17th Oct 2018 13:42
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: | J.P. Morgan Securities LLC |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | N/A |
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Randgold Resources Limited |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | No |
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 16 October 2018 |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Barrick Gold Corporation. |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
| USD 0.05 ordinary | |||
| Interests | Short positions | ||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: |
735,623 |
0.78 |
137,038 |
0.15 |
(2) Cash-settled derivatives:
|
- |
- |
164,474 |
0.17 |
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
254,600 |
0.27 |
121,500 |
0.13 |
TOTAL: |
990,223 |
1.05 |
423,012 |
0.45 |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
10p ordinary
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchase/sale
| Number of securities | Price per unit (USD) |
ADS | Purchase
Sale | 103 103 414 103 267 1 256 335 100 200 89 612 3,686 100 495 22 255 286 200 816 207 1 1,133 766 100 100 72 100 400 119 99 3,000 203 2 199 108 300 100 100 500 114 114 3,297 6 3,000 184 34 2,100 100 632 105 46,304 336 4 100 99 110 126 1,087 13 4,834 100 156 4,229 25 90 209 100 557 100 703 100 101 1,568 8,998 101 50 3,061 101 159 210 200 100 2 28 10 100 16 120 4 5 100 103 100 28 202 305 100 16 104 100 3 46 3 100 20 100 325 13 100 254 105 101 18 100 64
300 200 3,300 5,000 7,400 6,500 9,327 25,500 4,300 336 3,000 46,304 13 | 78.1100 78.1700 78.2351 78.3348 78.3792 78.4500 78.4715 78.4848 78.5100 78.5300 78.6400 78.6433 78.6499 78.6600 78.6625 78.6700 78.6900 78.6938 78.7000 78.7071 78.7100 78.7200 78.7372 78.7400 78.7500 78.7600 78.7650 78.7700 78.7900 78.8100 78.8500 78.8688 78.8700 78.9000 78.9100 78.9200 78.9400 78.9500 78.9700 78.9740 78.9800 78.9900 79.0000 79.0100 79.0155 79.0300 79.0400 79.0926 79.1000 79.1196 79.1400 79.1600 79.1795 79.1800 79.1900 79.1998 79.2000 79.2043 79.2144 79.2200 79.2351 79.2400 79.2408 79.2562 79.2700 79.2800 79.2900 79.3100 79.3149 79.3500 79.3757 79.3800 79.3900 79.3946 79.3970 79.4000 79.4100 79.4103 79.4300 79.4550 79.4700 79.4800 79.4900 79.5100 79.5300 79.5400 79.5500 79.5600 79.5700 79.5800 79.5900 79.6000 79.6100 79.6150 79.6200 79.6400 79.6500 79.6900 79.7100 79.7200 79.7500 79.7600 79.7700 79.7800 79.7900 79.8000 79.8100 79.8200 79.8300 79.8400 79.8500 79.8700 79.8800 79.9600 79.9900 80.0200
72.3388 78.6300 78.6815 78.6868 78.7100 78.7400 78.8273 78.9450 78.9637 79.0000 79.0155 79.1600 79.4454 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit (USD) |
ADS | Equity Swap | Short | 600 2,400 46,304 | 78.8967 79.0452 79.1600 |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit (AUD) | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit (AUD) |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 17 October 2018 |
| Contact name: | Alwyn Basch |
| Telephone number: | 0207 742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: | J.P. Morgan Securities LLC |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | Randgold Resources Limited |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security | Product description e.g. call option | Written or purchased | Number of securities to which option or derivative relates | Exercise price per unit (USD) | Type e.g. American, European etc. | Expiry date |
ADS ADS ADS ADS ADS ADS ADS ADS ADS ADS ADS ADS ADS ADS ADS
ADS ADS ADS ADS ADS ADS ADS ADS ADS ADS ADS ADS ADS ADS | Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option Call Option
Put Option Put Option Put Option Put Option Put Option Put Option Put Option Put Option Put Option Put Option Put Option Put Option Put Option Accumulator | Purchased Purchased Purchased Purchased Purchased Purchased Purchased Purchased Purchased Purchased Purchased Purchased Purchased Purchased Purchased
Purchased Purchased Purchased Purchased Purchased Purchased Purchased Purchased Purchased Purchased Purchased Purchased Purchased Written | 30,000 2,700 300 700 800 600 500 1,500 800 20,200 700 6,400 10,300 6,500 3,100
30,000 2,400 4,800 5,700 2,700 4,100 13,500 1,300 200 9,700 11,100 14,500 4,500 17,000 | 65.00 80.00 85.00 87.50 90.00 92.50 95.00 97.50 100.00 105.00 110.00 115.00 125.00 130.00 140.00
57.50 60.00 65.00 67.50 70.00 72.50 75.00 77.50 80.00 82.50 87.50 95.00 97.50 88.51 | American American American American American American American American American American American American American American American
American American American American American American American American American American American American American N/A | 18/01/2019 18/01/2019 18/01/2019 18/01/2019 18/01/2019 18/01/2019 18/01/2019 18/01/2019 18/01/2019 18/01/2019 18/01/2019 18/01/2019 18/01/2019 18/01/2019 18/01/2019
18/01/2019 18/01/2019 18/01/2019 18/01/2019 18/01/2019 18/01/2019 18/01/2019 18/01/2019 18/01/2019 18/01/2019 18/01/2019 18/01/2019 18/01/2019 05/06/2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
|
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Randgold Resources