24th Nov 2015 15:19
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 23 Nov 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,643,346 | 0.57% | 15,894,796 | 0.40% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 6,876,713 | 0.17% | 9,014,934 | 0.23% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,690,200 | 0.04% | 1,740,200 | 0.04% | |||||||
| (4) | |||||||||||
| TOTAL: | 31,210,259 | 0.79% | 26,649,930 | 0.68% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,847,252 | 0.94% | 15,219,519 | 0.62% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 11,461,357 | 0.47% | 4,940,493 | 0.20% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 34,483,609 | 1.41% | 20,459,648 | 0.84% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 23 | 16.2300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 26 | 16.1100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 36 | 16.1375 GBP | ||||
| A ADSs | Purchase | 45 | 49.8299 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 56 | 23.4025 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 91 | 16.4214 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 94 | 16.2295 GBP | ||||
| A ADSs | Purchase | 100 | 49.1100 USD | ||||
| B ADSs | Purchase | 100 | 49.4650 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 115 | 16.0858 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 138 | 23.3750 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 176 | 16.5525 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 186 | 23.4100 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 194 | 16.4100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 196 | 16.1525 GBP | ||||
| A ADSs | Purchase | 200 | 49.2200 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 219 | 16.5625 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 227 | 16.2000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 231 | 16.5550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 236 | 16.3725 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 247 | 16.1506 GBP | ||||
| B ADSs | Purchase | 260 | 50.1015 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 262 | 16.6500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 300 | 16.2500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 309 | 16.1150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 323 | 16.0925 GBP | ||||
| A ADSs | Purchase | 326 | 49.2169 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 341 | 16.3332 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 363 | 16.6125 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 364 | 16.5700 GBP | ||||
| A ADSs | Purchase | 378 | 49.5200 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 381 | 23.4000 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 384 | 16.6047 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 390 | 16.6050 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 399 | 16.5500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 400 | 23.2750 EUR | ||||
| A ADSs | Purchase | 400 | 49.2650 USD | ||||
| A ADSs | Purchase | 400 | 49.1575 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 408 | 16.5900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 451 | 16.3284 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 455 | 23.1650 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 462 | 16.5150 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 467 | 16.5400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 479 | 23.1500 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 494 | 16.6300 GBP | ||||
| A ADSs | Purchase | 500 | 49.2420 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 500 | 23.1200 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 500 | 16.3514 GBP | ||||
| B ADSs | Purchase | 500 | 50.0660 USD | ||||
| B ADSs | Purchase | 500 | 49.6810 USD | ||||
| A ADSs | Purchase | 555 | 49.2972 USD | ||||
| A ADSs | Purchase | 594 | 49.5407 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 598 | 16.3800 GBP | ||||
| B ADSs | Purchase | 640 | 50.1234 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 641 | 16.2437 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 652 | 16.1576 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 710 | 23.1800 EUR | ||||
| B ADSs | Purchase | 764 | 49.8469 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 773 | 16.6250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 790 | 16.3700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 805 | 16.2078 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 814 | 23.3300 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 847 | 16.5650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 849 | 16.0550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 857 | 23.3350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 860 | 16.0900 GBP | ||||
| A ADSs | Purchase | 900 | 49.4044 USD | ||||
| B ADSs | Purchase | 900 | 49.8555 USD | ||||
| A ADSs | Purchase | 919 | 49.2648 USD | ||||
| A ADSs | Purchase | 930 | 49.2322 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 948 | 23.4150 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 958 | 23.1300 EUR | ||||
| B ADSs | Purchase | 1,000 | 49.7332 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,000 | 16.1950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,019 | 23.3950 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,078 | 16.6450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,088 | 16.5600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,151 | 16.1000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,230 | 16.5850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,269 | 16.3750 GBP | ||||
| A ADSs | Purchase | 1,350 | 49.3134 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,365 | 23.2300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,451 | 16.1200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,482 | 16.5843 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,529 | 16.5950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,550 | 16.3005 GBP | ||||
| A ADSs | Purchase | 1,600 | 49.2181 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,672 | 16.5824 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,695 | 16.6400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,695 | 16.3016 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,739 | 16.1700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,802 | 23.3900 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,813 | 16.5450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,932 | 16.6350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,145 | 23.3200 EUR | ||||
| A ADSs | Purchase | 2,300 | 49.2860 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,331 | 16.1050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,358 | 23.2090 EUR | ||||
| A ADSs | Purchase | 2,374 | 49.4745 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,392 | 16.1250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,406 | 23.3849 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,521 | 23.3544 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,557 | 23.4523 EUR | ||||
| A ADSs | Purchase | 2,700 | 49.4870 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,706 | 16.3500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,753 | 16.1300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,889 | 16.5800 GBP | ||||
| A ADSs | Purchase | 2,900 | 49.2760 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,973 | 23.0300 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 3,039 | 16.6200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,082 | 16.1400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,673 | 16.1500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,766 | 16.6100 GBP | ||||
| A ADSs | Purchase | 3,863 | 49.2476 USD | ||||
| A ADSs | Purchase | 3,866 | 49.4180 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,007 | 16.1750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,014 | 23.3249 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 4,288 | 16.1504 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,294 | 16.1650 GBP | ||||
| A ADSs | Purchase | 4,296 | 49.2300 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,360 | 23.4050 EUR | ||||
| A ADSs | Purchase | 4,700 | 49.3726 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,794 | 16.1350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,299 | 16.2876 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,302 | 23.3585 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 5,307 | 16.6150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,331 | 16.2910 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,433 | 16.2955 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 5,656 | 16.5350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,656 | 16.5350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,856 | 16.1550 GBP | ||||
| A ADSs | Purchase | 6,032 | 49.4049 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,373 | 16.1886 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 7,254 | 16.4869 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 7,371 | 16.1600 GBP | ||||
| A ADSs | Purchase | 7,419 | 49.6400 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 7,446 | 16.5577 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 7,466 | 16.2650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 8,436 | 16.4283 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 8,633 | 16.1436 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 9,718 | 16.2919 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 10,018 | 16.5914 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 11,176 | 16.6000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 11,317 | 16.1450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 11,968 | 23.3700 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 12,936 | 16.2707 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 14,052 | 16.4391 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 16,177 | 16.6033 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 16,832 | 16.2856 GBP | ||||
| A ADSs | Purchase | 17,802 | 49.3272 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 18,234 | 16.4261 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 19,748 | 16.5406 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 19,996 | 23.4678 EUR | ||||
| B ADSs | Purchase | 21,054 | 49.6420 USD | ||||
| B ADSs | Purchase | 22,800 | 49.6806 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 23,302 | 23.5017 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 24,000 | 23.2000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 29,195 | 23.3500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 32,653 | 16.3183 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 35,914 | 16.4045 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 36,625 | 23.3752 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 39,161 | 23.3622 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 48,981 | 23.3779 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 56,001 | 16.4076 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 61,001 | 23.3273 EUR | ||||
| A ADSs | Purchase | 62,284 | 49.5375 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 62,855 | 16.3958 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 66,009 | 23.4437 EUR | ||||
| B ADSs | Purchase | 75,872 | 49.8102 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 88,307 | 16.3877 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 115,812 | 23.3463 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 119,418 | 16.3956 GBP | ||||
| A ADSs | Purchase | 130,577 | 49.4843 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 149,778 | 16.3977 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 155,141 | 23.1531 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 159,886 | 16.2395 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 163,769 | 23.3090 EUR | ||||
| A ADSs | Purchase | 167,576 | 49.2538 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 235,510 | 16.2476 GBP | ||||
| B ADSs | Sale | -18 | 49.3901 USD | ||||
| EUR 0.07 B Ordinary | Sale | 22 | 16.3400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 23 | 16.2300 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 41 | 16.3768 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 50 | 23.2800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 56 | 23.4025 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 77 | 16.3635 GBP | ||||
| A ADSs | Sale | 89 | 49.3600 USD | ||||
| B ADSs | Sale | 100 | 49.7800 USD | ||||
| EUR 0.07 A Ordinary | Sale | 113 | 16.3741 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 119 | 16.3775 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 173 | 16.1500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 176 | 16.5525 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 186 | 23.4100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 196 | 16.1525 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 219 | 16.5625 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 220 | 16.4650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 231 | 16.5550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 255 | 16.3725 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 262 | 16.6500 GBP | ||||
| A ADSs | Sale | 300 | 49.3266 USD | ||||
| B ADSs | Sale | 300 | 49.5266 USD | ||||
| A ADSs | Sale | 300 | 49.5400 USD | ||||
| B ADSs | Sale | 300 | 49.5400 USD | ||||
| B ADSs | Sale | 300 | 49.5933 USD | ||||
| EUR 0.07 A Ordinary | Sale | 309 | 16.1150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 323 | 16.0925 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 357 | 16.1350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 363 | 16.6125 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 364 | 16.5700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 375 | 16.1353 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 381 | 23.4000 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 390 | 16.6050 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 399 | 16.5500 GBP | ||||
| B ADSs | Sale | 400 | 49.8656 USD | ||||
| A ADSs | Sale | 400 | 49.3375 USD | ||||
| EUR 0.07 B Ordinary | Sale | 400 | 16.4250 GBP | ||||
| B ADSs | Sale | 400 | 49.5300 USD | ||||
| A ADSs | Sale | 400 | 49.5300 USD | ||||
| EUR 0.07 A Ordinary | Sale | 400 | 23.3800 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 408 | 16.5900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 455 | 23.1650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 465 | 16.1700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 467 | 16.5400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 479 | 23.1500 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 494 | 16.6300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 500 | 23.1200 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 515 | 16.4026 GBP | ||||
| B ADSs | Sale | 520 | 49.8500 USD | ||||
| EUR 0.07 B Ordinary | Sale | 535 | 16.3086 GBP | ||||
| A ADSs | Sale | 543 | 49.4584 USD | ||||
| EUR 0.07 A Ordinary | Sale | 555 | 16.3971 GBP | ||||
| B ADSs | Sale | 600 | 49.6450 USD | ||||
| EUR 0.07 A Ordinary | Sale | 600 | 16.2500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 615 | 16.2479 GBP | ||||
| B ADSs | Sale | 700 | 49.7932 USD | ||||
| EUR 0.07 B Ordinary | Sale | 773 | 16.6250 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 790 | 16.2611 GBP | ||||
| B ADSs | Sale | 800 | 49.5512 USD | ||||
| EUR 0.07 A Ordinary | Sale | 811 | 16.3650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 847 | 16.5650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 849 | 16.0550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 857 | 23.3350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 860 | 16.0900 GBP | ||||
| A ADSs | Sale | 900 | 49.4766 USD | ||||
| EUR 0.07 A Ordinary | Sale | 948 | 23.4150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 955 | 23.1414 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 973 | 16.1650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,019 | 23.3950 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,078 | 16.6450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,080 | 16.3995 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,088 | 16.5600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,179 | 16.3015 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,230 | 16.5850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,238 | 16.2050 GBP | ||||
| B ADSs | Sale | 1,280 | 49.8539 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,353 | 16.3500 GBP | ||||
| B ADSs | Sale | 1,355 | 49.7777 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,365 | 23.2300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,376 | 16.1750 GBP | ||||
| A ADSs | Sale | 1,398 | 49.3795 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,437 | 23.1300 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,462 | 16.2829 GBP | ||||
| A ADSs | Sale | 1,500 | 49.3386 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,529 | 16.5950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,546 | 16.4100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,567 | 16.3850 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,577 | 16.3700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,605 | 16.3738 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,622 | 16.1400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,628 | 23.3300 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,668 | 16.2900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,695 | 16.6400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,777 | 16.3581 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,792 | 16.5350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,792 | 16.5350 GBP | ||||
| A ADSs | Sale | 1,800 | 49.4922 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,802 | 23.3900 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,813 | 16.5450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,932 | 16.6350 GBP | ||||
| A ADSs | Sale | 1,933 | 49.4121 USD | ||||
| A ADSs | Sale | 1,933 | 49.4180 USD | ||||
| B ADSs | Sale | 1,971 | 49.8965 USD | ||||
| B ADSs | Sale | 2,000 | 50.0752 USD | ||||
| B ADSs | Sale | 2,055 | 49.6209 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,060 | 16.1890 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,086 | 16.3800 GBP | ||||
| A ADSs | Sale | 2,126 | 49.2181 USD | ||||
| B ADSs | Sale | 2,200 | 49.5550 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,216 | 23.4050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,557 | 23.4523 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,664 | 16.3611 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,889 | 16.5800 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,907 | 16.6000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,916 | 16.3750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,973 | 23.0300 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 3,039 | 16.6200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,132 | 16.1600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,136 | 16.1550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,216 | 16.2766 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,330 | 23.1487 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 3,766 | 16.6100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,859 | 16.3600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,920 | 23.4318 EUR | ||||
| A ADSs | Sale | 4,100 | 49.3920 USD | ||||
| A ADSs | Sale | 4,200 | 49.4820 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,338 | 23.0929 EUR | ||||
| A ADSs | Sale | 4,500 | 49.2949 USD | ||||
| A ADSs | Sale | 4,737 | 49.5479 USD | ||||
| A ADSs | Sale | 4,898 | 49.4981 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5,009 | 16.3997 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,151 | 23.3200 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 5,307 | 16.6150 GBP | ||||
| A ADSs | Sale | 5,500 | 49.4300 USD | ||||
| A ADSs | Sale | 7,419 | 49.6400 USD | ||||
| A ADSs | Sale | 7,897 | 49.2785 USD | ||||
| A ADSs | Sale | 7,950 | 49.5162 USD | ||||
| B ADSs | Sale | 8,229 | 49.7107 USD | ||||
| B ADSs | Sale | 8,525 | 49.7139 USD | ||||
| B ADSs | Sale | 9,305 | 49.5909 USD | ||||
| EUR 0.07 A Ordinary | Sale | 9,490 | 16.2671 GBP | ||||
| A ADSs | Sale | 10,100 | 49.4424 USD | ||||
| EUR 0.07 A Ordinary | Sale | 10,331 | 23.1977 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 10,908 | 16.1893 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 12,224 | 23.3500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 16,515 | 16.2529 GBP | ||||
| A ADSs | Sale | 17,626 | 49.5274 USD | ||||
| A ADSs | Sale | 18,033 | 49.4453 USD | ||||
| EUR 0.07 B Ordinary | Sale | 18,163 | 16.3940 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 18,435 | 16.3285 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 18,807 | 16.4123 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 20,531 | 16.4127 GBP | ||||
| B ADSs | Sale | 21,054 | 49.6420 USD | ||||
| EUR 0.07 B Ordinary | Sale | 21,992 | 16.4114 GBP | ||||
| A ADSs | Sale | 22,757 | 49.5253 USD | ||||
| EUR 0.07 B Ordinary | Sale | 22,997 | 16.4144 GBP | ||||
| B ADSs | Sale | 24,460 | 49.8826 USD | ||||
| EUR 0.07 B Ordinary | Sale | 26,139 | 16.4207 GBP | ||||
| A ADSs | Sale | 28,600 | 49.3501 USD | ||||
| EUR 0.07 A Ordinary | Sale | 28,621 | 23.2199 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 29,074 | 16.3970 GBP | ||||
| A ADSs | Sale | 29,744 | 49.5449 USD | ||||
| EUR 0.07 A Ordinary | Sale | 30,165 | 16.2617 GBP | ||||
| A ADSs | Sale | 31,142 | 49.5375 USD | ||||
| EUR 0.07 B Ordinary | Sale | 31,845 | 16.4073 GBP | ||||
| A ADSs | Sale | 33,444 | 49.4593 USD | ||||
| EUR 0.07 B Ordinary | Sale | 36,638 | 16.3767 GBP | ||||
| B ADSs | Sale | 37,936 | 49.8102 USD | ||||
| EUR 0.07 B Ordinary | Sale | 38,565 | 16.4154 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 60,000 | 16.5961 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 67,262 | 16.4081 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 72,686 | 23.3566 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 102,150 | 16.1248 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 102,224 | 16.3990 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 122,358 | 23.3128 EUR | ||||
| A ADSs | Sale | 167,576 | 49.2538 USD | ||||
| EUR 0.07 A Ordinary | Sale | 183,675 | 16.2308 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 236,360 | 16.3617 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 289,510 | 16.4238 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 489,991 | 23.2685 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,820,350 | 23.2000 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 77 | 16.3634 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 400 | 23.3769 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 836 | 16.2732 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 900 | 16.5002 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,380 | 16.2778 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 2,848 | 16.3527 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 5,204 | 16.3614 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 5,877 | 16.3513 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 7,570 | 16.1611 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 13,307 | 23.2297 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 14,224 | 16.3725 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 18,649 | 16.4083 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 21,343 | 16.4480 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 22,997 | 16.4144 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 25,588 | 16.1807 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 26,022 | 16.3646 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 30,165 | 16.2617 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 31,845 | 16.4073 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 42,248 | 16.2286 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 43,527 | 23.2017 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 49,739 | 16.4066 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 52,939 | 23.3944 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 56,388 | 16.3635 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 101,354 | 23.3648 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 102,150 | 16.1248 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 289,510 | 16.4238 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 100 | 16.3652 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 200 | 16.4250 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 341 | 16.3331 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 451 | 16.3284 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 652 | 16.1576 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 700 | 16.3992 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,800 | 16.4189 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,035 | 23.3575 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 3,768 | 16.1870 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,433 | 16.2955 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,888 | 16.2870 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 6,746 | 23.5018 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 7,168 | 16.4378 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 10,994 | 16.1383 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 13,181 | 16.4080 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 16,528 | 23.2697 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 32,653 | 16.3183 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 32,956 | 16.4187 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 45,600 | 23.4077 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 49,661 | 16.4162 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 51,525 | 16.3278 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 52,837 | 23.3994 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 64,824 | 23.4149 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 75,947 | 16.3722 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 190,601 | 16.2375 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 24 Nov 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | |||||
| of | description | purchasing, | of | price | |||||
| relevant | selling, | securities | per unit | ||||||
| security | varying etc | to which | |||||||
| option | |||||||||
| relates | |||||||||
| EUR 0.07 A ordinary | Call Options | Written | -70,000 | 23.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 70,000 | 23.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -70,000 | 23.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Futures | Selling | -160,000 | 1.5600 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | |||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | |||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | |||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | |||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 18.8193 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 18.6220 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 70,000 | 23.0000 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151124005755/en/
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