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Form 8.3 - Rio Tinto plc and Rio Tinto Ltd Amend

3rd Feb 2026 13:38

RNS Number : 5544R
JPMorgan Asset Management
03 February 2026
 

AMENDMENT

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Full name of discloser:

JPMorgan Asset Management

(b) Owner or controller of interests and short

 positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is

 insufficient. For a trust, the trustee(s), settlor and

 beneficiaries must be named.

 

 

N/A

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Rio Tinto plc and Rio Tinto Limited

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

Corporate Broker to Rio Tinto plc and Rio Tinto Limited

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

30 January 2026

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

Yes, Glencore plc

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

10p ordinary

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

20,299,658*

1.62*

0

0.00

(2) Cash-settled derivatives:

814,293

0.06

14,962

0.00

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

 

 

 

TOTAL:

21,113,951*

1.68*

14,962

0.00

 

*In addition to the dealings in section 2a, there is an increase in the holding of 4,131 common share due to a transfer.

Class of relevant security:

Ordinary

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

5,028,807*

1.35*

0

0.00

(2) Cash-settled derivatives:

0

0.00

515

0.00

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

 

 

 

TOTAL:

5,028,807*

1.35*

515

0.00

*In addition to the dealings in section 2a, there is an increase in the holding of 2,814 common share due to a transfer.

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

10p ordinary

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

 

Sale

Sale

Sale

Sale

22

 36

 140

 85

 1,192

 3,963

 83,960

 2,383

 338

 73

 58

 112

 40

 22

 18

 150

 262

 105

 563

 679

 4,875

 31,083

 2,484

 273

 260

 119

 26

 19

 62

 11

 20

 38

 69

 133

 32

 1,091

 2,009

 43,603

 3,296

 433

 40

 239

 119

 79

 35

 78

 12

 57

 131

 13,691

 285,644

 1,103

 355

 16

 53

 102

 90

 352

 635

 66,316

 15,111

 627

 480

 196

 20

 33

 6,194

 2,027

 505

 139

 206

 79

 148

 118

 108

 45

 43

 35

 31

 29

 27

 21

 19

 17

 30

 39

 88

 22

 15

 17

 23

 58

 41

 47

 319

 732

 4,031

 39,060

 1,492

 598

 842

 124,402

 368

 155,264

 43

 275

 139

 2,806

 236,074

 4,655

 936

 37

 15

 114

 163

 47

 158

 650

 722

 33,915

 3,316

 2,348

 534

 323

 92

 126

 15

 22

 2,806

 133

 1,628

 619,162

 1,324

 171

 17

 22

 54

 55

 92

 158

 229

 202

 1,142

 7,295

 32,970

 1,135

 394

 261

 102

 166

 49

 16

 22

 

 296

 18,740

 147,726

 1,119

66.6005 GBP

66.6006 GBP

66.6006 GBP

66.6006 GBP

66.6006 GBP

66.6006 GBP

66.6006 GBP

66.6006 GBP

66.6007 GBP

66.6007 GBP

66.6007 GBP

66.6007 GBP

66.6008 GBP

66.6555 GBP

66.6556 GBP

66.6556 GBP

66.6556 GBP

66.6556 GBP

66.6556 GBP

66.6556 GBP

66.6557 GBP

66.6557 GBP

66.6557 GBP

66.6557 GBP

66.6557 GBP

66.6557 GBP

66.6558 GBP

66.6558 GBP

66.6558 GBP

66.6918 GBP

66.6920 GBP

66.6921 GBP

66.6922 GBP

66.6922 GBP

66.6922 GBP

66.6922 GBP

66.6922 GBP

66.6922 GBP

66.6922 GBP

66.6922 GBP

66.6923 GBP

66.6923 GBP

66.6923 GBP

66.6923 GBP

66.6923 GBP

66.6923 GBP

66.6925 GBP

66.7197 GBP

66.7197 GBP

66.7197 GBP

66.7197 GBP

66.7197 GBP

66.7198 GBP

66.8756 GBP

66.8759 GBP

66.8759 GBP

66.8759 GBP

66.8759 GBP

66.8759 GBP

66.8759 GBP

66.8759 GBP

66.8760 GBP

66.8760 GBP

66.8760 GBP

66.8760 GBP

66.8761 GBP

67.0750 GBP

67.0750 GBP

67.0750 GBP

67.0750 GBP

67.0751 GBP

67.0751 GBP

67.0751 GBP

67.0751 GBP

67.0751 GBP

67.0751 GBP

67.0751 GBP

67.0751 GBP

67.0752 GBP

67.0752 GBP

67.0752 GBP

67.0752 GBP

67.0753 GBP

67.0753 GBP

67.0753 GBP

67.0754 GBP

67.0755 GBP

67.1146 GBP

67.1147 GBP

67.1147 GBP

67.1148 GBP

67.1148 GBP

67.1149 GBP

67.1149 GBP

67.1149 GBP

67.1149 GBP

67.1149 GBP

67.1150 GBP

67.1150 GBP

67.1150 GBP

67.1150 GBP

67.2400 GBP

67.3050 GBP

67.3800 GBP

67.4058 GBP

67.4059 GBP

67.4059 GBP

67.4059 GBP

67.4059 GBP

67.4059 GBP

67.4059 GBP

67.4060 GBP

67.4060 GBP

67.4250 GBP

67.4251 GBP

67.4251 GBP

67.4251 GBP

67.4251 GBP

67.4252 GBP

67.4252 GBP

67.4252 GBP

67.4252 GBP

67.4252 GBP

67.4252 GBP

67.4252 GBP

67.4252 GBP

67.4253 GBP

67.4255 GBP

67.4927 GBP

67.5105 GBP

67.5106 GBP

67.5106 GBP

67.5106 GBP

67.5900 GBP

67.5977 GBP

67.5977 GBP

67.5978 GBP

67.5978 GBP

67.5978 GBP

67.5979 GBP

67.5979 GBP

67.5979 GBP

67.5979 GBP

67.5979 GBP

67.5979 GBP

67.5979 GBP

67.5979 GBP

67.5979 GBP

67.5979 GBP

67.5980 GBP

67.5980 GBP

67.5981 GBP

67.5982 GBP

 

66.8300 GBP

67.3800 GBP

67.4150 GBP

67.4600 GBP

 

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Ordinary 

Purchase

Purchase

 

Sale

Sale

429

 178

 

 3,544

 5,767

151.5500 AUD

158.3000 AUD

 

151.5500 AUD

158.3000 AUD

 

 

 

(b) Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of referencesecurities

Price per unit

10p Ordinary 

Equity Swap 

 

Increasing a Short position

Increasing a Short position

Increasing a Short position

Increasing a Short position

Increasing a Short position

Increasing a Short position

Increasing a Short position

Increasing a Short position

 

Reducing a Short position

Reducing a Short position

Reducing a Short position

Reducing a Short position

Reducing a Short position

Reducing a Short position

Reducing a Short position

 

 

 

 

40

481

128

52

651

172

413

4,028

 

 

2,904

522

413

90

58

41

91.2700 USD

91.8243 USD

92.0763 USD

91.2702 USD

91.8244 USD

92.0762 USD

 67.5496 GBP

67.3800 GBP

 

 

67.3800 GBP

67.3800 GBP

67.3800 GBP

67.3800 GBP

67.3800 GBP

67.3800 GBP

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of referencesecurities

Price per unit

Ordinary 

Equity Swap 

-

-

-

 (c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

 

(ii) Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

none

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

none

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

No

 

Date of disclosure:

03 February 2026

Contact name:

Hetvi Shah

Telephone number*:

44 2034 936359

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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END
 
 
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