9th Nov 2015 14:09
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 6 Nov 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,368,549 | 0.59% | 13,667,090 | 0.35% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,141,765 | 0.21% | 9,512,233 | 0.24% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| TOTAL: | 33,060,514 | 0.84% | 24,779,523 | 0.63% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,134,309 | 0.95% | 14,712,415 | 0.60% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 10,699,044 | 0.44% | 5,032,255 | 0.21% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| TOTAL: | 34,008,353 | 1.39% | 20,044,306 | 0.82% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| B ADSs | Purchase | 57 | 52.1300 USD | ||||
| A ADSs | Purchase | 69 | 52.1000 USD | ||||
| A ADSs | Purchase | 100 | 52.0350 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 118 | 17.2250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 139 | 17.0600 GBP | ||||
| B ADSs | Purchase | 150 | 52.1533 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 161 | 17.3100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 166 | 24.0600 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 171 | 17.1550 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 172 | 17.3000 GBP | ||||
| A ADSs | Purchase | 200 | 52.0400 USD | ||||
| B ADSs | Purchase | 250 | 51.8900 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 289 | 17.2550 GBP | ||||
| B ADSs | Purchase | 300 | 51.9366 USD | ||||
| A ADSs | Purchase | 300 | 51.8300 USD | ||||
| B ADSs | Purchase | 300 | 51.9633 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 319 | 17.0050 GBP | ||||
| B ADSs | Purchase | 430 | 51.7767 USD | ||||
| A ADSs | Purchase | 500 | 51.7800 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 532 | 17.1926 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 540 | 24.1400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 577 | 17.2013 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 601 | 17.0375 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 630 | 17.2690 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 666 | 17.1316 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 677 | 17.0512 GBP | ||||
| B ADSs | Purchase | 680 | 51.8583 USD | ||||
| A ADSs | Purchase | 680 | 52.0157 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 734 | 17.1551 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 838 | 17.0825 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 853 | 24.1550 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 853 | 24.1650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 900 | 24.0750 EUR | ||||
| A ADSs | Purchase | 917 | 51.9084 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 930 | 24.1525 EUR | ||||
| A ADSs | Purchase | 986 | 51.8998 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,000 | 17.1600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,200 | 17.3750 GBP | ||||
| B ADSs | Purchase | 1,230 | 51.7544 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,253 | 24.1653 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,318 | 17.1804 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,422 | 17.1702 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,562 | 24.1200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,600 | 24.1300 EUR | ||||
| A ADSs | Purchase | 1,600 | 51.9137 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,610 | 17.2266 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,653 | 24.2324 EUR | ||||
| A ADSs | Purchase | 1,696 | 52.1014 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,739 | 17.0287 GBP | ||||
| A ADSs | Purchase | 1,774 | 51.9634 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,865 | 24.1491 EUR | ||||
| B ADSs | Purchase | 1,870 | 51.8000 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,199 | 17.1114 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,246 | 24.1551 EUR | ||||
| A ADSs | Purchase | 2,300 | 51.8887 USD | ||||
| A ADSs | Purchase | 2,376 | 52.0512 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,377 | 17.2284 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,423 | 17.1208 GBP | ||||
| A ADSs | Purchase | 2,582 | 52.0065 USD | ||||
| A ADSs | Purchase | 2,700 | 51.9001 USD | ||||
| B ADSs | Purchase | 2,720 | 52.0449 USD | ||||
| B ADSs | Purchase | 2,800 | 52.0210 USD | ||||
| A ADSs | Purchase | 2,834 | 51.9108 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,400 | 17.1400 GBP | ||||
| B ADSs | Purchase | 3,400 | 51.9194 USD | ||||
| A ADSs | Purchase | 3,600 | 51.8377 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,661 | 24.1735 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 4,000 | 17.2300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,044 | 17.2373 GBP | ||||
| B ADSs | Purchase | 4,084 | 51.9440 USD | ||||
| A ADSs | Purchase | 4,090 | 52.0535 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 4,497 | 17.2723 GBP | ||||
| B ADSs | Purchase | 5,300 | 51.7939 USD | ||||
| A ADSs | Purchase | 5,500 | 51.8050 USD | ||||
| B ADSs | Purchase | 6,100 | 51.9670 USD | ||||
| A ADSs | Purchase | 6,600 | 51.9251 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,686 | 24.1483 EUR | ||||
| A ADSs | Purchase | 7,700 | 51.9187 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 8,933 | 17.0634 GBP | ||||
| B ADSs | Purchase | 10,000 | 51.9335 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 12,661 | 24.1950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 12,931 | 24.1423 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 15,216 | 17.1542 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 16,024 | 17.1886 GBP | ||||
| A ADSs | Purchase | 17,400 | 51.8497 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 19,006 | 17.1916 GBP | ||||
| A ADSs | Purchase | 21,220 | 51.8803 USD | ||||
| A ADSs | Purchase | 21,848 | 51.9654 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 22,243 | 17.1868 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 22,549 | 17.1885 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 22,846 | 17.1776 GBP | ||||
| B ADSs | Purchase | 24,871 | 51.8281 USD | ||||
| B ADSs | Purchase | 25,396 | 51.9607 USD | ||||
| A ADSs | Purchase | 25,637 | 52.0746 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 28,739 | 17.2962 GBP | ||||
| A ADSs | Purchase | 32,757 | 51.8155 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 35,212 | 24.2396 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 38,030 | 17.2215 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 39,811 | 17.1126 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 58,212 | 17.2204 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 70,005 | 17.2114 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 70,869 | 17.2200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 78,289 | 17.1200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 114,407 | 24.1306 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 115,487 | 17.2091 GBP | ||||
| A ADSs | Purchase | 143,474 | 51.9227 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 178,317 | 24.1285 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 234,857 | 24.1382 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,484,358 | 24.2100 EUR | ||||
| A ADSs | Sale | 17 | 51.8300 USD | ||||
| EUR 0.07 A Ordinary | Sale | 83 | 24.0600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 100 | 16.9800 GBP | ||||
| A ADSs | Sale | 100 | 51.9600 USD | ||||
| EUR 0.07 A Ordinary | Sale | 118 | 17.2250 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 139 | 17.2404 GBP | ||||
| A ADSs | Sale | 200 | 52.0400 USD | ||||
| EUR 0.07 A Ordinary | Sale | 212 | 24.2050 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 227 | 17.2200 GBP | ||||
| A ADSs | Sale | 290 | 51.9786 USD | ||||
| B ADSs | Sale | 300 | 51.9666 USD | ||||
| A ADSs | Sale | 300 | 51.9000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 319 | 17.0050 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 322 | 17.3100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 337 | 24.1575 EUR | ||||
| A ADSs | Sale | 363 | 51.8600 USD | ||||
| B ADSs | Sale | 363 | 51.8600 USD | ||||
| EUR 0.07 B Ordinary | Sale | 400 | 17.2936 GBP | ||||
| B ADSs | Sale | 400 | 51.9100 USD | ||||
| EUR 0.07 A Ordinary | Sale | 449 | 17.1065 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 450 | 24.0750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 540 | 24.1400 EUR | ||||
| B ADSs | Sale | 600 | 51.9383 USD | ||||
| A ADSs | Sale | 600 | 51.9067 USD | ||||
| EUR 0.07 B Ordinary | Sale | 600 | 17.3750 GBP | ||||
| A ADSs | Sale | 600 | 51.7833 USD | ||||
| EUR 0.07 A Ordinary | Sale | 642 | 17.2192 GBP | ||||
| B ADSs | Sale | 700 | 51.9585 USD | ||||
| B ADSs | Sale | 700 | 52.0386 USD | ||||
| B ADSs | Sale | 700 | 52.0000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 761 | 24.1213 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 785 | 17.0821 GBP | ||||
| B ADSs | Sale | 800 | 51.9062 USD | ||||
| EUR 0.07 A Ordinary | Sale | 838 | 17.0825 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 853 | 24.1550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 853 | 24.1650 EUR | ||||
| B ADSs | Sale | 900 | 51.9533 USD | ||||
| EUR 0.07 A Ordinary | Sale | 905 | 24.1200 EUR | ||||
| A ADSs | Sale | 1,000 | 51.8790 USD | ||||
| B ADSs | Sale | 1,038 | 52.1800 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,100 | 17.1897 GBP | ||||
| A ADSs | Sale | 1,105 | 51.9127 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,130 | 17.1600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,130 | 17.1600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,157 | 17.0611 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,201 | 24.1535 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,202 | 17.0375 GBP | ||||
| B ADSs | Sale | 1,342 | 51.9148 USD | ||||
| A ADSs | Sale | 1,480 | 51.8920 USD | ||||
| A ADSs | Sale | 1,600 | 51.9543 USD | ||||
| B ADSs | Sale | 1,600 | 51.9800 USD | ||||
| B ADSs | Sale | 1,640 | 51.8786 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,700 | 17.1400 GBP | ||||
| B ADSs | Sale | 1,700 | 51.9367 USD | ||||
| A ADSs | Sale | 1,800 | 51.8166 USD | ||||
| A ADSs | Sale | 1,800 | 51.9340 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,861 | 24.1971 EUR | ||||
| B ADSs | Sale | 1,950 | 51.9892 USD | ||||
| A ADSs | Sale | 1,972 | 51.8998 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,000 | 17.2300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,008 | 24.1136 EUR | ||||
| B ADSs | Sale | 2,042 | 51.9440 USD | ||||
| A ADSs | Sale | 2,200 | 51.8468 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,408 | 24.1682 EUR | ||||
| B ADSs | Sale | 2,500 | 52.0339 USD | ||||
| B ADSs | Sale | 2,563 | 51.9231 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,779 | 24.1393 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,937 | 24.1300 EUR | ||||
| B ADSs | Sale | 3,000 | 51.9169 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,152 | 17.1200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,337 | 17.2139 GBP | ||||
| B ADSs | Sale | 3,400 | 51.9194 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,700 | 17.1920 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,791 | 17.1693 GBP | ||||
| B ADSs | Sale | 3,810 | 51.9727 USD | ||||
| B ADSs | Sale | 4,100 | 52.0005 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,254 | 17.0785 GBP | ||||
| A ADSs | Sale | 4,300 | 51.9284 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,413 | 17.0745 GBP | ||||
| B ADSs | Sale | 5,400 | 51.9577 USD | ||||
| A ADSs | Sale | 6,100 | 51.9094 USD | ||||
| EUR 0.07 B Ordinary | Sale | 6,190 | 17.1941 GBP | ||||
| A ADSs | Sale | 6,310 | 51.9092 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,350 | 17.1503 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,359 | 24.1484 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 6,495 | 17.1992 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 6,546 | 17.1255 GBP | ||||
| A ADSs | Sale | 7,500 | 51.9140 USD | ||||
| EUR 0.07 A Ordinary | Sale | 7,625 | 24.1683 EUR | ||||
| A ADSs | Sale | 7,750 | 52.0942 USD | ||||
| A ADSs | Sale | 8,316 | 51.9356 USD | ||||
| EUR 0.07 B Ordinary | Sale | 10,996 | 17.1500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 13,346 | 17.1877 GBP | ||||
| A ADSs | Sale | 13,740 | 51.8108 USD | ||||
| A ADSs | Sale | 14,300 | 51.8159 USD | ||||
| B ADSs | Sale | 15,996 | 51.9646 USD | ||||
| A ADSs | Sale | 16,328 | 51.9145 USD | ||||
| EUR 0.07 A Ordinary | Sale | 18,873 | 17.0736 GBP | ||||
| A ADSs | Sale | 21,220 | 51.8803 USD | ||||
| A ADSs | Sale | 21,284 | 51.9349 USD | ||||
| A ADSs | Sale | 21,848 | 51.9654 USD | ||||
| EUR 0.07 B Ordinary | Sale | 22,651 | 17.2101 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 22,760 | 24.2772 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 24,036 | 17.2218 GBP | ||||
| A ADSs | Sale | 24,207 | 51.9312 USD | ||||
| A ADSs | Sale | 24,814 | 51.9480 USD | ||||
| EUR 0.07 A Ordinary | Sale | 26,541 | 24.1525 EUR | ||||
| A ADSs | Sale | 29,534 | 51.8433 USD | ||||
| EUR 0.07 A Ordinary | Sale | 31,823 | 24.1621 EUR | ||||
| B ADSs | Sale | 32,757 | 51.8073 USD | ||||
| A ADSs | Sale | 32,785 | 52.0465 USD | ||||
| EUR 0.07 A Ordinary | Sale | 33,708 | 24.1556 EUR | ||||
| A ADSs | Sale | 35,640 | 51.8953 USD | ||||
| EUR 0.07 B Ordinary | Sale | 46,218 | 17.1857 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 54,955 | 17.0856 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 56,550 | 17.2263 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 87,834 | 17.1211 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 89,662 | 17.2091 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 90,893 | 24.1359 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 94,602 | 17.2924 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 97,700 | 17.0518 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 123,629 | 17.2193 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 140,301 | 17.1479 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 140,301 | 17.2524 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 151,790 | 17.2024 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 165,078 | 24.1315 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 175,000 | 24.1950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 205,736 | 24.1402 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 293,833 | 17.2077 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | SWAP | Long | 400 | 17.0850 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 665 | 17.1474 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 785 | 17.0821 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 932 | 17.1245 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 1,400 | 17.1335 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,600 | 17.1490 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,073 | 17.2212 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 4,107 | 24.0385 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,350 | 24.1274 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 4,407 | 17.0801 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 5,400 | 24.1833 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 5,500 | 17.1185 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 5,614 | 17.1257 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 3,224 | 17.2734 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 6,804 | 17.1912 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 6,877 | 17.1810 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 7,230 | 17.2802 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 7,635 | 17.1499 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 8,056 | 17.1440 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 11,207 | 24.1545 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 12,849 | 17.2786 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 14,078 | 17.1200 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 14,251 | 24.1561 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 30,513 | 24.1650 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 38,828 | 17.2783 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 69,525 | 17.2206 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 97,700 | 17.0518 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 140,301 | 17.1479 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 140,301 | 17.2524 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 73,793 | 17.0741 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 150,292 | 17.1852 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 175,000 | 24.1950 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 100 | 17.2500 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 234 | 17.1175 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 300 | 17.1416 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 400 | 17.1537 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 600 | 17.1250 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 666 | 17.1316 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 672 | 17.1364 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 735 | 17.0768 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,156 | 24.1231 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,253 | 24.1653 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,900 | 17.0905 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,423 | 17.1208 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 4,497 | 17.2723 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 4,631 | 17.2281 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,000 | 17.2016 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 5,091 | 17.2603 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,624 | 17.0165 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 6,849 | 17.1466 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 8,293 | 24.1951 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 10,152 | 24.0983 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 11,199 | 24.1031 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 14,078 | 17.1200 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 14,415 | 17.2566 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 22,846 | 17.1776 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 23,636 | 17.2411 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 36,197 | 17.1077 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 37,818 | 24.1030 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 9 Nov 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 18.8193 | European | 24 Nov 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 18.6220 | European | 24 Nov 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151109005975/en/
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