3rd Jul 2015 15:01
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 2 July 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 28,377,506 | 0.72% | 21,084,831 | 0.54% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,581,105 | 0.19% | 12,120,495 | 0.31% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,654,157 | 0.07% | 2,529,157 | 0.06% | |||||||
| (4) | |||||||||||
| TOTAL: | 38,612,768 | 0.99% | 35,734,483 | 0.91% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,940,989 | 0.94% | 13,640,814 | 0.56% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 9,330,250 | 0.38% | 7,879,456 | 0.32% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 199,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 32,446,239 | 1.33% | 21,719,906 | 0.89% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 B Ordinary | Purchase | 6 | 25.9333 EUR | ||||
| B ADSs | Purchase | 9 | 57.5900 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 38 | 18.3400 GBP | ||||
| A ADSs | Purchase | 50 | 57.0100 USD | ||||
| A ADSs | Purchase | 60 | 56.9970 USD | ||||
| A ADSs | Purchase | 60 | 57.0910 USD | ||||
| A ADSs | Purchase | 100 | 56.9900 USD | ||||
| B ADSs | Purchase | 100 | 57.4300 USD | ||||
| B ADSs | Purchase | 100 | 57.4600 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 102 | 18.2975 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 102 | 18.3025 GBP | ||||
| B ADSs | Purchase | 112 | 57.6300 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 130 | 25.7750 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 135 | 18.1840 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 196 | 25.9300 EUR | ||||
| A ADSs | Purchase | 200 | 57.0000 USD | ||||
| A ADSs | Purchase | 200 | 57.1200 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 206 | 18.0650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 214 | 18.0700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 250 | 18.3835 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 265 | 18.0300 GBP | ||||
| A ADSs | Purchase | 300 | 56.9533 USD | ||||
| A ADSs | Purchase | 300 | 57.0450 USD | ||||
| B ADSs | Purchase | 300 | 57.5233 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 310 | 18.1550 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 325 | 18.2085 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 345 | 18.2200 GBP | ||||
| B ADSs | Purchase | 345 | 57.3800 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 384 | 18.2950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 422 | 25.7200 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 500 | 18.2100 GBP | ||||
| A ADSs | Purchase | 500 | 57.0050 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 576 | 18.0350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 584 | 18.3450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 589 | 18.1225 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 589 | 18.2750 GBP | ||||
| A ADSs | Purchase | 600 | 56.9600 USD | ||||
| A ADSs | Purchase | 600 | 56.9816 USD | ||||
| B ADSs | Purchase | 600 | 57.3200 USD | ||||
| A ADSs | Purchase | 621 | 57.0200 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 630 | 18.3300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 641 | 18.2154 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 656 | 18.3000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 664 | 25.5300 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 700 | 18.2850 GBP | ||||
| A ADSs | Purchase | 700 | 57.2457 USD | ||||
| B ADSs | Purchase | 700 | 57.3285 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 730 | 18.4175 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 750 | 18.1379 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 772 | 18.3100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 777 | 18.2400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 782 | 18.0429 GBP | ||||
| A ADSs | Purchase | 800 | 56.9662 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 885 | 25.6226 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 887 | 18.2830 GBP | ||||
| B ADSs | Purchase | 900 | 57.5166 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,000 | 25.7228 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,042 | 18.1700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,077 | 18.1800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,103 | 18.2150 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,104 | 18.3862 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,150 | 25.7695 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,181 | 18.3976 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,218 | 18.1400 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,237 | 18.3720 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,277 | 18.3500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,325 | 25.7923 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,340 | 25.7541 EUR | ||||
| A ADSs | Purchase | 1,400 | 56.9736 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,442 | 18.3050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,473 | 18.1900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,473 | 18.1900 GBP | ||||
| B ADSs | Purchase | 1,474 | 57.5528 USD | ||||
| A ADSs | Purchase | 1,500 | 57.1800 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,575 | 18.2450 GBP | ||||
| A ADSs | Purchase | 1,596 | 56.9450 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,612 | 18.3750 GBP | ||||
| B ADSs | Purchase | 1,667 | 57.4559 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,728 | 18.3350 GBP | ||||
| A ADSs | Purchase | 1,739 | 56.9866 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,796 | 18.2050 GBP | ||||
| B ADSs | Purchase | 1,800 | 57.3766 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,865 | 18.1624 GBP | ||||
| A ADSs | Purchase | 1,900 | 57.0392 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,943 | 18.2657 GBP | ||||
| A ADSs | Purchase | 2,000 | 57.0785 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,105 | 18.4000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,109 | 18.2500 GBP | ||||
| A ADSs | Purchase | 2,500 | 57.0374 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,513 | 18.3800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,612 | 18.1950 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,612 | 18.1950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,651 | 18.2221 GBP | ||||
| B ADSs | Purchase | 2,696 | 57.5351 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,962 | 25.7012 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 3,306 | 18.3700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,520 | 18.3650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,534 | 25.7647 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,568 | 25.7377 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 3,694 | 18.1750 GBP | ||||
| A ADSs | Purchase | 3,703 | 57.0324 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,744 | 18.3900 GBP | ||||
| A ADSs | Purchase | 3,920 | 57.0723 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,970 | 25.6497 EUR | ||||
| B ADSs | Purchase | 4,200 | 57.5395 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,338 | 18.1848 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,490 | 18.3950 GBP | ||||
| A ADSs | Purchase | 4,540 | 57.0909 USD | ||||
| A ADSs | Purchase | 4,600 | 56.9869 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 4,671 | 18.2000 GBP | ||||
| B ADSs | Purchase | 4,945 | 57.4790 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,020 | 18.0977 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 5,084 | 18.3494 GBP | ||||
| A ADSs | Purchase | 5,100 | 57.0841 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,422 | 18.1923 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 5,998 | 18.3850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,039 | 18.2350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,039 | 18.2350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,311 | 18.0843 GBP | ||||
| B ADSs | Purchase | 6,447 | 57.4598 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 6,761 | 18.3681 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 7,130 | 18.1059 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 9,812 | 18.3442 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 11,355 | 18.3830 GBP | ||||
| A ADSs | Purchase | 12,038 | 57.1274 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 12,046 | 18.3539 GBP | ||||
| A ADSs | Purchase | 12,433 | 56.9796 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 13,365 | 18.3705 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 14,318 | 18.2731 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 14,982 | 18.1650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 14,982 | 18.1650 GBP | ||||
| B ADSs | Purchase | 15,855 | 57.4780 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 15,973 | 25.5725 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 17,200 | 25.7768 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 18,480 | 18.3682 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 20,014 | 18.1879 GBP | ||||
| A ADSs | Purchase | 20,923 | 57.1079 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 21,923 | 18.3676 GBP | ||||
| A ADSs | Purchase | 22,220 | 57.0930 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 23,453 | 25.6992 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 24,718 | 25.7050 EUR | ||||
| A ADSs | Purchase | 25,176 | 57.0774 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 29,193 | 18.2422 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 34,755 | 18.2490 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 37,495 | 18.2030 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 39,848 | 25.6773 EUR | ||||
| A ADSs | Purchase | 50,000 | 56.9950 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 64,408 | 18.3556 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 67,289 | 25.7079 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 74,204 | 18.3475 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 93,016 | 18.3595 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 99,229 | 25.7215 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 116,594 | 18.3540 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 116,630 | 18.1531 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 197,916 | 25.7230 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 367,632 | 18.3430 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 400,628 | 18.1600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 400,628 | 18.1600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 477,384 | 18.1904 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 757,822 | 18.3614 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 993,268 | 18.3732 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 21 | 25.6650 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 38 | 18.3400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 88 | 18.3716 GBP | ||||
| A ADSs | Sale | 100 | 56.9750 USD | ||||
| A ADSs | Sale | 100 | 57.0100 USD | ||||
| EUR 0.07 B Ordinary | Sale | 102 | 18.2975 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 102 | 18.3025 GBP | ||||
| A ADSs | Sale | 120 | 57.0910 USD | ||||
| B ADSs | Sale | 120 | 57.3800 USD | ||||
| EUR 0.07 B Ordinary | Sale | 126 | 18.3522 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 159 | 25.7410 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 196 | 25.9300 EUR | ||||
| A ADSs | Sale | 200 | 56.9700 USD | ||||
| A ADSs | Sale | 200 | 57.1450 USD | ||||
| EUR 0.07 A Ordinary | Sale | 206 | 18.0650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 214 | 18.0700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 225 | 18.3520 GBP | ||||
| B ADSs | Sale | 234 | 57.3880 USD | ||||
| EUR 0.07 A Ordinary | Sale | 265 | 18.0300 GBP | ||||
| A ADSs | Sale | 300 | 56.9800 USD | ||||
| B ADSs | Sale | 300 | 57.3533 USD | ||||
| EUR 0.07 B Ordinary | Sale | 310 | 18.1550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 316 | 18.3376 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 332 | 25.5300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 345 | 18.2200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 384 | 18.2950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 385 | 18.1600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 385 | 18.1600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 399 | 18.1400 GBP | ||||
| A ADSs | Sale | 400 | 56.9725 USD | ||||
| A ADSs | Sale | 400 | 57.0250 USD | ||||
| B ADSs | Sale | 400 | 57.3100 USD | ||||
| B ADSs | Sale | 400 | 57.3850 USD | ||||
| EUR 0.07 A Ordinary | Sale | 413 | 25.8200 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 450 | 18.2218 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 485 | 25.7850 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 500 | 18.2100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 500 | 18.2600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 500 | 18.2686 GBP | ||||
| A ADSs | Sale | 500 | 56.9780 USD | ||||
| A ADSs | Sale | 500 | 56.9860 USD | ||||
| B ADSs | Sale | 500 | 57.3700 USD | ||||
| EUR 0.07 B Ordinary | Sale | 511 | 18.4170 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 561 | 25.7550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 576 | 18.0350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 578 | 25.7250 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 584 | 18.3000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 584 | 18.3450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 589 | 18.1225 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 589 | 18.2750 GBP | ||||
| A ADSs | Sale | 600 | 56.9733 USD | ||||
| B ADSs | Sale | 600 | 57.3200 USD | ||||
| A ADSs | Sale | 621 | 57.0200 USD | ||||
| A ADSs | Sale | 728 | 56.9858 USD | ||||
| EUR 0.07 B Ordinary | Sale | 730 | 18.4175 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 772 | 18.3100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 777 | 18.2400 GBP | ||||
| A ADSs | Sale | 796 | 56.9300 USD | ||||
| EUR 0.07 A Ordinary | Sale | 800 | 25.5700 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 844 | 25.7200 EUR | ||||
| A ADSs | Sale | 900 | 57.0788 USD | ||||
| B ADSs | Sale | 900 | 57.3766 USD | ||||
| EUR 0.07 A Ordinary | Sale | 973 | 25.5820 EUR | ||||
| A ADSs | Sale | 1,000 | 57.0475 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,015 | 25.6421 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,042 | 18.1700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,077 | 18.1800 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,204 | 18.3320 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,277 | 18.3500 GBP | ||||
| A ADSs | Sale | 1,300 | 56.9919 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,313 | 18.3800 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,400 | 18.2850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,442 | 18.3050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,443 | 18.2676 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,457 | 25.5287 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,473 | 18.1900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,473 | 18.1900 GBP | ||||
| A ADSs | Sale | 1,500 | 56.9926 USD | ||||
| A ADSs | Sale | 1,500 | 57.0306 USD | ||||
| A ADSs | Sale | 1,500 | 57.1800 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,562 | 18.2526 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,722 | 18.3416 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,796 | 18.2050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,848 | 18.0366 GBP | ||||
| A ADSs | Sale | 1,900 | 56.9900 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,929 | 18.2450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,929 | 18.2450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,068 | 18.1804 GBP | ||||
| A ADSs | Sale | 2,100 | 56.9600 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,105 | 18.4000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,109 | 18.2500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,262 | 18.3550 GBP | ||||
| A ADSs | Sale | 2,300 | 56.9869 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,589 | 25.6550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,612 | 18.1950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,612 | 18.1950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,835 | 18.3570 GBP | ||||
| A ADSs | Sale | 3,140 | 56.9784 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,306 | 18.3700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,432 | 18.2156 GBP | ||||
| A ADSs | Sale | 3,491 | 56.9914 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,520 | 18.3650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,694 | 18.1750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,744 | 18.3900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,055 | 18.3433 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,132 | 18.3597 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,471 | 18.3652 GBP | ||||
| A ADSs | Sale | 4,513 | 56.9902 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,671 | 18.2000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,815 | 18.3671 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,055 | 18.2002 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,358 | 18.2469 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,544 | 18.2446 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,850 | 18.3750 GBP | ||||
| A ADSs | Sale | 5,896 | 56.9903 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5,998 | 18.3850 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,039 | 18.2350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 6,039 | 18.2350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,410 | 25.5856 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 6,509 | 18.2229 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 6,966 | 18.2987 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 7,083 | 18.3613 GBP | ||||
| B ADSs | Sale | 7,086 | 57.5390 USD | ||||
| EUR 0.07 B Ordinary | Sale | 7,450 | 18.3672 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 8,350 | 18.3203 GBP | ||||
| A ADSs | Sale | 8,565 | 56.9969 USD | ||||
| A ADSs | Sale | 9,100 | 56.9893 USD | ||||
| EUR 0.07 A Ordinary | Sale | 9,274 | 25.5817 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 10,730 | 18.3300 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 12,206 | 18.2826 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 17,886 | 18.3444 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 17,947 | 18.0346 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 23,433 | 18.3464 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 24,653 | 18.3604 GBP | ||||
| A ADSs | Sale | 25,100 | 56.9950 USD | ||||
| EUR 0.07 B Ordinary | Sale | 28,567 | 18.2846 GBP | ||||
| B ADSs | Sale | 31,710 | 57.4780 USD | ||||
| EUR 0.07 B Ordinary | Sale | 35,000 | 18.3845 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 37,554 | 18.2175 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 41,885 | 25.6802 EUR | ||||
| A ADSs | Sale | 44,440 | 57.0930 USD | ||||
| EUR 0.07 B Ordinary | Sale | 55,644 | 18.3849 GBP | ||||
| A ADSs | Sale | 57,819 | 57.0876 USD | ||||
| EUR 0.07 A Ordinary | Sale | 60,813 | 25.7050 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 69,007 | 18.3350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 97,355 | 18.3617 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 98,447 | 18.3387 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 104,397 | 25.6134 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 108,256 | 18.1650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 108,256 | 18.1650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 109,229 | 18.3794 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 133,620 | 18.2858 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 155,890 | 18.3950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 156,752 | 18.3676 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 180,823 | 25.6952 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 523,800 | 18.3669 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 543,144 | 18.3565 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 796,000 | 18.3600 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | CFD | Long | 159 | 25.7410 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 248 | 18.2064 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 619 | 25.4989 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 1,042 | 18.2887 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 1,722 | 18.3416 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,089 | 18.2115 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,518 | 25.5347 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,542 | 25.5607 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 3,900 | 18.3350 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 4,055 | 18.3433 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 4,713 | 18.2002 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 5,544 | 18.2446 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 7,083 | 18.3613 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 8,500 | 18.3533 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 14,431 | 18.1975 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 31,738 | 18.3501 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 79,727 | 25.5796 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 133,620 | 18.2857 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 6 | 25.9333 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 12 | 25.7183 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 28 | 18.0617 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 300 | 18.3150 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 326 | 18.1730 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 641 | 18.2154 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,021 | 18.3539 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,104 | 18.3862 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 750 | 18.1379 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,508 | 18.1863 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,514 | 18.1912 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,551 | 25.7424 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,763 | 18.2082 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 887 | 18.2830 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,865 | 18.1624 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,904 | 18.3128 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 2,138 | 18.3616 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,237 | 18.3720 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 2,539 | 25.6863 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,651 | 18.2221 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 3,534 | 25.7647 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 3,900 | 18.3350 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 3,908 | 18.1927 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,970 | 25.6498 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 4,338 | 18.3238 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 16,674 | 18.3287 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 18,802 | 25.7378 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 19,460 | 18.2539 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 54,183 | 18.2815 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 72,036 | 18.1522 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 163,249 | 25.7472 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 186,367 | 18.2310 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 203,181 | 18.3705 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 253,175 | 18.3553 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 305,655 | 18.1842 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 400,000 | 18.1600 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 3 Jul 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Product | Writing, | Number | Exercise | Type | Expiry | ||||||
| description | purchasing, | of | price | date | |||||||
| selling, | securities | per unit | |||||||||
| varying etc | to which | ||||||||||
| option | |||||||||||
| relates | |||||||||||
| Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 2016 | ||||||
| Put Options | Purchased | -10,701 | 24.0000 | European | 18 Sep 2015 | ||||||
| Put Options | Purchased | -345,295 | 24.5000 | European | 18 Sep 2015 | ||||||
| Put Options | Purchased | -200,000 | 25.0000 | American | 18 Dec 2015 | ||||||
| Put Options | Purchased | -5,113 | 25.0000 | European | 18 Sep 2015 | ||||||
| Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 2015 | ||||||
| Put Options | Purchased | -184,921 | 26.0000 | European | 18 Sep 2015 | ||||||
| Put Options | Purchased | -17,494 | 27.0000 | European | 18 Sep 2015 | ||||||
| Put Options | Purchased | -175,000 | 27.5000 | American | 21 Aug 2015 | ||||||
| Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 2017 | ||||||
| Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 2015 | ||||||
| Put Options | Written | 10,701 | 24.0000 | European | 18 Sep 2015 | ||||||
| Put Options | Written | 345,295 | 24.5000 | European | 18 Sep 2015 | ||||||
| Put Options | Written | 5,113 | 25.0000 | European | 18 Sep 2015 | ||||||
| Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 2016 | ||||||
| Put Options | Written | 184,921 | 26.0000 | European | 18 Sep 2015 | ||||||
| Put Options | Written | 17,494 | 27.0000 | European | 18 Sep 2015 | ||||||
| Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 2017 | ||||||
| Call Options | Purchased | 4,114 | 25.0000 | European | 18 Sep 2015 | ||||||
| Call Options | Purchased | 150,000 | 26.0000 | American | 18 Dec 2015 | ||||||
| Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 2016 | ||||||
| Call Options | Purchased | 121,837 | 26.0000 | European | 18 Sep 2015 | ||||||
| Call Options | Purchased | 328,765 | 27.0000 | European | 18 Sep 2015 | ||||||
| Call Options | Purchased | 300,000 | 28.0000 | American | 18 Sep 2015 | ||||||
| Call Options | Purchased | 35,917 | 29.0000 | European | 18 Sep 2015 | ||||||
| Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 2017 | ||||||
| Call Options | Written | -4,114 | 25.0000 | European | 18 Sep 2015 | ||||||
| Call Options | Written | -121,837 | 26.0000 | European | 18 Sep 2015 | ||||||
| Call Options | Written | -328,765 | 27.0000 | European | 18 Sep 2015 | ||||||
| Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 2015 | ||||||
| Call Options | Written | -35,917 | 29.0000 | European | 18 Sep 2015 | ||||||
| Call Options | Purchased | 36,750 | 18.7409 | European | 20 Jul 2015 | ||||||
| Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 2015 | ||||||
| Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150703005166/en/
Copyright Business Wire 2015
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