7th Aug 2015 14:10
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 6 August 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 27,078,805 | 0.69% | 23,326,959 | 0.60% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,805,451 | 0.22% | 9,839,682 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,930,316 | 0.07% | 3,055,316 | 0.08% | |||||||
| TOTAL: | 38,814,572 | 0.99% | 36,221,957 | 0.92% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 21,895,789 | 0.90% | 11,648,762 | 0.48% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 6,622,661 | 0.27% | 6,711,871 | 0.28% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 199,636 | 0.01% | |||||||
| TOTAL: | 28,693,450 | 1.18% | 18,560,269 | 0.76% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 B Ordinary | Purchase | 6 | 26.9150 EUR | ||||
| B ADSs | Purchase | 40 | 58.8300 USD | ||||
| A ADSs | Purchase | 50 | 58.2100 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 71 | 18.6550 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 100 | 18.6000 GBP | ||||
| A ADSs | Purchase | 100 | 58.2300 USD | ||||
| A ADSs | Purchase | 100 | 58.3200 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 130 | 26.5563 EUR | ||||
| A ADSs | Purchase | 198 | 58.4623 USD | ||||
| A ADSs | Purchase | 200 | 58.5500 USD | ||||
| A ADSs | Purchase | 225 | 58.5400 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 232 | 18.6100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 235 | 26.5663 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 246 | 18.6150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 279 | 26.6550 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 281 | 26.6275 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 292 | 18.6450 GBP | ||||
| A ADSs | Purchase | 300 | 58.5566 USD | ||||
| A ADSs | Purchase | 300 | 58.5900 USD | ||||
| B ADSs | Purchase | 300 | 58.7900 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 305 | 26.6250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 324 | 26.5700 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 343 | 26.5475 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 350 | 26.6425 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 358 | 26.6377 EUR | ||||
| A ADSs | Purchase | 400 | 58.3775 USD | ||||
| B ADSs | Purchase | 400 | 58.5387 USD | ||||
| A ADSs | Purchase | 400 | 58.5462 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 431 | 26.5575 EUR | ||||
| A ADSs | Purchase | 452 | 58.2437 USD | ||||
| B ADSs | Purchase | 470 | 58.7249 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 491 | 18.8850 GBP | ||||
| A ADSs | Purchase | 497 | 58.3506 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 503 | 18.8950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 525 | 18.4750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 542 | 18.6751 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 560 | 26.6000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 560 | 26.6450 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 580 | 26.6700 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 600 | 26.6255 EUR | ||||
| A ADSs | Purchase | 622 | 58.2036 USD | ||||
| A ADSs | Purchase | 622 | 58.2475 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 698 | 18.6700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 700 | 18.5250 GBP | ||||
| A ADSs | Purchase | 700 | 58.3542 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 703 | 18.8800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 717 | 26.6625 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 740 | 26.6675 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 748 | 26.6600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 750 | 26.6430 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 815 | 26.5650 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 835 | 18.6650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 845 | 26.6355 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 871 | 26.6300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 883 | 26.5600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 891 | 18.5958 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 931 | 18.4850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 977 | 26.6525 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,095 | 26.6350 EUR | ||||
| A ADSs | Purchase | 1,110 | 58.3454 USD | ||||
| B ADSs | Purchase | 1,110 | 58.7078 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,125 | 26.6475 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,152 | 18.5650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,241 | 26.5425 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,295 | 26.5800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,309 | 26.6575 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,328 | 26.6325 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,361 | 18.5684 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,385 | 26.5675 EUR | ||||
| B ADSs | Purchase | 1,400 | 58.5805 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,430 | 18.6670 GBP | ||||
| B ADSs | Purchase | 1,500 | 58.7153 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,715 | 18.6600 GBP | ||||
| A ADSs | Purchase | 1,773 | 58.3581 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,979 | 26.5750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,000 | 26.5000 EUR | ||||
| A ADSs | Purchase | 2,000 | 58.2060 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,072 | 26.5836 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,224 | 18.7340 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,250 | 26.6375 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,281 | 26.6400 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,400 | 18.8250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,419 | 18.7250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,520 | 18.7220 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,539 | 26.5400 EUR | ||||
| B ADSs | Purchase | 2,600 | 58.6605 USD | ||||
| B ADSs | Purchase | 2,930 | 58.7278 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,950 | 26.5795 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 3,005 | 18.8650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,121 | 26.5450 EUR | ||||
| A ADSs | Purchase | 3,217 | 57.9710 USD | ||||
| A ADSs | Purchase | 3,314 | 57.8900 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,318 | 18.6825 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,360 | 26.5581 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,400 | 26.5569 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 3,426 | 18.7824 GBP | ||||
| A ADSs | Purchase | 3,549 | 58.2230 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,622 | 18.8425 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,760 | 18.6050 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,760 | 18.7597 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,552 | 18.8172 GBP | ||||
| B ADSs | Purchase | 5,357 | 58.7306 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 5,651 | 18.8750 GBP | ||||
| B ADSs | Purchase | 5,800 | 58.5865 USD | ||||
| A ADSs | Purchase | 6,149 | 58.3819 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,497 | 26.5500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 6,676 | 18.5851 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,714 | 26.5550 EUR | ||||
| A ADSs | Purchase | 6,997 | 58.1870 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 7,400 | 18.6800 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 7,476 | 18.7336 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 7,608 | 18.7321 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 7,608 | 18.7347 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 7,629 | 18.7365 GBP | ||||
| A ADSs | Purchase | 7,700 | 58.5217 USD | ||||
| A ADSs | Purchase | 8,197 | 58.2899 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 8,860 | 18.8495 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 11,866 | 18.6888 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 11,970 | 26.6070 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 12,366 | 26.6427 EUR | ||||
| A ADSs | Purchase | 12,446 | 58.4966 USD | ||||
| A ADSs | Purchase | 12,900 | 58.4760 USD | ||||
| A ADSs | Purchase | 13,059 | 58.5864 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 15,284 | 18.7335 GBP | ||||
| B ADSs | Purchase | 15,363 | 58.7363 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 16,814 | 18.7401 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 17,173 | 26.7250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 18,295 | 26.6110 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 19,359 | 18.6632 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 19,731 | 18.7414 GBP | ||||
| A ADSs | Purchase | 20,504 | 58.3902 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 22,954 | 26.6224 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 23,948 | 26.6152 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 23,968 | 26.5805 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 27,839 | 18.7033 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 28,661 | 26.5830 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 29,863 | 18.7938 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 31,564 | 18.7940 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 39,535 | 18.8118 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 41,511 | 18.7437 GBP | ||||
| A ADSs | Purchase | 43,260 | 58.3420 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 45,297 | 18.8500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 46,287 | 18.6275 GBP | ||||
| A ADSs | Purchase | 51,155 | 58.3055 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 51,472 | 18.6903 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 52,218 | 26.6158 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 52,391 | 26.5540 EUR | ||||
| B ADSs | Purchase | 64,210 | 58.6579 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 71,085 | 26.6021 EUR | ||||
| A ADSs | Purchase | 72,613 | 58.1330 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 81,556 | 26.6141 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 89,737 | 26.6200 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 162,308 | 18.7757 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 172,313 | 18.5900 GBP | ||||
| A ADSs | Purchase | 199,070 | 58.0754 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 201,127 | 26.6298 EUR | ||||
| A ADSs | Sale | 50 | 58.2100 USD | ||||
| EUR 0.07 B Ordinary | Sale | 100 | 18.6000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 100 | 18.6850 GBP | ||||
| A ADSs | Sale | 100 | 57.6800 USD | ||||
| A ADSs | Sale | 100 | 58.4500 USD | ||||
| B ADSs | Sale | 100 | 58.7800 USD | ||||
| EUR 0.07 A Ordinary | Sale | 108 | 18.5550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 156 | 18.5439 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 190 | 18.6976 GBP | ||||
| B ADSs | Sale | 200 | 58.2000 USD | ||||
| A ADSs | Sale | 200 | 58.2300 USD | ||||
| A ADSs | Sale | 200 | 58.2350 USD | ||||
| B ADSs | Sale | 200 | 58.8775 USD | ||||
| EUR 0.07 B Ordinary | Sale | 232 | 18.6100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 236 | 18.6780 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 246 | 18.6150 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 264 | 18.6075 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 269 | 18.4962 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 279 | 26.6550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 281 | 26.6275 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 286 | 18.6465 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 290 | 26.6650 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 292 | 18.6450 GBP | ||||
| A ADSs | Sale | 300 | 58.2266 USD | ||||
| A ADSs | Sale | 300 | 58.5000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 305 | 26.6250 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 324 | 26.5700 EUR | ||||
| B ADSs | Sale | 325 | 58.5400 USD | ||||
| A ADSs | Sale | 325 | 58.5400 USD | ||||
| EUR 0.07 A Ordinary | Sale | 343 | 26.5475 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 350 | 26.6425 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 360 | 18.4877 GBP | ||||
| B ADSs | Sale | 370 | 58.7100 USD | ||||
| EUR 0.07 A Ordinary | Sale | 388 | 26.5800 EUR | ||||
| A ADSs | Sale | 400 | 57.9375 USD | ||||
| A ADSs | Sale | 400 | 58.3175 USD | ||||
| EUR 0.07 A Ordinary | Sale | 431 | 26.5575 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 491 | 18.8850 GBP | ||||
| A ADSs | Sale | 500 | 58.5530 USD | ||||
| EUR 0.07 B Ordinary | Sale | 503 | 18.8950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 560 | 26.6000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 560 | 26.6450 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 563 | 26.5600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 576 | 18.5650 GBP | ||||
| A ADSs | Sale | 599 | 58.5182 USD | ||||
| EUR 0.07 A Ordinary | Sale | 600 | 26.6255 EUR | ||||
| B ADSs | Sale | 600 | 58.8316 USD | ||||
| EUR 0.07 B Ordinary | Sale | 607 | 18.7962 GBP | ||||
| A ADSs | Sale | 626 | 58.2563 USD | ||||
| EUR 0.07 B Ordinary | Sale | 654 | 18.7169 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 698 | 18.6700 GBP | ||||
| B ADSs | Sale | 699 | 58.7026 USD | ||||
| EUR 0.07 A Ordinary | Sale | 700 | 18.5250 GBP | ||||
| A ADSs | Sale | 700 | 58.5385 USD | ||||
| B ADSs | Sale | 700 | 58.8600 USD | ||||
| EUR 0.07 B Ordinary | Sale | 703 | 18.8800 GBP | ||||
| A ADSs | Sale | 704 | 58.4740 USD | ||||
| EUR 0.07 A Ordinary | Sale | 717 | 26.6625 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 740 | 26.5950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 740 | 26.6675 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 748 | 26.6600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 750 | 26.6430 EUR | ||||
| A ADSs | Sale | 800 | 58.2762 USD | ||||
| A ADSs | Sale | 800 | 58.4950 USD | ||||
| A ADSs | Sale | 800 | 58.5462 USD | ||||
| A ADSs | Sale | 800 | 58.5650 USD | ||||
| B ADSs | Sale | 800 | 58.8612 USD | ||||
| EUR 0.07 B Ordinary | Sale | 835 | 18.6650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 845 | 18.5442 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 845 | 26.6355 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 847 | 26.5450 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 871 | 26.6300 EUR | ||||
| A ADSs | Sale | 897 | 58.4900 USD | ||||
| A ADSs | Sale | 900 | 57.6300 USD | ||||
| B ADSs | Sale | 911 | 58.8979 USD | ||||
| EUR 0.07 A Ordinary | Sale | 977 | 26.6525 EUR | ||||
| A ADSs | Sale | 1,000 | 58.5900 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,023 | 18.6981 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,090 | 18.6219 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,095 | 26.6350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,125 | 26.6475 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,132 | 18.5097 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,147 | 26.6102 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,227 | 26.5425 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,235 | 26.5555 EUR | ||||
| A ADSs | Sale | 1,244 | 58.2036 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,260 | 18.7220 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,309 | 26.6575 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,328 | 26.6325 EUR | ||||
| A ADSs | Sale | 1,360 | 58.2114 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,385 | 26.5675 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,387 | 26.6200 EUR | ||||
| B ADSs | Sale | 1,400 | 58.5805 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,445 | 26.5839 EUR | ||||
| A ADSs | Sale | 1,500 | 58.4706 USD | ||||
| A ADSs | Sale | 1,700 | 58.3968 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,715 | 18.6600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,726 | 26.5576 EUR | ||||
| A ADSs | Sale | 1,800 | 58.3988 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,836 | 18.6727 GBP | ||||
| B ADSs | Sale | 1,900 | 58.5870 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,924 | 26.5500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,979 | 26.5750 EUR | ||||
| A ADSs | Sale | 2,000 | 58.2060 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,011 | 18.6059 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,090 | 26.6161 EUR | ||||
| A ADSs | Sale | 2,200 | 58.1945 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,250 | 26.6375 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,281 | 26.6400 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,400 | 18.8250 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,419 | 18.7250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,432 | 18.4850 GBP | ||||
| A ADSs | Sale | 2,542 | 58.2515 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,005 | 18.8650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,089 | 18.7185 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,294 | 26.5550 EUR | ||||
| A ADSs | Sale | 3,297 | 57.8900 USD | ||||
| A ADSs | Sale | 3,300 | 58.5394 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,760 | 18.6050 GBP | ||||
| B ADSs | Sale | 3,819 | 58.4348 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,944 | 18.6128 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,241 | 26.5838 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 4,279 | 18.8277 GBP | ||||
| A ADSs | Sale | 4,460 | 58.4526 USD | ||||
| A ADSs | Sale | 4,805 | 58.1059 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5,472 | 18.6958 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,651 | 18.8750 GBP | ||||
| B ADSs | Sale | 5,800 | 58.5865 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,988 | 18.5201 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,336 | 18.6171 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 7,050 | 18.8553 GBP | ||||
| A ADSs | Sale | 7,300 | 58.5204 USD | ||||
| EUR 0.07 A Ordinary | Sale | 7,553 | 26.4960 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 7,666 | 18.8459 GBP | ||||
| A ADSs | Sale | 7,776 | 58.0500 USD | ||||
| EUR 0.07 B Ordinary | Sale | 7,817 | 18.8500 GBP | ||||
| A ADSs | Sale | 7,999 | 58.1622 USD | ||||
| A ADSs | Sale | 8,039 | 57.7671 USD | ||||
| EUR 0.07 B Ordinary | Sale | 8,307 | 18.7741 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,383 | 26.6015 EUR | ||||
| B ADSs | Sale | 8,895 | 58.5526 USD | ||||
| EUR 0.07 A Ordinary | Sale | 9,244 | 18.5211 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 9,529 | 18.6401 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 9,664 | 18.7350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 9,937 | 18.8577 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 10,819 | 18.7990 GBP | ||||
| A ADSs | Sale | 11,300 | 58.4858 USD | ||||
| EUR 0.07 A Ordinary | Sale | 11,570 | 26.7246 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 11,675 | 26.6257 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 11,991 | 26.6181 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 12,557 | 26.6245 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 13,764 | 26.6183 EUR | ||||
| A ADSs | Sale | 13,911 | 58.2975 USD | ||||
| A ADSs | Sale | 13,994 | 58.1870 USD | ||||
| EUR 0.07 A Ordinary | Sale | 14,895 | 18.5157 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 15,703 | 18.8366 GBP | ||||
| B ADSs | Sale | 16,281 | 58.7367 USD | ||||
| EUR 0.07 A Ordinary | Sale | 17,135 | 26.6253 EUR | ||||
| A ADSs | Sale | 19,619 | 58.0690 USD | ||||
| EUR 0.07 A Ordinary | Sale | 20,714 | 26.6150 EUR | ||||
| B ADSs | Sale | 26,600 | 58.7326 USD | ||||
| EUR 0.07 A Ordinary | Sale | 30,018 | 26.5705 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 30,551 | 18.7326 GBP | ||||
| A ADSs | Sale | 30,848 | 58.1451 USD | ||||
| B ADSs | Sale | 32,105 | 58.6579 USD | ||||
| EUR 0.07 B Ordinary | Sale | 33,435 | 18.7359 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 34,700 | 18.5878 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 36,649 | 26.6268 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 40,208 | 26.6432 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 42,116 | 18.6181 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 42,495 | 18.5213 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 46,406 | 26.5781 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 46,429 | 26.6039 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 48,073 | 18.7113 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 60,011 | 18.5623 GBP | ||||
| A ADSs | Sale | 67,384 | 58.0574 USD | ||||
| EUR 0.07 A Ordinary | Sale | 87,028 | 18.6221 GBP | ||||
| A ADSs | Sale | 99,535 | 58.0754 USD | ||||
| EUR 0.07 B Ordinary | Sale | 105,430 | 18.7820 GBP | ||||
| A ADSs | Sale | 133,966 | 58.3308 USD | ||||
| EUR 0.07 A Ordinary | Sale | 139,259 | 18.5947 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 210,758 | 18.7029 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 272,230 | 26.5984 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 363,113 | 18.5678 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 480,000 | 18.7650 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | CFD | Long | 18 | 18.7277 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 72 | 26.6009 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 156 | 18.5439 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 190 | 18.6976 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 257 | 26.5915 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 607 | 18.7962 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 618 | 18.7278 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 654 | 18.7169 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 845 | 18.5443 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,023 | 18.6980 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,662 | 18.5895 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,090 | 26.6161 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 2,499 | 18.7773 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,326 | 18.5914 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,906 | 18.7349 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,241 | 26.5839 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,984 | 26.5843 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,336 | 18.6170 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 8,022 | 18.5169 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 8,383 | 26.6015 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 8,529 | 18.7300 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 9,529 | 18.6401 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 10,688 | 18.7416 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 10,819 | 18.7990 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 15,703 | 18.8366 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 24,000 | 18.8500 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 39,110 | 18.5798 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 58,150 | 18.5877 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 60,916 | 18.6333 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 87,028 | 18.6221 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 105,430 | 18.7820 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 131,368 | 18.5745 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 185,062 | 26.5938 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 93,023 | 18.7089 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 125,668 | 18.5162 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 480,000 | 18.7650 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 6 | 26.9150 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 24 | 26.4883 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 2,224 | 18.7340 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,699 | 18.4886 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,993 | 26.5753 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 7,046 | 18.8473 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 8,506 | 18.7286 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 13,955 | 18.7442 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 22,307 | 26.5910 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 14,130 | 18.6469 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 34,636 | 26.7273 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 40,213 | 18.7144 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 41,156 | 18.8457 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 54,259 | 18.8157 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 67,100 | 18.8500 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 115,030 | 18.7484 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 154,821 | 26.6030 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 7 Aug 2015 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -175,000 | 27.5000 | American | 21 Aug 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | American | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150807005407/en/
Copyright Business Wire 2015
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