10th Sep 2015 15:23
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 9 Sep 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 27,445,053 | 0.70% | 17,837,345 | 0.46% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 4,415,367 | 0.11% | 12,968,380 | 0.33% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 3,130,316 | 0.08% | 2,880,316 | 0.07% | |||||||
| (4) | |||||||||||
| TOTAL: | 34,990,736 | 0.89% | 33,686,041 | 0.86% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 21,893,834 | 0.90% | 9,804,182 | 0.40% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 5,386,146 | 0.22% | 7,041,495 | 0.29% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 27,454,980 | 1.13% | 17,145,313 | 0.70% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| B ADSs | Purchase | 20 | 51.3400 USD | ||||
| A ADSs | Purchase | 29 | 50.6200 USD | ||||
| A ADSs | Purchase | 49 | 50.5099 USD | ||||
| A ADSs | Purchase | 50 | 51.4900 USD | ||||
| A ADSs | Purchase | 100 | 51.4400 USD | ||||
| A ADSs | Purchase | 100 | 50.7850 USD | ||||
| A ADSs | Purchase | 115 | 51.4200 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 128 | 16.6725 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 135 | 23.0600 EUR | ||||
| A ADSs | Purchase | 165 | 50.5100 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 176 | 16.6938 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 188 | 16.5675 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 189 | 16.6300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 194 | 16.6450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 250 | 16.6795 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 263 | 23.1200 EUR | ||||
| A ADSs | Purchase | 286 | 50.5088 USD | ||||
| A ADSs | Purchase | 300 | 50.6750 USD | ||||
| A ADSs | Purchase | 300 | 51.1916 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 303 | 22.9850 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 322 | 16.4200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 330 | 16.6375 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 368 | 16.4900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 400 | 16.6705 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 500 | 22.8500 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 538 | 16.5500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 538 | 16.6050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 570 | 23.0521 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 574 | 16.6975 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 574 | 16.6325 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 600 | 16.6550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 617 | 16.6409 GBP | ||||
| B ADSs | Purchase | 639 | 50.9836 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 652 | 23.1000 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 660 | 16.6925 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 660 | 16.6750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 660 | 16.7050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 663 | 16.6475 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 663 | 16.5975 GBP | ||||
| A ADSs | Purchase | 670 | 51.2447 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 727 | 16.6502 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 785 | 16.6100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 790 | 23.0204 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 856 | 23.0650 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 914 | 16.6400 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 986 | 16.5600 GBP | ||||
| A ADSs | Purchase | 1,146 | 51.2519 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,148 | 16.5925 GBP | ||||
| B ADSs | Purchase | 1,157 | 51.3682 USD | ||||
| B ADSs | Purchase | 1,200 | 51.1683 USD | ||||
| A ADSs | Purchase | 1,200 | 50.8216 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,220 | 16.5400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,485 | 23.0933 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,548 | 23.0450 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,562 | 16.6796 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,590 | 22.9961 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,630 | 22.8900 EUR | ||||
| A ADSs | Purchase | 1,642 | 51.2149 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,658 | 16.5300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,672 | 16.6800 GBP | ||||
| A ADSs | Purchase | 1,700 | 50.9658 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,704 | 16.6341 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,883 | 22.8382 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,989 | 16.6266 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,024 | 23.0575 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,087 | 23.0810 EUR | ||||
| A ADSs | Purchase | 2,100 | 51.3129 USD | ||||
| B ADSs | Purchase | 2,162 | 51.4951 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,385 | 16.6150 GBP | ||||
| A ADSs | Purchase | 2,400 | 51.0743 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,588 | 16.6500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,588 | 16.6500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,712 | 23.0638 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,780 | 16.6116 GBP | ||||
| A ADSs | Purchase | 2,894 | 50.9037 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,900 | 16.6137 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,044 | 22.9871 EUR | ||||
| A ADSs | Purchase | 3,048 | 50.9100 USD | ||||
| B ADSs | Purchase | 3,300 | 51.2512 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,360 | 16.5800 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,360 | 16.5800 GBP | ||||
| A ADSs | Purchase | 3,400 | 50.1400 USD | ||||
| B ADSs | Purchase | 3,403 | 50.7789 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,553 | 16.6350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,553 | 16.6350 GBP | ||||
| B ADSs | Purchase | 3,600 | 50.9543 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,684 | 23.0500 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 3,825 | 16.5915 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,997 | 16.4852 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,062 | 16.6600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,263 | 16.5342 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,314 | 16.5900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,314 | 16.5900 GBP | ||||
| A ADSs | Purchase | 4,700 | 50.8724 USD | ||||
| B ADSs | Purchase | 4,773 | 51.3561 USD | ||||
| A ADSs | Purchase | 4,954 | 51.0349 USD | ||||
| B ADSs | Purchase | 5,272 | 51.2575 USD | ||||
| A ADSs | Purchase | 5,400 | 50.9743 USD | ||||
| B ADSs | Purchase | 5,558 | 51.4465 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 5,716 | 16.7118 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 7,358 | 16.6183 GBP | ||||
| A ADSs | Purchase | 7,400 | 50.4568 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 7,733 | 23.0550 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 8,759 | 16.6824 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 9,093 | 16.5648 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 10,479 | 16.5179 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 12,443 | 16.6178 GBP | ||||
| A ADSs | Purchase | 14,141 | 51.2755 USD | ||||
| B ADSs | Purchase | 15,396 | 51.1062 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 17,143 | 23.0408 EUR | ||||
| A ADSs | Purchase | 17,158 | 51.1522 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 21,420 | 22.8325 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 23,163 | 23.0540 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 23,751 | 23.0531 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 28,966 | 23.0466 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 31,835 | 16.6412 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 31,838 | 16.5225 GBP | ||||
| B ADSs | Purchase | 32,608 | 51.2475 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 37,926 | 16.5863 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 40,614 | 16.6544 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 40,807 | 23.0582 EUR | ||||
| A ADSs | Purchase | 45,070 | 51.0494 USD | ||||
| A ADSs | Purchase | 48,300 | 50.9285 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 49,493 | 16.6541 GBP | ||||
| A ADSs | Purchase | 55,865 | 51.2396 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 74,796 | 23.0379 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 78,700 | 16.6016 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 84,270 | 16.6314 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 94,701 | 16.5845 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 96,362 | 16.5934 GBP | ||||
| B ADSs | Purchase | 101,165 | 50.9661 USD | ||||
| B ADSs | Purchase | 105,622 | 50.9795 USD | ||||
| A ADSs | Purchase | 106,402 | 51.3884 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 111,153 | 23.0271 EUR | ||||
| A ADSs | Purchase | 120,256 | 50.4165 USD | ||||
| A ADSs | Purchase | 120,306 | 50.4169 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 136,882 | 16.5978 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 138,721 | 16.5563 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 150,592 | 16.5954 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,000,000 | 16.6186 GBP | ||||
| B ADSs | Sale | 20 | 51.3400 USD | ||||
| A ADSs | Sale | 27 | 51.4200 USD | ||||
| EUR 0.07 B Ordinary | Sale | 90 | 16.6866 GBP | ||||
| A ADSs | Sale | 100 | 50.4600 USD | ||||
| B ADSs | Sale | 100 | 50.2700 USD | ||||
| EUR 0.07 B Ordinary | Sale | 128 | 16.6725 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 146 | 23.0563 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 188 | 16.5675 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 189 | 16.6300 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 194 | 16.6450 GBP | ||||
| A ADSs | Sale | 201 | 50.6000 USD | ||||
| A ADSs | Sale | 233 | 51.4109 USD | ||||
| A ADSs | Sale | 300 | 50.4133 USD | ||||
| B ADSs | Sale | 300 | 51.2700 USD | ||||
| A ADSs | Sale | 300 | 50.4866 USD | ||||
| EUR 0.07 A Ordinary | Sale | 303 | 22.9850 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 325 | 16.6784 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 330 | 16.6375 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 400 | 16.6705 GBP | ||||
| A ADSs | Sale | 400 | 51.5200 USD | ||||
| EUR 0.07 B Ordinary | Sale | 486 | 16.6650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 500 | 22.8500 EUR | ||||
| B ADSs | Sale | 500 | 50.8848 USD | ||||
| EUR 0.07 A Ordinary | Sale | 514 | 16.5850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 538 | 16.5500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 538 | 16.6050 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 574 | 16.6975 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 574 | 16.6325 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 600 | 16.6550 GBP | ||||
| B ADSs | Sale | 600 | 51.1033 USD | ||||
| A ADSs | Sale | 600 | 50.4300 USD | ||||
| EUR 0.07 A Ordinary | Sale | 652 | 23.1000 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 660 | 16.6925 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 660 | 16.6750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 660 | 16.7050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 663 | 16.6475 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 663 | 16.5975 GBP | ||||
| B ADSs | Sale | 703 | 50.5688 USD | ||||
| EUR 0.07 A Ordinary | Sale | 752 | 16.6100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 812 | 16.4900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 816 | 16.5911 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 829 | 16.5300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 856 | 23.0650 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 858 | 16.5400 GBP | ||||
| A ADSs | Sale | 900 | 51.5477 USD | ||||
| A ADSs | Sale | 900 | 50.9055 USD | ||||
| A ADSs | Sale | 900 | 51.1766 USD | ||||
| EUR 0.07 B Ordinary | Sale | 914 | 16.6400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 928 | 16.6386 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 986 | 16.5600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,004 | 23.0075 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,132 | 23.0012 EUR | ||||
| A ADSs | Sale | 1,200 | 50.7091 USD | ||||
| B ADSs | Sale | 1,300 | 50.9811 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,382 | 16.5800 GBP | ||||
| A ADSs | Sale | 1,400 | 50.7572 USD | ||||
| A ADSs | Sale | 1,400 | 50.7828 USD | ||||
| A ADSs | Sale | 1,415 | 50.8643 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,433 | 23.0196 EUR | ||||
| A ADSs | Sale | 1,524 | 50.9100 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,557 | 23.0309 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,630 | 22.8900 EUR | ||||
| B ADSs | Sale | 1,700 | 50.6947 USD | ||||
| B ADSs | Sale | 1,800 | 50.9543 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,816 | 16.5925 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,816 | 16.5925 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,858 | 16.5256 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,900 | 23.0000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,933 | 16.4200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,196 | 16.6676 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,200 | 23.0575 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,245 | 23.0450 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,304 | 16.6800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,317 | 23.0600 EUR | ||||
| A ADSs | Sale | 2,400 | 50.7975 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,445 | 16.6408 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,467 | 22.9957 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,588 | 16.6500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,588 | 16.6500 GBP | ||||
| A ADSs | Sale | 2,600 | 51.1789 USD | ||||
| A ADSs | Sale | 2,610 | 50.9391 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,712 | 23.0638 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,769 | 16.6151 GBP | ||||
| A ADSs | Sale | 2,878 | 50.9683 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,016 | 16.5469 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,143 | 16.6239 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,378 | 16.6350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,378 | 16.6350 GBP | ||||
| A ADSs | Sale | 3,400 | 50.8008 USD | ||||
| A ADSs | Sale | 3,509 | 50.1400 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,664 | 16.5982 GBP | ||||
| A ADSs | Sale | 3,800 | 50.8003 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,453 | 16.6537 GBP | ||||
| A ADSs | Sale | 4,500 | 51.0595 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,887 | 16.5489 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,037 | 16.6600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,037 | 16.6600 GBP | ||||
| A ADSs | Sale | 5,532 | 51.2395 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,249 | 22.8150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 6,750 | 23.0138 EUR | ||||
| A ADSs | Sale | 7,000 | 50.9635 USD | ||||
| A ADSs | Sale | 7,290 | 51.0851 USD | ||||
| A ADSs | Sale | 7,400 | 50.4568 USD | ||||
| EUR 0.07 A Ordinary | Sale | 7,524 | 16.5900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 7,524 | 16.5900 GBP | ||||
| A ADSs | Sale | 8,980 | 50.9316 USD | ||||
| EUR 0.07 A Ordinary | Sale | 9,424 | 23.0540 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 9,735 | 16.6374 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 10,998 | 16.6351 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 11,663 | 23.0634 EUR | ||||
| A ADSs | Sale | 15,000 | 50.9150 USD | ||||
| EUR 0.07 A Ordinary | Sale | 15,551 | 23.0550 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 17,136 | 16.5477 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 19,061 | 16.5889 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 19,941 | 16.5596 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 20,324 | 16.5399 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 20,732 | 16.6249 GBP | ||||
| B ADSs | Sale | 32,608 | 51.2475 USD | ||||
| EUR 0.07 A Ordinary | Sale | 32,822 | 23.0387 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 33,940 | 16.5362 GBP | ||||
| B ADSs | Sale | 35,000 | 51.2410 USD | ||||
| EUR 0.07 A Ordinary | Sale | 35,977 | 22.9304 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 49,095 | 16.6406 GBP | ||||
| A ADSs | Sale | 52,301 | 51.3856 USD | ||||
| A ADSs | Sale | 53,201 | 51.3884 USD | ||||
| EUR 0.07 B Ordinary | Sale | 56,345 | 16.6545 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 59,702 | 16.5631 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 61,176 | 23.0404 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 63,118 | 16.6445 GBP | ||||
| A ADSs | Sale | 136,498 | 51.1625 USD | ||||
| EUR 0.07 A Ordinary | Sale | 167,519 | 23.0139 EUR | ||||
| B ADSs | Sale | 211,244 | 50.9795 USD | ||||
| A ADSs | Sale | 240,612 | 50.4169 USD | ||||
| EUR 0.07 B Ordinary | Sale | 332,195 | 16.5643 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,179,728 | 23.0500 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 200 | 16.6950 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 753 | 16.6302 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 1,010 | 16.6727 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,714 | 16.5929 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 2,500 | 16.6356 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,637 | 23.0197 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 3,047 | 16.6785 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 3,047 | 16.6785 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 4,887 | 16.5489 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 5,787 | 16.6589 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 5,807 | 16.6468 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 7,467 | 16.4896 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 7,855 | 16.6434 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 10,661 | 16.6219 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 16,033 | 23.0509 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 16,214 | 23.0872 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 16,293 | 23.0085 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 24,513 | 23.0356 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 29,964 | 16.5631 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 33,940 | 16.5363 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 19,393 | 16.6171 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 49,470 | 22.9234 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 217,235 | 16.5520 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 350 | 16.6120 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 617 | 16.6409 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,092 | 16.6364 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,907 | 22.8271 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 2,581 | 16.5965 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 3,617 | 16.6486 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,263 | 16.5342 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 2,590 | 16.6809 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 6,092 | 23.0994 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 6,851 | 23.0489 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 8,794 | 16.6610 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 11,181 | 23.0419 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 11,472 | 16.6169 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 13,496 | 16.5898 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 15,529 | 16.6248 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 18,656 | 16.6433 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 20,147 | 16.5470 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 24,532 | 23.0293 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 25,428 | 16.5626 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 31,838 | 16.5225 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 39,034 | 16.6157 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 64,520 | 16.5828 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 65,614 | 16.6281 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 78,700 | 16.6016 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 39,858 | 16.5102 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 97,206 | 23.0260 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 108,210 | 16.5656 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 86,973 | 16.6302 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 10 Sep 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | |||||
| of | description | purchasing, | of | price | |||||
| relevant | selling, | securities | per unit | ||||||
| security | varying etc | to which | |||||||
| option | |||||||||
| relates | |||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -29,184 | 25.5000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 18.5573 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | |||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 410,733 | 27.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 424,745 | 24.5000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 35,357 | 25.5000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | |||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | |||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -410,733 | 27.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 29,184 | 25.5000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -35,357 | 25.5000 | |||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | |||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | |||||
| EUR 0.07 A ordinary | Put Options | Purchased | -424,745 | 24.5000 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150910006060/en/
Copyright Business Wire 2015
Related Shares:
BarclaysRDSA.L