22nd May 2014 09:14
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | PFIZER INC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 20 May 2014 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: ASTRAZENECA PLC
|
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 13,274,576 | 0.21% | 2,692,251 | 0.04% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 6,578,072 | 0.10% | 1,336,708 | 0.02% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 10,442,341 | 0.16% | 12,972,421 | 0.20% | |||||||
| (4) | TOTAL: | ||||||||||
| 30,294,989 | 0.47% | 17,001,380 | 0.27% | ||||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 7 | 29.2800 USD | ||||
| ORD | Purchase | 20 | 192.0000 SEK | ||||
| ORD | Purchase | 100 | 29.2850 USD | ||||
| ORD | Purchase | 100 | 29.4700 USD | ||||
| ORD | Purchase | 101 | 29.5200 USD | ||||
| ORD | Purchase | 110 | 29.2600 USD | ||||
| ORD | Purchase | 142 | 29.3900 USD | ||||
| ORD | Purchase | 158 | 191.5000 SEK | ||||
| ORD | Purchase | 177 | 29.5090 USD | ||||
| ORD | Purchase | 178 | TRANSFER | ||||
| ORD | Purchase | 179 | 194.5000 SEK | ||||
| ORD | Purchase | 184 | 29.4286 USD | ||||
| ORD | Purchase | 200 | 29.2900 USD | ||||
| ORD | Purchase | 200 | 29.3200 USD | ||||
| ORD | Purchase | 200 | 29.3584 USD | ||||
| ORD | Purchase | 216 | 29.3062 USD | ||||
| ORD | Purchase | 258 | 29.5120 USD | ||||
| ORD | Purchase | 300 | 29.3133 USD | ||||
| ORD | Purchase | 340 | 29.3129 USD | ||||
| ORD | Purchase | 399 | 29.3100 USD | ||||
| ORD | Purchase | 400 | 29.3150 USD | ||||
| ORD | Purchase | 400 | 29.4612 USD | ||||
| ORD | Purchase | 427 | 29.3654 USD | ||||
| ORD | Purchase | 497 | 29.4413 USD | ||||
| ORD | Purchase | 498 | 29.2989 USD | ||||
| ORD | Purchase | 500 | 29.3040 USD | ||||
| ORD | Purchase | 500 | 29.3220 USD | ||||
| ORD | Purchase | 500 | 29.3490 USD | ||||
| ORD | Purchase | 500 | 29.4460 USD | ||||
| ORD | Purchase | 537 | 29.0000 USD | ||||
| ORD | Purchase | 538 | 29.2700 USD | ||||
| ORD | Purchase | 600 | 29.2941 USD | ||||
| ORD | Purchase | 600 | 29.4716 USD | ||||
| ORD | Purchase | 685 | 29.4465 USD | ||||
| ORD | Purchase | 700 | 29.2778 USD | ||||
| ORD | Purchase | 700 | 29.2921 USD | ||||
| ORD | Purchase | 700 | 29.3228 USD | ||||
| ORD | Purchase | 873 | 29.4480 USD | ||||
| ORD | Purchase | 900 | 29.2777 USD | ||||
| ORD | Purchase | 1,081 | 29.4514 USD | ||||
| ORD | Purchase | 1,100 | 29.3036 USD | ||||
| ORD | Purchase | 1,100 | 29.4890 USD | ||||
| ORD | Purchase | 1,200 | 29.2883 USD | ||||
| ORD | Purchase | 1,200 | 29.3275 USD | ||||
| ORD | Purchase | 1,200 | 29.3341 USD | ||||
| ORD | Purchase | 1,200 | 29.3441 USD | ||||
| ORD | Purchase | 1,270 | 29.4352 USD | ||||
| ORD | Purchase | 1,400 | 29.2911 USD | ||||
| ORD | Purchase | 1,500 | 29.2580 USD | ||||
| ORD | Purchase | 1,500 | 29.4766 USD | ||||
| ORD | Purchase | 1,502 | 29.4634 USD | ||||
| ORD | Purchase | 1,532 | 29.3727 USD | ||||
| ORD | Purchase | 1,548 | 29.4757 USD | ||||
| ORD | Purchase | 1,558 | 29.4942 USD | ||||
| ORD | Purchase | 1,676 | 29.4368 USD | ||||
| ORD | Purchase | 1,700 | 29.3429 USD | ||||
| ORD | Purchase | 1,774 | 29.4489 USD | ||||
| ORD | Purchase | 1,800 | 29.2758 USD | ||||
| ORD | Purchase | 1,859 | 21.3677 EUR | ||||
| ORD | Purchase | 2,000 | 29.4050 USD | ||||
| ORD | Purchase | 2,070 | 29.4182 USD | ||||
| ORD | Purchase | 2,400 | 29.3101 USD | ||||
| ORD | Purchase | 2,800 | 29.3346 USD | ||||
| ORD | Purchase | 3,100 | 29.3843 USD | ||||
| ORD | Purchase | 3,200 | 29.3384 USD | ||||
| ORD | Purchase | 3,344 | 29.3803 USD | ||||
| ORD | Purchase | 3,600 | 29.4466 USD | ||||
| ORD | Purchase | 3,700 | 29.4000 USD | ||||
| ORD | Purchase | 3,809 | 29.4476 USD | ||||
| ORD | Purchase | 3,902 | 29.3427 USD | ||||
| ORD | Purchase | 3,951 | 29.2751 USD | ||||
| ORD | Purchase | 4,000 | 29.3025 USD | ||||
| ORD | Purchase | 4,083 | 29.4384 USD | ||||
| ORD | Purchase | 4,100 | 29.3414 USD | ||||
| ORD | Purchase | 4,294 | 29.5000 USD | ||||
| ORD | Purchase | 4,498 | 29.2768 USD | ||||
| ORD | Purchase | 4,700 | 29.2938 USD | ||||
| ORD | Purchase | 4,700 | 29.4389 USD | ||||
| ORD | Purchase | 4,935 | 29.3003 USD | ||||
| ORD | Purchase | 5,069 | 29.4190 USD | ||||
| ORD | Purchase | 5,100 | 29.3741 USD | ||||
| ORD | Purchase | 5,250 | 29.3119 USD | ||||
| ORD | Purchase | 5,400 | 29.3257 USD | ||||
| ORD | Purchase | 5,477 | 29.3880 USD | ||||
| ORD | Purchase | 5,484 | 29.3000 USD | ||||
| ORD | Purchase | 5,773 | 29.2984 USD | ||||
| ORD | Purchase | 6,167 | 29.4500 USD | ||||
| ORD | Purchase | 6,190 | 29.3186 USD | ||||
| ORD | Purchase | 6,400 | 29.3070 USD | ||||
| ORD | Purchase | 7,000 | 29.3525 USD | ||||
| ORD | Purchase | 7,411 | 29.2894 USD | ||||
| ORD | Purchase | 7,700 | 29.2805 USD | ||||
| ORD | Purchase | 7,900 | 29.2946 USD | ||||
| ORD | Purchase | 8,100 | 29.2669 USD | ||||
| ORD | Purchase | 8,100 | 29.3953 USD | ||||
| ORD | Purchase | 8,139 | 29.3796 USD | ||||
| ORD | Purchase | 8,466 | 29.3258 USD | ||||
| ORD | Purchase | 10,298 | 29.2680 USD | ||||
| ORD | Purchase | 10,749 | 29.3669 USD | ||||
| ORD | Purchase | 10,784 | 29.4663 USD | ||||
| ORD | Purchase | 10,849 | 29.4472 USD | ||||
| ORD | Purchase | 11,953 | 29.2795 USD | ||||
| ORD | Purchase | 12,704 | 29.2807 USD | ||||
| ORD | Purchase | 13,700 | 29.3721 USD | ||||
| ORD | Purchase | 14,000 | 29.3694 USD | ||||
| ORD | Purchase | 14,494 | 29.3197 USD | ||||
| ORD | Purchase | 15,325 | 29.4175 USD | ||||
| ORD | Purchase | 15,700 | 29.2992 USD | ||||
| ORD | Purchase | 15,800 | 29.3592 USD | ||||
| ORD | Purchase | 15,903 | 29.4214 USD | ||||
| ORD | Purchase | 17,915 | 29.4541 USD | ||||
| ORD | Purchase | 19,400 | 29.2745 USD | ||||
| ORD | Purchase | 19,594 | 29.3825 USD | ||||
| ORD | Purchase | 19,743 | 29.3798 USD | ||||
| ORD | Purchase | 20,591 | 29.4158 USD | ||||
| ORD | Purchase | 23,270 | 29.4100 USD | ||||
| ORD | Purchase | 25,400 | 29.2949 USD | ||||
| ORD | Purchase | 29,200 | 29.4463 USD | ||||
| ORD | Purchase | 29,270 | 29.3682 USD | ||||
| ORD | Purchase | 31,318 | 29.3955 USD | ||||
| ORD | Purchase | 42,295 | 29.3234 USD | ||||
| ORD | Purchase | 43,492 | 29.3633 USD | ||||
| ORD | Purchase | 48,662 | 29.4367 USD | ||||
| ORD | Purchase | 51,462 | 29.2500 USD | ||||
| ORD | Purchase | 63,070 | 29.3597 USD | ||||
| ORD | Purchase | 64,200 | 29.3239 USD | ||||
| ORD | Purchase | 64,442 | 29.4393 USD | ||||
| ORD | Purchase | 70,984 | 29.3652 USD | ||||
| ORD | Purchase | 75,735 | 29.3237 USD | ||||
| ORD | Purchase | 78,294 | 29.2840 USD | ||||
| ORD | Purchase | 79,269 | 29.3031 USD | ||||
| ORD | Purchase | 84,801 | 29.3415 USD | ||||
| ORD | Purchase | 88,135 | 29.3923 USD | ||||
| ORD | Purchase | 108,251 | 29.3350 USD | ||||
| ORD | Purchase | 134,012 | 29.3252 USD | ||||
| ORD | Purchase | 175,331 | 29.4723 USD | ||||
| ORD | Purchase | 203,700 | 29.3675 USD | ||||
| ORD | Purchase | 212,411 | 29.3318 USD | ||||
| ORD | Purchase | 242,200 | 29.3753 USD | ||||
| ORD | Purchase | 291,251 | 29.3855 USD | ||||
| ORD | Purchase | 320,800 | 29.3729 USD | ||||
| ORD | Purchase | 433,555 | 29.3661 USD | ||||
| ORD | Purchase | 1,122,400 | 29.3724 USD | ||||
| ORD | Sale | 39 | 29.2600 USD | ||||
| ORD | Sale | 94 | 29.5000 USD | ||||
| ORD | Sale | 99 | 29.3106 USD | ||||
| ORD | Sale | 100 | 29.2400 USD | ||||
| ORD | Sale | 100 | 29.3584 USD | ||||
| ORD | Sale | 100 | 29.4000 USD | ||||
| ORD | Sale | 100 | 29.4600 USD | ||||
| ORD | Sale | 155 | 29.3082 USD | ||||
| ORD | Sale | 178 | 191.5561 SEK | ||||
| ORD | Sale | 178 | TRANSFER | ||||
| ORD | Sale | 179 | 194.5000 SEK | ||||
| ORD | Sale | 200 | 29.2650 USD | ||||
| ORD | Sale | 200 | 29.2800 USD | ||||
| ORD | Sale | 200 | 29.2900 USD | ||||
| ORD | Sale | 200 | 29.3050 USD | ||||
| ORD | Sale | 200 | 29.3650 USD | ||||
| ORD | Sale | 205 | 29.3202 USD | ||||
| ORD | Sale | 233 | 29.0000 USD | ||||
| ORD | Sale | 435 | 29.4445 USD | ||||
| ORD | Sale | 450 | 29.3788 USD | ||||
| ORD | Sale | 463 | 29.3500 USD | ||||
| ORD | Sale | 498 | 29.2990 USD | ||||
| ORD | Sale | 542 | 29.4100 USD | ||||
| ORD | Sale | 555 | 29.3819 USD | ||||
| ORD | Sale | 600 | 29.2941 USD | ||||
| ORD | Sale | 684 | 29.3000 USD | ||||
| ORD | Sale | 700 | 29.3028 USD | ||||
| ORD | Sale | 700 | 29.3100 USD | ||||
| ORD | Sale | 700 | 29.3507 USD | ||||
| ORD | Sale | 700 | 29.4500 USD | ||||
| ORD | Sale | 754 | 29.3654 USD | ||||
| ORD | Sale | 800 | 29.3168 USD | ||||
| ORD | Sale | 800 | 29.3212 USD | ||||
| ORD | Sale | 800 | 29.3537 USD | ||||
| ORD | Sale | 800 | 29.4087 USD | ||||
| ORD | Sale | 800 | 29.4200 USD | ||||
| ORD | Sale | 900 | 29.3010 USD | ||||
| ORD | Sale | 900 | 29.3094 USD | ||||
| ORD | Sale | 900 | 29.3601 USD | ||||
| ORD | Sale | 900 | 29.3777 USD | ||||
| ORD | Sale | 1,000 | 29.3720 USD | ||||
| ORD | Sale | 1,123 | 29.4300 USD | ||||
| ORD | Sale | 1,200 | 29.4650 USD | ||||
| ORD | Sale | 1,209 | 29.4631 USD | ||||
| ORD | Sale | 1,300 | 29.2850 USD | ||||
| ORD | Sale | 1,300 | 29.2857 USD | ||||
| ORD | Sale | 1,300 | 29.2938 USD | ||||
| ORD | Sale | 1,300 | 29.2984 USD | ||||
| ORD | Sale | 1,400 | 29.3250 USD | ||||
| ORD | Sale | 1,400 | 29.4350 USD | ||||
| ORD | Sale | 1,500 | 29.2716 USD | ||||
| ORD | Sale | 1,500 | 29.3973 USD | ||||
| ORD | Sale | 1,500 | 29.4513 USD | ||||
| ORD | Sale | 1,567 | 29.3892 USD | ||||
| ORD | Sale | 1,650 | 29.3570 USD | ||||
| ORD | Sale | 1,680 | 29.4317 USD | ||||
| ORD | Sale | 1,700 | 29.4355 USD | ||||
| ORD | Sale | 1,800 | 29.3911 USD | ||||
| ORD | Sale | 1,825 | 29.3224 USD | ||||
| ORD | Sale | 1,900 | 29.3597 USD | ||||
| ORD | Sale | 2,000 | 29.2845 USD | ||||
| ORD | Sale | 2,000 | 29.2862 USD | ||||
| ORD | Sale | 2,100 | 29.2917 USD | ||||
| ORD | Sale | 2,400 | 29.2943 USD | ||||
| ORD | Sale | 2,500 | 29.3637 USD | ||||
| ORD | Sale | 2,600 | 29.4644 USD | ||||
| ORD | Sale | 2,614 | 29.4260 USD | ||||
| ORD | Sale | 2,696 | 29.3090 USD | ||||
| ORD | Sale | 2,900 | 29.2982 USD | ||||
| ORD | Sale | 3,000 | 29.2966 USD | ||||
| ORD | Sale | 3,116 | 29.4942 USD | ||||
| ORD | Sale | 3,300 | 29.3503 USD | ||||
| ORD | Sale | 3,300 | 29.4557 USD | ||||
| ORD | Sale | 3,306 | 29.2920 USD | ||||
| ORD | Sale | 3,395 | 21.4563 EUR | ||||
| ORD | Sale | 3,400 | 29.2868 USD | ||||
| ORD | Sale | 3,400 | 29.2905 USD | ||||
| ORD | Sale | 3,444 | 29.4518 USD | ||||
| ORD | Sale | 3,553 | 29.4584 USD | ||||
| ORD | Sale | 3,600 | 29.3418 USD | ||||
| ORD | Sale | 3,667 | 29.3947 USD | ||||
| ORD | Sale | 3,800 | 29.2713 USD | ||||
| ORD | Sale | 3,965 | 29.3233 USD | ||||
| ORD | Sale | 4,045 | 29.4974 USD | ||||
| ORD | Sale | 4,200 | 29.4190 USD | ||||
| ORD | Sale | 4,500 | 29.2831 USD | ||||
| ORD | Sale | 4,600 | 29.3011 USD | ||||
| ORD | Sale | 5,495 | 29.4501 USD | ||||
| ORD | Sale | 6,700 | 29.3370 USD | ||||
| ORD | Sale | 7,411 | 29.2894 USD | ||||
| ORD | Sale | 8,100 | 29.3346 USD | ||||
| ORD | Sale | 8,308 | 29.3645 USD | ||||
| ORD | Sale | 8,600 | 29.3304 USD | ||||
| ORD | Sale | 9,200 | 29.4950 USD | ||||
| ORD | Sale | 9,300 | 29.4460 USD | ||||
| ORD | Sale | 9,338 | 29.3697 USD | ||||
| ORD | Sale | 10,300 | 29.3207 USD | ||||
| ORD | Sale | 10,500 | 29.3108 USD | ||||
| ORD | Sale | 11,161 | 29.2717 USD | ||||
| ORD | Sale | 12,280 | 29.3860 USD | ||||
| ORD | Sale | 12,600 | 29.4526 USD | ||||
| ORD | Sale | 13,051 | 29.3463 USD | ||||
| ORD | Sale | 13,100 | 29.3701 USD | ||||
| ORD | Sale | 13,504 | 29.3511 USD | ||||
| ORD | Sale | 13,850 | 29.4519 USD | ||||
| ORD | Sale | 15,020 | 29.4155 USD | ||||
| ORD | Sale | 15,200 | 29.4510 USD | ||||
| ORD | Sale | 15,400 | 29.3417 USD | ||||
| ORD | Sale | 15,952 | 29.3432 USD | ||||
| ORD | Sale | 16,112 | 29.4666 USD | ||||
| ORD | Sale | 16,926 | 29.4596 USD | ||||
| ORD | Sale | 17,001 | 29.3457 USD | ||||
| ORD | Sale | 17,500 | 29.3638 USD | ||||
| ORD | Sale | 17,621 | 29.3956 USD | ||||
| ORD | Sale | 17,803 | 29.3533 USD | ||||
| ORD | Sale | 19,200 | 29.2891 USD | ||||
| ORD | Sale | 20,000 | 29.3366 USD | ||||
| ORD | Sale | 20,800 | 29.3405 USD | ||||
| ORD | Sale | 21,439 | 29.3789 USD | ||||
| ORD | Sale | 24,100 | 29.3264 USD | ||||
| ORD | Sale | 29,200 | 29.4463 USD | ||||
| ORD | Sale | 31,213 | 29.4272 USD | ||||
| ORD | Sale | 31,740 | 29.3613 USD | ||||
| ORD | Sale | 43,005 | 29.3698 USD | ||||
| ORD | Sale | 43,823 | 29.3513 USD | ||||
| ORD | Sale | 48,675 | 29.3885 USD | ||||
| ORD | Sale | 49,500 | 29.3392 USD | ||||
| ORD | Sale | 52,108 | 29.3689 USD | ||||
| ORD | Sale | 54,700 | 29.2784 USD | ||||
| ORD | Sale | 65,700 | 29.4695 USD | ||||
| ORD | Sale | 68,284 | 29.3631 USD | ||||
| ORD | Sale | 68,600 | 29.3684 USD | ||||
| ORD | Sale | 70,117 | 29.3423 USD | ||||
| ORD | Sale | 72,432 | 29.3577 USD | ||||
| ORD | Sale | 79,116 | 29.4167 USD | ||||
| ORD | Sale | 79,378 | 29.3828 USD | ||||
| ORD | Sale | 84,659 | 29.3657 USD | ||||
| ORD | Sale | 91,443 | 29.4360 USD | ||||
| ORD | Sale | 100,629 | 29.3625 USD | ||||
| ORD | Sale | 117,355 | 29.2500 USD | ||||
| ORD | Sale | 121,669 | 29.3764 USD | ||||
| ORD | Sale | 136,330 | 29.4999 USD | ||||
| ORD | Sale | 138,987 | 29.3965 USD | ||||
| ORD | Sale | 140,400 | 29.3912 USD | ||||
| ORD | Sale | 143,069 | 29.4465 USD | ||||
| ORD | Sale | 174,600 | 29.3711 USD | ||||
| ORD | Sale | 218,201 | 29.3536 USD | ||||
| ORD | Sale | 286,600 | 29.3635 USD | ||||
| ORD | Sale | 420,040 | 29.3728 USD | ||||
| ORD | Sale | 554,921 | 29.3321 USD | ||||
| ORD | Sale | 561,200 | 29.3724 USD |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 3,395 | 21.4535 EUR | |||||
| ORD | CFD | Short | 1,859 | 21.3705 EUR |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 200 | 23 USD | American | 15 Jan 2016 | 6.4500 USD | ||||||||
| ORD | Call Options | Purchasing | 27,500 | 28 USD | American | 19 Jul 2014 | 1.8500 USD | ||||||||
| ORD | Call Options | Purchasing | 500 | 29.5 USD | American | 30 May 2014 | 0.2900 USD | ||||||||
| ORD | Call Options | Purchasing | 10,000 | 29.5 USD | American | 30 May 2014 | 0.2995 USD | ||||||||
| ORD | Call Options | Purchasing | 9,000 | 29.5 USD | American | 30 May 2014 | 0.3000 USD | ||||||||
| ORD | Call Options | Purchasing | 200 | 29.5 USD | American | 30 May 2014 | 0.3500 USD | ||||||||
| ORD | Call Options | Purchasing | 50,000 | 29.5 USD | American | 30 May 2014 | 0.3585 USD | ||||||||
| ORD | Call Options | Purchasing | 1,000 | 30 USD | American | 30 May 2014 | 0.1300 USD | ||||||||
| ORD | Call Options | Purchasing | 33,400 | 30 USD | American | 30 May 2014 | 0.1400 USD | ||||||||
| ORD | Call Options | Purchasing | 2,600 | 30 USD | American | 30 May 2014 | 0.1900 USD | ||||||||
| ORD | Call Options | Purchasing | 1,800 | 30.5 USD | American | 23 May 2014 | 0.0200 USD | ||||||||
| ORD | Call Options | Purchasing | 2,100 | 31 USD | American | 19 Jul 2014 | 0.2733 USD | ||||||||
| ORD | Call Options | Purchasing | 100 | 33 USD | 21 Jun 2014 | TRANSFER | |||||||||
| ORD | Call Options | Purchasing | 100 | 33 USD | American | 21 Jun 2014 | 0.0400 USD | ||||||||
| ORD | Call Options | Purchasing | 2,500 | 42 USD | American | 15 Jan 2016 | 0.2000 USD | ||||||||
| ORD | Call Options | Selling | 27,500 | 28 USD | American | 19 Jul 2014 | 1.8500 USD | ||||||||
| ORD | Call Options | Selling | 10,000 | 29.5 USD | American | 30 May 2014 | 0.2900 USD | ||||||||
| ORD | Call Options | Selling | 10,000 | 29.5 USD | American | 30 May 2014 | 0.2995 USD | ||||||||
| ORD | Call Options | Selling | 40,000 | 30 USD | American | 30 May 2014 | 0.1397 USD | ||||||||
| ORD | Call Options | Selling | 339,800 | 30 USD | American | 21 Jun 2014 | 0.3100 USD | ||||||||
| ORD | Call Options | Selling | 1,800 | 30 USD | American | 27 Jun 2014 | 0.4300 USD | ||||||||
| ORD | Call Options | Selling | 2,600 | 30.5 USD | American | 30 May 2014 | 0.0900 USD | ||||||||
| ORD | Call Options | Selling | 40,000 | 32 USD | American | 16 Aug 2014 | 0.2413 USD | ||||||||
| ORD | Call Options | Selling | 40,000 | 32 USD | American | 20 Sep 2014 | 0.3715 USD | ||||||||
| ORD | Call Options | Selling | 100 | 33 USD | American | 21 Jun 2014 | 0.0400 USD | ||||||||
| ORD | Call Options | Selling | 51,000 | 33 USD | American | 20 Sep 2014 | 0.2122 USD | ||||||||
| ORD | Put Options | Purchasing | 200 | 25 USD | American | 17 Jan 2015 | 0.4800 USD | ||||||||
| ORD | Put Options | Purchasing | 900 | 25 USD | American | 15 Jan 2016 | 1.4444 USD | ||||||||
| ORD | Put Options | Purchasing | 900 | 28 USD | American | 17 Jan 2015 | 1.3100 USD | ||||||||
| ORD | Put Options | Purchasing | 6,500 | 29 USD | American | 19 Jul 2014 | 0.6200 USD | ||||||||
| ORD | Put Options | Purchasing | 40,000 | 29 USD | American | 16 Aug 2014 | 0.9450 USD | ||||||||
| ORD | Put Options | Purchasing | 91,000 | 29 USD | American | 20 Sep 2014 | 1.1509 USD | ||||||||
| ORD | Put Options | Purchasing | 100 | 30 USD | American | 19 Jul 2014 | 1.2000 USD | ||||||||
| ORD | Put Options | Selling | 900 | 28 USD | American | 21 Jun 2014 | 0.2000 USD | ||||||||
| ORD | Put Options | Selling | 100 | 28 USD | American | 19 Jul 2014 | 0.3400 USD | ||||||||
| ORD | Put Options | Selling | 866,000 | 29 USD | American | 21 Jun 2014 | 0.4600 USD | ||||||||
| ORD | Put Options | Selling | 100 | 29.5 USD | American | 23 May 2014 | 0.3700 USD | ||||||||
| ORD | Put Options | Selling | 100 | 30.5 USD | American | 30 May 2014 | 1.1900 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 21 May 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of person whose open positions are being disclosed: | Barclays PLC. | ||
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | PFIZER INC |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Put Options | Purchased | -28,955 | 29.0000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Written | 28,955 | 29.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 666,266 | 29.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Written | -666,266 | 29.0000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,800 | 13.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -800 | 15.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -400 | 16.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,100 | 18.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -500 | 18.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -2,300 | 18.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 20.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,100 | 20.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -2,600 | 23.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -8,400 | 23.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -2,600 | 23.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -200 | 24.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -4,400 | 24.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -2,700 | 24.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -600 | 24.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,400 | 25.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -46,800 | 25.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -30,800 | 25.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -2,300 | 26.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -7,200 | 26.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -4,200 | 26.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -200 | 27.0000 | American | 30 May 2014 | |||||||
| ORD | Put Options | Purchased | -8,600 | 27.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -200 | 27.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -4,500 | 27.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -7,400 | 27.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -9,000 | 27.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -100 | 27.5000 | American | 27 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -500 | 28.0000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Purchased | -100 | 28.0000 | American | 13 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -132,400 | 28.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -5,500 | 28.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -212,500 | 28.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -4,800 | 28.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -900 | 28.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -8,500 | 28.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -10,100 | 28.5000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Purchased | -500 | 28.5000 | American | 30 May 2014 | |||||||
| ORD | Put Options | Purchased | -200 | 28.5000 | American | 6 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,600 | 28.5000 | American | 13 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -6,600 | 29.0000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Purchased | -9,500 | 29.0000 | American | 30 May 2014 | |||||||
| ORD | Put Options | Purchased | -1,200 | 29.0000 | American | 6 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,100 | 29.0000 | American | 13 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,031,100 | 29.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -12,600 | 29.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -98,100 | 29.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -91,000 | 29.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -6,700 | 29.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -7,200 | 29.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,500 | 29.5000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Purchased | -8,300 | 29.5000 | American | 30 May 2014 | |||||||
| ORD | Put Options | Purchased | -100 | 30.0000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Purchased | -300 | 30.0000 | American | 6 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -2,089,100 | 30.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -8,800 | 30.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -11,100 | 30.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -10,200 | 30.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -200 | 30.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -17,800 | 30.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,500 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -700 | 30.5000 | American | 30 May 2014 | |||||||
| ORD | Put Options | Purchased | -100 | 31.0000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Purchased | -41,200 | 31.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -2,800 | 31.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -100 | 31.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -1,300 | 31.5000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Purchased | -200 | 32.0000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Purchased | -17,400 | 32.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -1,100 | 32.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -10,600 | 33.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -600 | 33.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -497,600 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -5,600 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 5,500 | 15.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 19.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 500 | 20.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Written | 17,500 | 20.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 10,400 | 22.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 2,300 | 23.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 7,900 | 24.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 316,600 | 24.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 1,500 | 25.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 500 | 25.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 274,100 | 25.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 1,600 | 26.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Written | 15,700 | 26.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 8,700 | 27.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 444,100 | 27.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 6,000 | 27.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Written | 561,600 | 28.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 8,100 | 29.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 14,000 | 29.0000 | American | 18 Jul 2014 | |||||||
| ORD | Put Options | Written | 15,500 | 29.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 37,000 | 30.0000 | American | 30 May 2014 | |||||||
| ORD | Put Options | Written | 3,800 | 30.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 500 | 30.5000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Written | 200 | 31.0000 | American | 30 May 2014 | |||||||
| ORD | Put Options | Written | 28,700 | 31.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 8,800 | 31.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Written | 6,000 | 32.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 100 | 32.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 4,500 | 32.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Written | 68,500 | 32.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 900 | 33.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Written | 100 | 33.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 3,800 | 34.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 100 | 34.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 100 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 100 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 100 | 20.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 15,000 | 22.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 20,300 | 25.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 79,020 | 25.3100 | European | 16 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 3,400 | 27.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 400 | 27.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 27.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 14,400 | 27.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 6,700 | 28.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 6,400 | 28.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 395,700 | 28.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 5,100 | 28.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Purchased | 1,800 | 29.0000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Purchased | 16,800 | 29.0000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Purchased | 700 | 29.0000 | American | 13 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 1,845,600 | 29.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 2,800 | 29.0000 | American | 27 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 14,300 | 29.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 589,400 | 29.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 3,500 | 29.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Purchased | 598,200 | 29.5000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Purchased | 611,900 | 29.5000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Purchased | 600 | 29.5000 | American | 6 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 1,600 | 29.5000 | American | 13 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 340,000 | 30.0000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Purchased | 11,000 | 30.0000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Purchased | 2,100 | 30.0000 | American | 6 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 812,300 | 30.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 489,900 | 30.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 1,300 | 30.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Purchased | 22,700 | 30.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 4,200 | 30.5000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Purchased | 200 | 30.5000 | American | 6 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 23,700 | 31.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 506,200 | 31.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 200 | 31.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Purchased | 71,900 | 31.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 122,700 | 31.5000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 31.5000 | American | 27 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 150,000 | 32.0000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Purchased | 441,300 | 32.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 40,000 | 32.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 50,000 | 32.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 85,900 | 32.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 119,700 | 32.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 3,500 | 33.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 800 | 33.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 1,100 | 33.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Purchased | 168,400 | 33.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 3,000 | 34.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 600 | 34.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 7,800 | 34.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Purchased | 18,800 | 35.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 9,700 | 35.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 105,400 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,800 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 800 | 36.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 600 | 37.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 200 | 37.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 2,300 | 37.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 4,200 | 38.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 7,800 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 5,500 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -1,000 | 25.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -11,900 | 25.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -11,900 | 27.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Written | -200 | 28.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -1,600 | 28.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -2,200 | 28.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,200 | 28.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -1,400 | 29.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -1,000 | 29.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -2,400 | 29.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -9,400 | 29.5000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Written | -16,000 | 29.5000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Written | -1,000 | 30.0000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Written | -5,600 | 30.0000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Written | -9,800 | 30.0000 | American | 13 Jun 2014 | |||||||
| ORD | Call Options | Written | -25,900 | 30.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -1,800 | 30.0000 | American | 27 Jun 2014 | |||||||
| ORD | Call Options | Written | -18,000 | 30.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -3,000 | 30.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -700 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -2,600 | 30.5000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Written | -1,000 | 31.0000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Written | -8,000 | 31.0000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Written | -1,200 | 31.0000 | American | 6 Jun 2014 | |||||||
| ORD | Call Options | Written | -1,896,000 | 31.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -79,600 | 31.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -16,400 | 31.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -2,800 | 31.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -2,100 | 31.5000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Written | -8,500 | 31.5000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Written | -900 | 32.0000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Written | -24,400 | 32.0000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Written | -6,900 | 32.0000 | American | 6 Jun 2014 | |||||||
| ORD | Call Options | Written | -140,700 | 32.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -1,194,300 | 32.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -56,800 | 32.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -118,700 | 32.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -2,300 | 32.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Written | -73,500 | 32.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,800 | 32.5000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Written | -84,700 | 33.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -41,600 | 33.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -5,400 | 33.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -338,700 | 33.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -50,300 | 33.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -46,200 | 34.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -5,400 | 34.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -15,800 | 34.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -152,700 | 34.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -2,400 | 34.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -700 | 35.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -8,600 | 35.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -216,800 | 35.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -31,300 | 35.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Written | -2,500,000 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -5,100 | 36.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -4,100 | 36.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -460,000 | 36.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -6,800 | 37.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Written | -1,000 | 39.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -400 | 40.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -5,800 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -1,900 | 42.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -3,400 | 45.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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