | 45.5809 USD | ||||
| EUR 0.07 A Ordinary | Sale | 381 | 20.8476 EUR | ||||
| A ADSs | Sale | 400 | 45.4162 USD | ||||
| EUR 0.07 A Ordinary | Sale | 418 | 20.9800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 451 | 20.9750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 460 | 20.9550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 471 | 21.0000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 475 | 20.9805 EUR | ||||
| B ADSs | Sale | 500 | 45.8520 USD | ||||
| A ADSs | Sale | 522 | 45.3063 USD | ||||
| A ADSs | Sale | 522 | 45.3690 USD | ||||
| EUR 0.07 A Ordinary | Sale | 524 | 15.1550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 528 | 20.8850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 549 | 20.9100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 558 | 20.9775 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 564 | 21.1100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 578 | 21.0200 EUR | ||||
| A ADSs | Sale | 600 | 45.2383 USD | ||||
| A ADSs | Sale | 600 | 45.4266 USD | ||||
| B ADSs | Sale | 600 | 45.7700 USD | ||||
| EUR 0.07 A Ordinary | Sale | 610 | 21.0955 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 631 | 21.1000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 693 | 21.0500 EUR | ||||
| A ADSs | Sale | 700 | 45.3942 USD | ||||
| A ADSs | Sale | 700 | 45.1921 USD | ||||
| EUR 0.07 B Ordinary | Sale | 720 | 15.5000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 720 | 15.5000 GBP | ||||
| A ADSs | Sale | 783 | 45.0589 USD | ||||
| B ADSs | Sale | 800 | 45.7300 USD | ||||
| A ADSs | Sale | 800 | 45.1162 USD | ||||
| EUR 0.07 A Ordinary | Sale | 804 | 21.1200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 817 | 21.0550 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 824 | 15.5335 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 855 | 20.9600 EUR | ||||
| A ADSs | Sale | 900 | 45.2344 USD | ||||
| EUR 0.07 A Ordinary | Sale | 948 | 20.8500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 976 | 15.3143 GBP | ||||
| B ADSs | Sale | 1,020 | 45.3509 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,040 | 20.8350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,040 | 20.8750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,048 | 20.8450 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,056 | 20.8250 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,098 | 21.0250 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,151 | 15.1949 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,156 | 20.9650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,208 | 21.1750 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,230 | 15.5322 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,232 | 15.2124 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,250 | 15.3886 GBP | ||||
| A ADSs | Sale | 1,300 | 45.1223 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,301 | 21.0050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,343 | 21.0950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,432 | 21.1800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,468 | 21.1350 EUR | ||||
| A ADSs | Sale | 1,500 | 45.0793 USD | ||||
| A ADSs | Sale | 1,500 | 45.5375 USD | ||||
| B ADSs | Sale | 1,500 | 45.8065 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,550 | 15.2850 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,550 | 15.3300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,560 | 21.0900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,568 | 20.9900 EUR | ||||
| A ADSs | Sale | 1,600 | 45.3881 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,627 | 21.0600 EUR | ||||
| B ADSs | Sale | 1,628 | 45.3674 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,800 | 20.9050 EUR | ||||
| A ADSs | Sale | 1,802 | 45.2093 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,852 | 15.4191 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,896 | 21.1050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,965 | 15.3500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,965 | 15.3500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,047 | 21.0100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,085 | 20.9451 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,123 | 21.0045 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,161 | 21.0150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,253 | 21.0750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,300 | 20.8800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,380 | 15.2904 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,385 | 21.0700 EUR | ||||
| B ADSs | Sale | 2,400 | 45.5579 USD | ||||
| B ADSs | Sale | 2,578 | 45.6850 USD | ||||
| A ADSs | Sale | 2,600 | 45.1180 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,616 | 15.2338 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,737 | 20.8922 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,056 | 15.2550 GBP | ||||
| B ADSs | Sale | 3,064 | 45.3400 USD | ||||
| A ADSs | Sale | 3,100 | 45.2364 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,140 | 20.8616 EUR | ||||
| A ADSs | Sale | 3,500 | 45.5550 USD | ||||
| A ADSs | Sale | 3,501 | 45.5302 USD | ||||
| A ADSs | Sale | 3,900 | 45.1230 USD | ||||
| A ADSs | Sale | 4,042 | 45.1863 USD | ||||
| B ADSs | Sale | 4,200 | 45.5054 USD | ||||
| A ADSs | Sale | 4,300 | 45.2595 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,668 | 21.0400 EUR | ||||
| A ADSs | Sale | 4,715 | 45.1343 USD | ||||
| B ADSs | Sale | 4,745 | 45.9000 USD | ||||
| B ADSs | Sale | 5,600 | 45.6341 USD | ||||
| A ADSs | Sale | 5,600 | 45.2008 USD | ||||
| A ADSs | Sale | 5,818 | 45.2586 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,809 | 15.5500 GBP | ||||
| A ADSs | Sale | 6,900 | 45.3230 USD | ||||
| A ADSs | Sale | 7,000 | 45.4278 USD | ||||
| EUR 0.07 A Ordinary | Sale | 7,043 | 21.0706 EUR | ||||
| A ADSs | Sale | 7,442 | 45.2812 USD | ||||
| EUR 0.07 A Ordinary | Sale | 7,702 | 15.3793 GBP | ||||
| A ADSs | Sale | 8,605 | 45.2767 USD | ||||
| B ADSs | Sale | 9,198 | 45.8549 USD | ||||
| A ADSs | Sale | 9,370 | 45.2025 USD | ||||
| EUR 0.07 A Ordinary | Sale | 9,619 | 21.0747 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 9,903 | 20.8859 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 10,987 | 15.2628 GBP | ||||
| B ADSs | Sale | 11,326 | 45.6273 USD | ||||
| B ADSs | Sale | 11,700 | 45.5557 USD | ||||
| EUR 0.07 A Ordinary | Sale | 13,283 | 15.2283 GBP | ||||
| A ADSs | Sale | 14,600 | 45.2346 USD | ||||
| A ADSs | Sale | 15,200 | 45.2426 USD | ||||
| EUR 0.07 A Ordinary | Sale | 18,718 | 15.3333 GBP | ||||
| A ADSs | Sale | 18,811 | 45.2701 USD | ||||
| EUR 0.07 A Ordinary | Sale | 22,080 | 15.2364 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 24,937 | 15.3083 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 33,295 | 15.5618 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 33,613 | 15.3748 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 37,649 | 15.4056 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 41,784 | 21.0935 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 44,457 | 15.3810 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 47,005 | 15.2600 GBP | ||||
| A ADSs | Sale | 47,256 | 45.3199 USD | ||||
| EUR 0.07 A Ordinary | Sale | 54,948 | 21.0740 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 55,779 | 21.0257 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 57,201 | 15.3161 GBP | ||||
| A ADSs | Sale | 63,660 | 45.3158 USD | ||||
| EUR 0.07 B Ordinary | Sale | 64,270 | 15.4094 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 67,879 | 15.3831 GBP | ||||
| B ADSs | Sale | 77,890 | 45.7157 USD | ||||
| EUR 0.07 A Ordinary | Sale | 78,630 | 21.0274 EUR | ||||
| B ADSs | Sale | 83,574 | 45.6100 USD | ||||
| A ADSs | Sale | 83,574 | 45.6100 USD | ||||
| B ADSs | Sale | 85,438 | 45.6004 USD | ||||
| EUR 0.07 A Ordinary | Sale | 90,000 | 21.0815 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 92,142 | 15.4407 GBP | ||||
| A ADSs | Sale | 133,382 | 45.3735 USD | ||||
| EUR 0.07 B Ordinary | Sale | 134,214 | 15.4372 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 137,950 | 15.3189 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 143,758 | 21.0130 EUR | ||||
| A ADSs | Sale | 146,797 | 45.3508 USD | ||||
| EUR 0.07 B Ordinary | Sale | 152,527 | 15.3889 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 189,065 | 15.4184 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 200,919 | 20.9964 EUR | ||||
| A ADSs | Sale | 213,194 | 45.4091 USD | ||||
| EUR 0.07 A Ordinary | Sale | 250,000 | 14.9812 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 262,193 | 15.4391 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 266,445 | 21.0787 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | CFD | Long | 2,932 | 15.2077 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,294 | 15.3026 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 4,700 | 21.0249 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 5,499 | 15.3941 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 6,605 | 21.0535 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 7,466 | 15.4425 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 8,776 | 15.4351 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 9,903 | 20.8860 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 10,381 | 15.5517 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 10,987 | 15.2629 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 12,703 | 20.9572 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 12,866 | 15.3634 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 17,786 | 15.2198 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 19,835 | 21.0916 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 22,247 | 15.3848 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 23,972 | 15.3896 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 34,810 | 15.4309 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 44,457 | 15.3810 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 23,717 | 15.2725 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 26,967 | 15.3815 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 58,513 | 21.0743 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 62,323 | 15.3684 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 71,678 | 15.3974 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 36,633 | 15.3398 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 100,545 | 21.0265 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 104,385 | 21.1801 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 55,647 | 15.2130 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 493 | 15.4562 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 675 | 15.2612 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 2,533 | 15.4272 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 10,381 | 15.4701 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 11,222 | 15.4161 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 19,788 | 21.0811 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 24,063 | 20.9975 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 33,195 | 15.4376 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 51,253 | 15.3781 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 57,100 | 21.0431 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 84,818 | 21.0685 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 87,566 | 15.2400 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 88,300 | 15.4040 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 102,392 | 20.9798 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 182,320 | 15.5127 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 214,953 | 21.1107 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 6 Jan 16 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -175,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Futures | Selling | -310,000 | 1.4740 | 16 Dec 16 | ||||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -42,000 | 42.5000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 175,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 68,000 | 45.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -425,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -70,000 | 23.0000 | American | 18 Mar 16 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20160106006217/en/
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