22nd Jul 2015 13:02
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 21 July 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 27,574,277 | 0.70% | 27,139,099 | 0.69% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,827,562 | 0.20% | 10,676,215 | 0.27% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,880,116 | 0.07% | 3,005,116 | 0.08% | |||||||
| TOTAL: | 38,281,955 | 0.98% | 40,820,430 | 1.04% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,167,811 | 0.95% | 14,624,783 | 0.60% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 9,157,378 | 0.38% | 8,060,841 | 0.33% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 199,636 | 0.01% | |||||||
| TOTAL: | 32,500,189 | 1.33% | 22,885,260 | 0.94% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 B Ordinary | Purchase | 9 | 18.3405 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 51 | 18.3569 GBP | ||||
| A ADSs | Purchase | 64 | 57.1900 USD | ||||
| B ADSs | Purchase | 80 | 57.2700 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 100 | 26.2950 EUR | ||||
| A ADSs | Purchase | 100 | 57.2100 USD | ||||
| B ADSs | Purchase | 100 | 57.6200 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 103 | 18.3575 GBP | ||||
| A ADSs | Purchase | 135 | 57.0203 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 142 | 26.2675 EUR | ||||
| B ADSs | Purchase | 142 | 57.3946 USD | ||||
| B ADSs | Purchase | 170 | 57.6400 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 200 | 26.3150 EUR | ||||
| B ADSs | Purchase | 200 | 57.3700 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 212 | 18.3250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 221 | 18.3451 GBP | ||||
| A ADSs | Purchase | 300 | 57.2400 USD | ||||
| B ADSs | Purchase | 300 | 57.3000 USD | ||||
| A ADSs | Purchase | 388 | 57.1251 USD | ||||
| B ADSs | Purchase | 400 | 57.6125 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 414 | 26.1800 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 422 | 18.3500 GBP | ||||
| B ADSs | Purchase | 430 | 57.6253 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 501 | 18.4900 GBP | ||||
| B ADSs | Purchase | 550 | 57.4036 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 558 | 18.3458 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 569 | 18.4150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 572 | 26.1500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 572 | 26.1750 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 590 | 18.3275 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 600 | 26.3000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 633 | 26.2773 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 649 | 18.3407 GBP | ||||
| A ADSs | Purchase | 700 | 56.9314 USD | ||||
| A ADSs | Purchase | 700 | 56.9400 USD | ||||
| B ADSs | Purchase | 700 | 57.6135 USD | ||||
| A ADSs | Purchase | 708 | 57.1319 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 750 | 26.1700 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 816 | 18.5000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 820 | 26.2312 EUR | ||||
| A ADSs | Purchase | 840 | 57.2004 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 852 | 18.3350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 860 | 18.1450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 873 | 26.2650 EUR | ||||
| A ADSs | Purchase | 1,000 | 57.0130 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,009 | 18.3550 GBP | ||||
| B ADSs | Purchase | 1,020 | 57.2770 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,144 | 26.1850 EUR | ||||
| A ADSs | Purchase | 1,200 | 56.9375 USD | ||||
| A ADSs | Purchase | 1,200 | 57.0225 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,255 | 26.2014 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,300 | 18.3814 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,316 | 18.1798 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,554 | 18.3300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,558 | 26.1671 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,675 | 18.3450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,676 | 18.3183 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,881 | 18.3400 GBP | ||||
| A ADSs | Purchase | 1,900 | 56.9413 USD | ||||
| B ADSs | Purchase | 2,070 | 57.6339 USD | ||||
| A ADSs | Purchase | 2,400 | 57.2750 USD | ||||
| A ADSs | Purchase | 2,600 | 57.0775 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,755 | 26.2885 EUR | ||||
| A ADSs | Purchase | 2,800 | 57.0264 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,961 | 18.1741 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,012 | 26.2879 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 3,513 | 18.4100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,561 | 18.3456 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,656 | 26.2284 EUR | ||||
| A ADSs | Purchase | 3,672 | 57.0680 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,933 | 18.3508 GBP | ||||
| B ADSs | Purchase | 4,290 | 57.6332 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,292 | 26.2414 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 4,449 | 26.3094 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 5,000 | 18.3738 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,115 | 18.1675 GBP | ||||
| A ADSs | Purchase | 5,299 | 57.1588 USD | ||||
| B ADSs | Purchase | 5,490 | 57.5618 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 5,778 | 18.3515 GBP | ||||
| A ADSs | Purchase | 6,200 | 57.0090 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,655 | 18.3200 GBP | ||||
| A ADSs | Purchase | 6,910 | 57.1948 USD | ||||
| A ADSs | Purchase | 7,400 | 57.0272 USD | ||||
| A ADSs | Purchase | 8,400 | 57.2453 USD | ||||
| A ADSs | Purchase | 8,405 | 57.2294 USD | ||||
| A ADSs | Purchase | 8,495 | 57.0734 USD | ||||
| A ADSs | Purchase | 10,800 | 57.2301 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 12,197 | 26.2793 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 12,429 | 18.3567 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 15,231 | 18.4190 GBP | ||||
| A ADSs | Purchase | 15,618 | 56.8971 USD | ||||
| B ADSs | Purchase | 16,506 | 57.4552 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 16,529 | 18.3600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 16,529 | 18.3600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 16,982 | 18.4061 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 17,372 | 26.2315 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 21,297 | 18.3986 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 21,420 | 18.4850 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 30,070 | 18.4625 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 32,159 | 18.4721 GBP | ||||
| A ADSs | Purchase | 34,734 | 57.0351 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 37,913 | 18.3196 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 38,909 | 18.3903 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 40,962 | 18.4561 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 42,429 | 26.2000 EUR | ||||
| A ADSs | Purchase | 48,000 | 57.0788 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 60,000 | 18.4050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 61,772 | 18.2595 GBP | ||||
| A ADSs | Purchase | 63,340 | 57.0502 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 81,478 | 18.4659 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 94,200 | 18.4247 GBP | ||||
| A ADSs | Purchase | 137,358 | 57.0470 USD | ||||
| EUR 0.07 B Ordinary | Sale | 9 | 18.3405 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 37 | 18.3868 GBP | ||||
| B ADSs | Sale | 50 | 57.7200 USD | ||||
| EUR 0.07 B Ordinary | Sale | 51 | 18.4673 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 90 | 18.1500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 97 | 26.1300 EUR | ||||
| A ADSs | Sale | 100 | 57.1300 USD | ||||
| B ADSs | Sale | 100 | 57.3400 USD | ||||
| B ADSs | Sale | 100 | 57.3700 USD | ||||
| EUR 0.07 B Ordinary | Sale | 103 | 18.3575 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 125 | 18.3268 GBP | ||||
| A ADSs | Sale | 135 | 57.0203 USD | ||||
| B ADSs | Sale | 135 | 57.6600 USD | ||||
| EUR 0.07 B Ordinary | Sale | 161 | 18.5250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 180 | 26.1200 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 182 | 18.3600 GBP | ||||
| A ADSs | Sale | 188 | 57.1253 USD | ||||
| EUR 0.07 A Ordinary | Sale | 200 | 26.3150 EUR | ||||
| A ADSs | Sale | 200 | 57.0450 USD | ||||
| A ADSs | Sale | 200 | 57.0550 USD | ||||
| A ADSs | Sale | 200 | 57.1700 USD | ||||
| B ADSs | Sale | 200 | 57.3350 USD | ||||
| EUR 0.07 B Ordinary | Sale | 202 | 18.3500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 212 | 18.3250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 284 | 26.2625 EUR | ||||
| B ADSs | Sale | 290 | 57.3793 USD | ||||
| A ADSs | Sale | 300 | 56.8533 USD | ||||
| A ADSs | Sale | 300 | 56.9250 USD | ||||
| A ADSs | Sale | 300 | 57.0933 USD | ||||
| EUR 0.07 A Ordinary | Sale | 336 | 26.2035 EUR | ||||
| A ADSs | Sale | 354 | 57.1033 USD | ||||
| A ADSs | Sale | 354 | 57.1319 USD | ||||
| EUR 0.07 B Ordinary | Sale | 400 | 18.3615 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 400 | 26.2300 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 402 | 18.3736 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 426 | 18.4100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 505 | 18.2774 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 569 | 18.4150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 572 | 26.1500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 572 | 26.1750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 572 | 26.1850 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 590 | 18.3275 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 600 | 26.3000 EUR | ||||
| A ADSs | Sale | 600 | 56.8816 USD | ||||
| EUR 0.07 B Ordinary | Sale | 700 | 18.4800 GBP | ||||
| A ADSs | Sale | 700 | 56.8657 USD | ||||
| B ADSs | Sale | 700 | 57.3171 USD | ||||
| EUR 0.07 A Ordinary | Sale | 800 | 26.2215 EUR | ||||
| A ADSs | Sale | 800 | 56.9200 USD | ||||
| A ADSs | Sale | 800 | 57.0812 USD | ||||
| EUR 0.07 B Ordinary | Sale | 815 | 18.3700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 816 | 18.5000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 828 | 26.1800 EUR | ||||
| B ADSs | Sale | 828 | 57.4388 USD | ||||
| B ADSs | Sale | 842 | 57.3587 USD | ||||
| A ADSs | Sale | 852 | 56.8900 USD | ||||
| EUR 0.07 A Ordinary | Sale | 860 | 18.1450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 888 | 18.3350 GBP | ||||
| B ADSs | Sale | 900 | 57.6300 USD | ||||
| A ADSs | Sale | 952 | 56.9203 USD | ||||
| EUR 0.07 B Ordinary | Sale | 995 | 18.4128 GBP | ||||
| A ADSs | Sale | 1,000 | 57.0130 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,009 | 18.3550 GBP | ||||
| B ADSs | Sale | 1,035 | 57.6339 USD | ||||
| B ADSs | Sale | 1,086 | 57.4542 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,120 | 26.2500 EUR | ||||
| A ADSs | Sale | 1,200 | 56.9733 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,229 | 26.1844 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,400 | 18.3800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,400 | 26.1900 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,554 | 18.3300 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,632 | 18.4175 GBP | ||||
| A ADSs | Sale | 1,638 | 56.9938 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,675 | 18.3450 GBP | ||||
| B ADSs | Sale | 1,692 | 57.5637 USD | ||||
| B ADSs | Sale | 1,700 | 57.6178 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,716 | 26.2083 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,973 | 18.4900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,145 | 18.3200 GBP | ||||
| A ADSs | Sale | 2,300 | 57.0973 USD | ||||
| B ADSs | Sale | 2,410 | 57.4046 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,489 | 26.2458 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,500 | 26.2600 EUR | ||||
| A ADSs | Sale | 2,587 | 56.9999 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,756 | 26.2000 EUR | ||||
| A ADSs | Sale | 2,800 | 57.0639 USD | ||||
| A ADSs | Sale | 3,100 | 57.0064 USD | ||||
| A ADSs | Sale | 3,300 | 56.9389 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,347 | 18.3134 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,467 | 26.2062 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 5,116 | 18.4059 GBP | ||||
| A ADSs | Sale | 5,400 | 56.9974 USD | ||||
| A ADSs | Sale | 5,400 | 57.0392 USD | ||||
| A ADSs | Sale | 5,466 | 56.8964 USD | ||||
| A ADSs | Sale | 5,617 | 57.0492 USD | ||||
| EUR 0.07 B Ordinary | Sale | 6,316 | 18.4992 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 7,006 | 18.4369 GBP | ||||
| A ADSs | Sale | 7,700 | 56.9041 USD | ||||
| EUR 0.07 A Ordinary | Sale | 8,257 | 26.2066 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 8,362 | 18.4402 GBP | ||||
| A ADSs | Sale | 8,480 | 57.1574 USD | ||||
| A ADSs | Sale | 8,700 | 57.0177 USD | ||||
| EUR 0.07 A Ordinary | Sale | 9,322 | 18.2343 GBP | ||||
| B ADSs | Sale | 9,400 | 57.4641 USD | ||||
| B ADSs | Sale | 10,980 | 57.5618 USD | ||||
| EUR 0.07 B Ordinary | Sale | 11,467 | 18.4016 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 12,676 | 18.5019 GBP | ||||
| A ADSs | Sale | 12,960 | 57.0680 USD | ||||
| A ADSs | Sale | 13,568 | 57.0487 USD | ||||
| A ADSs | Sale | 14,077 | 57.0198 USD | ||||
| EUR 0.07 B Ordinary | Sale | 14,172 | 18.4957 GBP | ||||
| A ADSs | Sale | 14,240 | 57.0893 USD | ||||
| EUR 0.07 B Ordinary | Sale | 16,467 | 18.5025 GBP | ||||
| A ADSs | Sale | 19,869 | 57.0448 USD | ||||
| EUR 0.07 B Ordinary | Sale | 22,504 | 18.3966 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 23,000 | 18.3419 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 23,222 | 18.4894 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 23,644 | 18.4657 GBP | ||||
| A ADSs | Sale | 24,000 | 57.0788 USD | ||||
| EUR 0.07 B Ordinary | Sale | 24,053 | 18.4741 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 25,977 | 18.2507 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 26,029 | 26.2024 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 26,241 | 18.4697 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 27,397 | 18.3957 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 27,917 | 18.3379 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 29,514 | 26.2116 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 30,001 | 18.3400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 30,458 | 18.4628 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 32,895 | 18.3927 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 33,454 | 18.2383 GBP | ||||
| A ADSs | Sale | 37,215 | 57.2298 USD | ||||
| EUR 0.07 A Ordinary | Sale | 44,050 | 18.3199 GBP | ||||
| A ADSs | Sale | 47,034 | 57.0529 USD | ||||
| EUR 0.07 A Ordinary | Sale | 49,064 | 26.2079 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 88,057 | 18.4434 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 125,677 | 26.2089 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 126,346 | 18.3764 GBP | ||||
| A ADSs | Sale | 126,680 | 57.0502 USD | ||||
| EUR 0.07 A Ordinary | Sale | 174,817 | 18.2178 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,400,000 | 26.2400 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 200 | 18.3273 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 1,349 | 18.3472 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,487 | 18.2779 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,254 | 26.2412 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,845 | 18.3099 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 6,001 | 26.2592 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 8,800 | 18.2881 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 9,328 | 18.4040 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 10,487 | 26.1796 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 10,898 | 18.2781 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 14,497 | 18.3788 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 15,731 | 18.3525 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 18,258 | 26.2015 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 18,682 | 18.2186 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 21,127 | 18.2847 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 75,618 | 18.3667 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 164,460 | 26.2042 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 186,629 | 18.2096 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 653 | 26.1679 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 964 | 18.2063 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 2,300 | 18.1695 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 3,016 | 18.4557 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,700 | 18.1681 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 3,892 | 18.4542 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,000 | 18.1632 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,158 | 18.1888 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,602 | 26.2478 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 6,008 | 26.1449 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 9,346 | 18.3839 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 13,600 | 18.4313 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 20,848 | 26.2841 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 50,920 | 18.4831 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 54,042 | 18.2722 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 22 Jul 2015 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -175,000 | 27.5000 | American | 21 Aug 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | American | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150722005703/en/
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