6th Aug 2015 14:28
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 5 August 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 27,022,144 | 0.69% | 23,337,124 | 0.60% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,459,637 | 0.22% | 9,902,338 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,930,316 | 0.07% | 3,055,316 | 0.08% | |||||||
| (4) | |||||||||||
| TOTAL: | 38,412,097 | 0.98% | 36,294,778 | 0.93% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,228,299 | 0.91% | 11,486,608 | 0.47% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 6,567,067 | 0.27% | 7,160,313 | 0.29% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 199,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 28,970,366 | 1.19% | 18,846,557 | 0.77% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| B ADSs | Purchase | 1 | 58.6000 USD | ||||
| A ADSs | Purchase | 4 | 57.7900 USD | ||||
| A ADSs | Purchase | 5 | 57.8900 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 8 | 18.4775 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 16 | 27.0012 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 62 | 18.3650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 62 | 18.4000 GBP | ||||
| B ADSs | Purchase | 100 | 58.0900 USD | ||||
| B ADSs | Purchase | 100 | 58.1500 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 142 | 26.8375 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 144 | 18.6750 GBP | ||||
| B ADSs | Purchase | 150 | 58.2400 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 168 | 26.7900 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 169 | 18.6800 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 192 | 18.6975 GBP | ||||
| A ADSs | Purchase | 200 | 57.9000 USD | ||||
| B ADSs | Purchase | 200 | 58.0950 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 203 | 18.5450 GBP | ||||
| A ADSs | Purchase | 204 | 57.9899 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 228 | 18.5400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 248 | 26.2650 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 250 | 18.5425 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 261 | 26.4521 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 280 | 18.4250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 300 | 18.5214 GBP | ||||
| A ADSs | Purchase | 300 | 57.7933 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 326 | 18.7495 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 354 | 18.6996 GBP | ||||
| B ADSs | Purchase | 370 | 58.3417 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 373 | 26.3585 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 391 | 18.7350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 396 | 18.7219 GBP | ||||
| B ADSs | Purchase | 400 | 58.6600 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 437 | 18.2900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 465 | 18.4700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 479 | 18.6950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 487 | 26.8025 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 500 | 26.7930 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 553 | 18.5789 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 565 | 18.6700 GBP | ||||
| A ADSs | Purchase | 600 | 58.4000 USD | ||||
| A ADSs | Purchase | 617 | 57.8500 USD | ||||
| A ADSs | Purchase | 619 | 57.8623 USD | ||||
| B ADSs | Purchase | 620 | 58.3322 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 631 | 18.4581 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 651 | 18.5894 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 699 | 18.4100 GBP | ||||
| A ADSs | Purchase | 700 | 57.8228 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 706 | 18.7525 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 745 | 26.8350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 800 | 26.6625 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 858 | 18.3900 GBP | ||||
| B ADSs | Purchase | 900 | 58.1256 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 986 | 18.6594 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,000 | 26.7650 EUR | ||||
| A ADSs | Purchase | 1,000 | 57.7100 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,009 | 18.3580 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,100 | 26.6768 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,115 | 18.4900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,235 | 18.7375 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,235 | 18.7500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,256 | 18.6022 GBP | ||||
| B ADSs | Purchase | 1,300 | 58.1738 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,411 | 18.6900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,434 | 18.7300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,492 | 26.7925 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,492 | 26.7975 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,714 | 18.3969 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,724 | 18.7850 GBP | ||||
| B ADSs | Purchase | 1,800 | 58.4051 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,094 | 18.5157 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,120 | 18.7450 GBP | ||||
| B ADSs | Purchase | 2,200 | 58.3828 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,205 | 18.7000 GBP | ||||
| A ADSs | Purchase | 2,300 | 58.1835 USD | ||||
| A ADSs | Purchase | 2,397 | 57.9923 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,456 | 18.7050 GBP | ||||
| B ADSs | Purchase | 2,653 | 58.2781 USD | ||||
| A ADSs | Purchase | 2,800 | 58.0167 USD | ||||
| A ADSs | Purchase | 3,100 | 57.8286 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,275 | 26.8060 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 3,351 | 18.5037 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,539 | 18.4639 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,127 | 18.4694 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,400 | 18.5043 GBP | ||||
| A ADSs | Purchase | 4,409 | 57.8320 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,439 | 18.5330 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,676 | 26.8050 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 4,722 | 18.5028 GBP | ||||
| A ADSs | Purchase | 5,379 | 57.8168 USD | ||||
| A ADSs | Purchase | 5,400 | 57.7760 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 5,415 | 18.6020 GBP | ||||
| A ADSs | Purchase | 5,500 | 58.0076 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,586 | 18.5206 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,316 | 26.4753 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 8,468 | 18.7326 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 8,756 | 26.8097 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 9,218 | 18.7160 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 9,683 | 26.5271 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 10,000 | 18.6170 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 10,297 | 18.7279 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 10,946 | 18.7366 GBP | ||||
| A ADSs | Purchase | 11,606 | 58.0451 USD | ||||
| B ADSs | Purchase | 11,703 | 58.4046 USD | ||||
| A ADSs | Purchase | 11,971 | 58.2457 USD | ||||
| A ADSs | Purchase | 12,400 | 57.9246 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 12,778 | 18.7600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 14,147 | 18.6100 GBP | ||||
| B ADSs | Purchase | 17,544 | 58.6304 USD | ||||
| A ADSs | Purchase | 20,839 | 57.9690 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 21,428 | 18.6056 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 21,440 | 18.6596 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 21,673 | 26.6460 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 24,707 | 26.4787 EUR | ||||
| B ADSs | Purchase | 26,958 | 58.2635 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 29,477 | 18.5445 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 32,292 | 18.6147 GBP | ||||
| A ADSs | Purchase | 39,701 | 57.8243 USD | ||||
| B ADSs | Purchase | 44,004 | 58.2995 USD | ||||
| B ADSs | Purchase | 44,307 | 58.3011 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 53,869 | 18.4876 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 58,749 | 26.8100 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 77,275 | 26.4904 EUR | ||||
| A ADSs | Purchase | 84,682 | 57.8171 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 100,413 | 18.6242 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 102,838 | 26.6413 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 119,967 | 26.4832 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 133,266 | 26.6433 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 150,140 | 26.5365 EUR | ||||
| A ADSs | Purchase | 151,311 | 57.8410 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 169,459 | 18.4037 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 201,021 | 18.7547 GBP | ||||
| A ADSs | Purchase | 236,751 | 58.0049 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 267,381 | 26.8099 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 428,551 | 26.3000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 479,466 | 26.6255 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 653,558 | 18.5831 GBP | ||||
| B ADSs | Sale | 1 | 58.6000 USD | ||||
| EUR 0.07 B Ordinary | Sale | 8 | 18.4775 GBP | ||||
| A ADSs | Sale | 24 | 58.1354 USD | ||||
| A ADSs | Sale | 38 | 58.1800 USD | ||||
| EUR 0.07 B Ordinary | Sale | 51 | 18.7018 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 58 | 18.6886 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 62 | 18.4000 GBP | ||||
| B ADSs | Sale | 100 | 58.1100 USD | ||||
| A ADSs | Sale | 102 | 57.8700 USD | ||||
| A ADSs | Sale | 102 | 57.9899 USD | ||||
| A ADSs | Sale | 117 | 57.7400 USD | ||||
| EUR 0.07 A Ordinary | Sale | 124 | 18.3650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 135 | 18.5515 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 142 | 26.8375 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 144 | 18.6750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 157 | 26.3000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 168 | 26.7900 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 169 | 18.6800 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 192 | 18.6975 GBP | ||||
| A ADSs | Sale | 200 | 58.0050 USD | ||||
| A ADSs | Sale | 200 | 58.1600 USD | ||||
| A ADSs | Sale | 220 | 57.9200 USD | ||||
| EUR 0.07 A Ordinary | Sale | 248 | 26.2650 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 280 | 18.4250 GBP | ||||
| A ADSs | Sale | 300 | 57.9000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 320 | 26.7050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 356 | 18.3582 GBP | ||||
| A ADSs | Sale | 400 | 58.0350 USD | ||||
| A ADSs | Sale | 400 | 58.2750 USD | ||||
| EUR 0.07 A Ordinary | Sale | 437 | 18.2900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 465 | 18.4700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 470 | 18.7116 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 477 | 26.7100 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 479 | 18.6950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 487 | 26.8025 EUR | ||||
| A ADSs | Sale | 492 | 57.8863 USD | ||||
| EUR 0.07 A Ordinary | Sale | 500 | 26.7650 EUR | ||||
| A ADSs | Sale | 500 | 58.2530 USD | ||||
| B ADSs | Sale | 513 | 58.6600 USD | ||||
| EUR 0.07 B Ordinary | Sale | 543 | 18.5215 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 565 | 18.6700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 572 | 18.4100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 583 | 26.7048 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 620 | 18.7850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 679 | 18.7350 GBP | ||||
| A ADSs | Sale | 700 | 57.8085 USD | ||||
| A ADSs | Sale | 700 | 57.8942 USD | ||||
| EUR 0.07 A Ordinary | Sale | 745 | 26.8350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 754 | 26.7241 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 858 | 18.3900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 893 | 18.6009 GBP | ||||
| A ADSs | Sale | 1,000 | 57.7100 USD | ||||
| A ADSs | Sale | 1,000 | 58.0230 USD | ||||
| B ADSs | Sale | 1,000 | 58.1570 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,071 | 18.3604 GBP | ||||
| A ADSs | Sale | 1,100 | 57.9136 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,154 | 18.3500 GBP | ||||
| B ADSs | Sale | 1,196 | 58.3654 USD | ||||
| A ADSs | Sale | 1,200 | 58.0975 USD | ||||
| B ADSs | Sale | 1,200 | 58.1270 USD | ||||
| A ADSs | Sale | 1,200 | 58.3050 USD | ||||
| A ADSs | Sale | 1,217 | 57.8508 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,235 | 18.7375 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,235 | 18.7500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,300 | 18.4135 GBP | ||||
| A ADSs | Sale | 1,400 | 58.0914 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,411 | 18.6900 GBP | ||||
| B ADSs | Sale | 1,429 | 58.3353 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,434 | 18.7300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,492 | 26.7925 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,492 | 26.7975 EUR | ||||
| A ADSs | Sale | 1,500 | 58.1810 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,661 | 18.7019 GBP | ||||
| B ADSs | Sale | 1,836 | 58.2204 USD | ||||
| B ADSs | Sale | 1,850 | 58.2400 USD | ||||
| A ADSs | Sale | 1,850 | 58.2400 USD | ||||
| A ADSs | Sale | 1,900 | 57.9800 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,080 | 18.4903 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,191 | 26.4446 EUR | ||||
| A ADSs | Sale | 2,200 | 58.0577 USD | ||||
| A ADSs | Sale | 2,200 | 58.2651 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,205 | 18.7000 GBP | ||||
| B ADSs | Sale | 2,400 | 58.4958 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,456 | 18.7050 GBP | ||||
| B ADSs | Sale | 2,499 | 58.4006 USD | ||||
| A ADSs | Sale | 2,600 | 57.8782 USD | ||||
| A ADSs | Sale | 2,622 | 57.9734 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,678 | 26.7930 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,684 | 26.7737 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,831 | 18.5550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,043 | 18.6744 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,234 | 18.7149 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,328 | 18.5968 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,560 | 26.3603 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,600 | 26.3180 EUR | ||||
| B ADSs | Sale | 3,600 | 58.4224 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,702 | 26.6587 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 3,803 | 18.5450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,217 | 26.8061 EUR | ||||
| A ADSs | Sale | 4,471 | 58.2405 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,617 | 18.7176 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,766 | 26.7786 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 4,800 | 18.7219 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,964 | 18.7316 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,211 | 18.5843 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,300 | 18.7169 GBP | ||||
| B ADSs | Sale | 5,532 | 58.2892 USD | ||||
| A ADSs | Sale | 5,565 | 58.0400 USD | ||||
| A ADSs | Sale | 5,803 | 58.0451 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,952 | 26.4864 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 6,026 | 18.7162 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,046 | 18.5394 GBP | ||||
| A ADSs | Sale | 6,082 | 58.0749 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,190 | 26.7932 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 6,736 | 18.7258 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 7,846 | 18.7299 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,064 | 18.5275 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,243 | 26.8040 EUR | ||||
| B ADSs | Sale | 8,659 | 58.6300 USD | ||||
| B ADSs | Sale | 8,772 | 58.6304 USD | ||||
| A ADSs | Sale | 8,900 | 58.0369 USD | ||||
| A ADSs | Sale | 9,241 | 57.9133 USD | ||||
| EUR 0.07 B Ordinary | Sale | 9,276 | 18.7165 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 10,358 | 26.8050 EUR | ||||
| A ADSs | Sale | 10,700 | 57.9144 USD | ||||
| EUR 0.07 A Ordinary | Sale | 11,257 | 18.6036 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 12,401 | 26.6619 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 13,000 | 18.6604 GBP | ||||
| A ADSs | Sale | 13,000 | 57.8146 USD | ||||
| EUR 0.07 A Ordinary | Sale | 13,154 | 18.5977 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 13,592 | 18.7092 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 15,819 | 18.6937 GBP | ||||
| A ADSs | Sale | 20,250 | 58.0009 USD | ||||
| EUR 0.07 A Ordinary | Sale | 23,721 | 26.5381 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 24,016 | 18.7156 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 25,000 | 18.4535 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 25,528 | 18.5415 GBP | ||||
| B ADSs | Sale | 28,415 | 58.2841 USD | ||||
| A ADSs | Sale | 32,332 | 57.9836 USD | ||||
| EUR 0.07 A Ordinary | Sale | 34,460 | 18.5612 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 39,978 | 18.5253 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 48,889 | 18.7450 GBP | ||||
| A ADSs | Sale | 53,928 | 58.0001 USD | ||||
| EUR 0.07 B Ordinary | Sale | 54,151 | 18.7203 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 59,117 | 26.5796 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 62,728 | 26.6357 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 63,634 | 26.6477 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 63,824 | 18.6724 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 70,485 | 18.6034 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 74,963 | 26.5228 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 77,859 | 18.5168 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 79,662 | 18.6324 GBP | ||||
| B ADSs | Sale | 88,008 | 58.2995 USD | ||||
| EUR 0.07 B Ordinary | Sale | 88,450 | 18.6558 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 108,036 | 26.8100 EUR | ||||
| A ADSs | Sale | 109,718 | 58.0193 USD | ||||
| EUR 0.07 B Ordinary | Sale | 111,350 | 18.8039 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 208,786 | 26.6201 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 210,527 | 18.5035 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 232,537 | 26.4902 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 237,897 | 18.7525 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 251,024 | 26.8091 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 251,228 | 18.5400 GBP | ||||
| A ADSs | Sale | 302,622 | 57.8410 USD | ||||
| EUR 0.07 B Ordinary | Sale | 442,226 | 18.5857 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | CFD | Long | 304 | 18.4592 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 356 | 18.6681 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 470 | 18.7116 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 543 | 18.5215 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 643 | 18.5799 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 754 | 26.7241 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 893 | 18.6009 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,047 | 26.7987 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,343 | 18.5062 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,368 | 26.7874 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,543 | 26.3111 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,635 | 18.4551 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 1,661 | 18.7019 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,191 | 26.4446 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,684 | 26.7737 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,830 | 18.5533 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,871 | 26.7047 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 3,232 | 18.5043 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,328 | 18.5968 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,464 | 18.5786 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,650 | 18.5217 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,096 | 18.5505 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 6,522 | 18.5424 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 8,003 | 26.6200 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 8,165 | 18.5852 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 9,642 | 18.5099 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 10,665 | 18.6159 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 19,835 | 18.6844 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 26,397 | 18.5287 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 34,460 | 18.5612 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 35,795 | 18.6973 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 102,772 | 18.5185 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 111,350 | 18.8039 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 206,877 | 18.5031 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 251,000 | 18.5400 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 16 | 27.0006 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 370 | 18.6947 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 396 | 18.7219 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 454 | 18.6720 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 553 | 18.5790 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,543 | 26.3349 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,909 | 18.6020 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,026 | 18.5307 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,359 | 18.5191 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 3,561 | 18.2599 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 8,052 | 26.6917 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 8,192 | 18.6771 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 9,286 | 18.5283 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 5,527 | 18.4087 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 11,156 | 18.6082 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 24,402 | 26.6258 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 32,268 | 26.6610 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 32,289 | 26.5365 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 128,347 | 18.6194 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 161,799 | 18.4047 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 287,438 | 26.6423 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 6 Aug 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -175,000 | 27.5000 | American | 21 Aug 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | American | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150806005879/en/
Copyright Business Wire 2015
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