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Form 8.3 - Rexam Plc

27th Nov 2015 16:47

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings are being disclosed:		TIAA-CREF Investment Management, LLC / Teachers Advisors, Inc. / Nuveen Investments, Inc.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient		N/A
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree		Rexam Plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:		N/A
(e) Date position held/dealing undertaken:		8 May 2015 (in addition TIAA-CREF has dealt on previous dates during the offer period as attached at the end of this form)
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?		Yes

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	80 5/14p ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	1,000,257	0.142%
(2) Derivatives (other than options):
(3) Options and agreements to purchase/sell:
TOTAL:	1,000,257	0.142%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	N/A
Details, including nature of the rights concerned and relevant percentages:	N/A

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant security		Purchase/sale		Number of securities		Price per unit
80 5/14p ordinary		Purchase		3,223		USD 8.83

(b) Derivatives transactions (other than options)

Class of relevant security		Product description e.g. CFD		Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position		Number of reference securities		Price per unit
N/A		N/A		N/A		N/A		N/A

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

(ii) Exercising

Class of relevant security	Product description e.g. call option	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Date of disclosure:	27 November 2015
Contact name:	Richard S. Biegen Chief Compliance Officer
Telephone number:	+1 (212) 913-5830

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Additional Dealings during the Offer Period

Date	Class of relevant security	Purchase/sale	Number of securities	Price per unit
05/05/2015	80 5/14p ordinary	PURCHASE	1,269	USD 8.76
05/05/2015	80 5/14p ordinary	SALE	5,486	USD 8.76
05/05/2015	80 5/14p ordinary	PURCHASE	5,486	USD 8.76
30/04/2015	80 5/14p ordinary	SALE	14,192	USD 8.75
29/04/2015	80 5/14p ordinary	PURCHASE	161,637	USD 9.00
27/04/2015	80 5/14p ordinary	SALE	3,028	USD 8.89
17/04/2015	80 5/14p ordinary	SALE	1,732	USD 8.68
15/04/2015	80 5/14p ordinary	PURCHASE	99,086	USD 8.70
15/04/2015	80 5/14p ordinary	PURCHASE	6,356	USD 8.70
07/04/2015	80 5/14p ordinary	SALE	2,859	USD 8.72
31/03/2015	80 5/14p ordinary	PURCHASE	3,957	USD 8.60
30/03/2015	80 5/14p ordinary	PURCHASE	1,752	USD 8.63
26/03/2015	80 5/14p ordinary	SALE	3,549	USD 8.56
17/03/2015	80 5/14p ordinary	SALE	1,812	USD 8.30
12/03/2015	80 5/14p ordinary	SALE	8,288	USD 8.36
11/03/2015	80 5/14p ordinary	SALE	2,149	USD 8.33
10/03/2015	80 5/14p ordinary	PURCHASE	11,970	USD 8.37
06/03/2015	80 5/14p ordinary	SALE	1,229	USD 8.52
06/03/2015	80 5/14p ordinary	PURCHASE	1,229	USD 8.52
27/02/2015	80 5/14p ordinary	PURCHASE	8,128	USD 8.59
24/02/2015	80 5/14p ordinary	SALE	661,615	USD 8.53
24/02/2015	80 5/14p ordinary	SALE	588,291	USD 8.53
24/02/2015	80 5/14p ordinary	SALE	392,195	USD 8.53
24/02/2015	80 5/14p ordinary	SALE	255,780	USD 8.53
24/02/2015	80 5/14p ordinary	SALE	119,364	USD 8.53
24/02/2015	80 5/14p ordinary	SALE	6,960	USD 8.53
24/02/2015	80 5/14p ordinary	SALE	6,189	USD 8.53
24/02/2015	80 5/14p ordinary	SALE	4,979	USD 8.53
24/02/2015	80 5/14p ordinary	SALE	4,125	USD 8.53
24/02/2015	80 5/14p ordinary	SALE	2,690	USD 8.53
24/02/2015	80 5/14p ordinary	SALE	1,255	USD 8.53
24/02/2015	80 5/14p ordinary	SALE	52	USD 8.53
23/02/2015	80 5/14p ordinary	SALE	700,148	USD 8.54
23/02/2015	80 5/14p ordinary	SALE	622,555	USD 8.54
23/02/2015	80 5/14p ordinary	SALE	415,037	USD 8.54
23/02/2015	80 5/14p ordinary	SALE	270,676	USD 8.54
23/02/2015	80 5/14p ordinary	SALE	523,476	USD 8.57
23/02/2015	80 5/14p ordinary	SALE	465,461	USD 8.57
23/02/2015	80 5/14p ordinary	SALE	310,307	USD 8.57
23/02/2015	80 5/14p ordinary	SALE	126,315	USD 8.54
23/02/2015	80 5/14p ordinary	SALE	202,374	USD 8.57
23/02/2015	80 5/14p ordinary	SALE	94,442	USD 8.57
23/02/2015	80 5/14p ordinary	SALE	47,801	USD 8.54
23/02/2015	80 5/14p ordinary	SALE	42,504	USD 8.54
23/02/2015	80 5/14p ordinary	SALE	28,336	USD 8.54
23/02/2015	80 5/14p ordinary	SALE	18,480	USD 8.54
23/02/2015	80 5/14p ordinary	SALE	5,269	USD 8.54
23/02/2015	80 5/14p ordinary	SALE	8,624	USD 8.54
23/02/2015	80 5/14p ordinary	SALE	3,940	USD 8.57
23/02/2015	80 5/14p ordinary	SALE	360	USD 8.54
06/02/2015	80 5/14p ordinary	PURCHASE	1,000,000	USD 8.15
05/02/2015	80 5/14p ordinary	PURCHASE	1,357,149	USD 8.40
05/02/2015	80 5/14p ordinary	PURCHASE	934,349	USD 8.40
05/02/2015	80 5/14p ordinary	PURCHASE	795,456	USD 8.40
05/02/2015	80 5/14p ordinary	PURCHASE	725,000	USD 8.46
05/02/2015	80 5/14p ordinary	PURCHASE	233,333	USD 8.39
05/02/2015	80 5/14p ordinary	PURCHASE	547,643	USD 8.40
05/02/2015	80 5/14p ordinary	PURCHASE	200,000	USD 8.34
05/02/2015	80 5/14p ordinary	PURCHASE	146,848	USD 8.37
05/02/2015	80 5/14p ordinary	PURCHASE	116,667	USD 8.39
05/02/2015	80 5/14p ordinary	PURCHASE	100,000	USD 8.34
05/02/2015	80 5/14p ordinary	PURCHASE	166,667	USD 8.42
05/02/2015	80 5/14p ordinary	PURCHASE	83,333	USD 8.42
05/02/2015	80 5/14p ordinary	PURCHASE	10,078	USD 8.40
05/02/2015	80 5/14p ordinary	PURCHASE	6,939	USD 8.40

View source version on businesswire.com: http://www.businesswire.com/news/home/20151127005303/en/

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