23rd May 2014 15:11
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | PFIZER INC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 22 May 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ASTRAZENECA PLC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 13,023,358 | 0.20% | 3,295,721 | 0.05% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 7,157,686 | 0.11% | 1,336,704 | 0.02% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 9,811,441 | 0.15% | 12,409,421 | 0.19% | |||||||
| (4) | TOTAL: | ||||||||||
| 29,992,485 | 0.47% | 17,041,846 | 0.27% | ||||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 20 | 29.6100 USD | ||||
| ORD | Purchase | 30 | 197.0000 SEK | ||||
| ORD | Purchase | 44 | 29.7300 USD | ||||
| ORD | Purchase | 54 | 29.6300 USD | ||||
| ORD | Purchase | 58 | 29.6800 USD | ||||
| ORD | Purchase | 61 | 29.6952 USD | ||||
| ORD | Purchase | 74 | 29.7750 USD | ||||
| ORD | Purchase | 75 | 29.6200 USD | ||||
| ORD | Purchase | 100 | 29.6750 USD | ||||
| ORD | Purchase | 100 | 29.7000 USD | ||||
| ORD | Purchase | 100 | 29.7050 USD | ||||
| ORD | Purchase | 100 | 29.7600 USD | ||||
| ORD | Purchase | 100 | 29.7800 USD | ||||
| ORD | Purchase | 116 | 29.5713 USD | ||||
| ORD | Purchase | 200 | 29.5650 USD | ||||
| ORD | Purchase | 200 | 29.5950 USD | ||||
| ORD | Purchase | 200 | 29.6275 USD | ||||
| ORD | Purchase | 200 | 29.6690 USD | ||||
| ORD | Purchase | 200 | 29.7950 USD | ||||
| ORD | Purchase | 250 | 29.6740 USD | ||||
| ORD | Purchase | 300 | 29.6900 USD | ||||
| ORD | Purchase | 300 | 29.6966 USD | ||||
| ORD | Purchase | 300 | 29.7833 USD | ||||
| ORD | Purchase | 335 | 29.7929 USD | ||||
| ORD | Purchase | 351 | 193.5000 SEK | ||||
| ORD | Purchase | 400 | 29.6770 USD | ||||
| ORD | Purchase | 400 | 29.7304 USD | ||||
| ORD | Purchase | 505 | 29.0000 USD | ||||
| ORD | Purchase | 505 | 29.7770 USD | ||||
| ORD | Purchase | 546 | 29.5700 USD | ||||
| ORD | Purchase | 560 | 29.7442 USD | ||||
| ORD | Purchase | 574 | 29.6982 USD | ||||
| ORD | Purchase | 582 | 29.8034 USD | ||||
| ORD | Purchase | 591 | 192.5000 SEK | ||||
| ORD | Purchase | 700 | 29.6700 USD | ||||
| ORD | Purchase | 700 | 29.7657 USD | ||||
| ORD | Purchase | 700 | 29.7914 USD | ||||
| ORD | Purchase | 747 | 195.0000 SEK | ||||
| ORD | Purchase | 800 | 29.7060 USD | ||||
| ORD | Purchase | 814 | 29.6031 USD | ||||
| ORD | Purchase | 851 | 29.7891 USD | ||||
| ORD | Purchase | 900 | 29.6277 USD | ||||
| ORD | Purchase | 1,000 | 29.7900 USD | ||||
| ORD | Purchase | 1,049 | 29.7389 USD | ||||
| ORD | Purchase | 1,359 | 29.7100 USD | ||||
| ORD | Purchase | 1,395 | 21.5871 EUR | ||||
| ORD | Purchase | 1,500 | 29.7079 USD | ||||
| ORD | Purchase | 1,560 | 29.6835 USD | ||||
| ORD | Purchase | 2,280 | 29.6905 USD | ||||
| ORD | Purchase | 2,367 | 29.7916 USD | ||||
| ORD | Purchase | 2,600 | 29.7642 USD | ||||
| ORD | Purchase | 2,700 | 29.6987 USD | ||||
| ORD | Purchase | 2,745 | 29.7287 USD | ||||
| ORD | Purchase | 2,846 | 29.6534 USD | ||||
| ORD | Purchase | 2,900 | 29.7998 USD | ||||
| ORD | Purchase | 3,200 | 29.7740 USD | ||||
| ORD | Purchase | 3,537 | 29.6511 USD | ||||
| ORD | Purchase | 4,089 | 29.7266 USD | ||||
| ORD | Purchase | 4,187 | 29.7961 USD | ||||
| ORD | Purchase | 4,400 | 29.7297 USD | ||||
| ORD | Purchase | 4,600 | 29.7994 USD | ||||
| ORD | Purchase | 4,883 | 29.7648 USD | ||||
| ORD | Purchase | 5,003 | 29.7991 USD | ||||
| ORD | Purchase | 5,026 | 29.7988 USD | ||||
| ORD | Purchase | 5,138 | 29.6057 USD | ||||
| ORD | Purchase | 5,300 | 29.6237 USD | ||||
| ORD | Purchase | 5,339 | 29.6973 USD | ||||
| ORD | Purchase | 5,916 | 29.6990 USD | ||||
| ORD | Purchase | 6,300 | 29.7446 USD | ||||
| ORD | Purchase | 6,549 | 29.8000 USD | ||||
| ORD | Purchase | 6,800 | 29.7805 USD | ||||
| ORD | Purchase | 6,900 | 29.7394 USD | ||||
| ORD | Purchase | 6,992 | 29.7892 USD | ||||
| ORD | Purchase | 8,611 | 29.8039 USD | ||||
| ORD | Purchase | 9,700 | 29.6896 USD | ||||
| ORD | Purchase | 9,808 | 29.7584 USD | ||||
| ORD | Purchase | 11,600 | 29.7941 USD | ||||
| ORD | Purchase | 14,400 | 29.7656 USD | ||||
| ORD | Purchase | 17,923 | 29.7400 USD | ||||
| ORD | Purchase | 20,054 | 29.7659 USD | ||||
| ORD | Purchase | 24,250 | 29.7402 USD | ||||
| ORD | Purchase | 28,000 | 29.7738 USD | ||||
| ORD | Purchase | 28,412 | 29.7495 USD | ||||
| ORD | Purchase | 32,300 | 29.7653 USD | ||||
| ORD | Purchase | 37,456 | 29.7242 USD | ||||
| ORD | Purchase | 47,668 | 29.7713 USD | ||||
| ORD | Purchase | 48,900 | 29.6886 USD | ||||
| ORD | Purchase | 49,349 | 29.7167 USD | ||||
| ORD | Purchase | 50,721 | 29.7369 USD | ||||
| ORD | Purchase | 57,226 | 29.7336 USD | ||||
| ORD | Purchase | 62,450 | 29.6651 USD | ||||
| ORD | Purchase | 63,000 | 29.7553 USD | ||||
| ORD | Purchase | 84,775 | 29.6604 USD | ||||
| ORD | Purchase | 100,422 | 29.7806 USD | ||||
| ORD | Purchase | 108,576 | 29.6600 USD | ||||
| ORD | Purchase | 116,914 | 29.7385 USD | ||||
| ORD | Purchase | 145,066 | 29.6216 USD | ||||
| ORD | Purchase | 145,066 | 29.6217 USD | ||||
| ORD | Purchase | 160,604 | 29.6968 USD | ||||
| ORD | Purchase | 191,359 | 29.7468 USD | ||||
| ORD | Purchase | 250,000 | 29.7560 USD | ||||
| ORD | Purchase | 268,800 | 29.7411 USD | ||||
| ORD | Purchase | 296,510 | 29.7506 USD | ||||
| ORD | Purchase | 300,100 | 29.6500 USD | ||||
| ORD | Purchase | 357,118 | 29.6784 USD | ||||
| ORD | Purchase | 393,533 | 29.7742 USD | ||||
| ORD | Purchase | 437,485 | 29.7095 USD | ||||
| ORD | Purchase | 500,700 | 29.7200 USD | ||||
| ORD | Purchase | 767,959 | 29.7307 USD | ||||
| ORD | Sale | 30 | 197.0000 SEK | ||||
| ORD | Sale | 62 | 29.7096 USD | ||||
| ORD | Sale | 70 | 29.6400 USD | ||||
| ORD | Sale | 100 | 29.6708 USD | ||||
| ORD | Sale | 100 | 29.6750 USD | ||||
| ORD | Sale | 100 | 29.6800 USD | ||||
| ORD | Sale | 100 | 29.6900 USD | ||||
| ORD | Sale | 100 | 29.7650 USD | ||||
| ORD | Sale | 100 | 29.7750 USD | ||||
| ORD | Sale | 101 | 29.8200 USD | ||||
| ORD | Sale | 110 | 29.7709 USD | ||||
| ORD | Sale | 200 | 29.5900 USD | ||||
| ORD | Sale | 200 | 29.6830 USD | ||||
| ORD | Sale | 200 | 29.7350 USD | ||||
| ORD | Sale | 250 | 29.6740 USD | ||||
| ORD | Sale | 300 | 29.5800 USD | ||||
| ORD | Sale | 300 | 29.6333 USD | ||||
| ORD | Sale | 300 | 29.7233 USD | ||||
| ORD | Sale | 314 | 29.7600 USD | ||||
| ORD | Sale | 373 | 29.6680 USD | ||||
| ORD | Sale | 381 | 29.7342 USD | ||||
| ORD | Sale | 398 | 29.6921 USD | ||||
| ORD | Sale | 400 | 29.7125 USD | ||||
| ORD | Sale | 400 | 29.7325 USD | ||||
| ORD | Sale | 401 | 29.8087 USD | ||||
| ORD | Sale | 468 | 21.6750 EUR | ||||
| ORD | Sale | 500 | 29.6660 USD | ||||
| ORD | Sale | 500 | 29.6920 USD | ||||
| ORD | Sale | 500 | 29.7500 USD | ||||
| ORD | Sale | 500 | 29.7560 USD | ||||
| ORD | Sale | 505 | 29.7770 USD | ||||
| ORD | Sale | 600 | 29.6083 USD | ||||
| ORD | Sale | 600 | 29.7333 USD | ||||
| ORD | Sale | 600 | 29.7800 USD | ||||
| ORD | Sale | 700 | 29.7428 USD | ||||
| ORD | Sale | 950 | 29.7334 USD | ||||
| ORD | Sale | 1,000 | 29.6230 USD | ||||
| ORD | Sale | 1,000 | 29.6550 USD | ||||
| ORD | Sale | 1,039 | 29.6700 USD | ||||
| ORD | Sale | 1,119 | 29.7589 USD | ||||
| ORD | Sale | 1,300 | 29.6730 USD | ||||
| ORD | Sale | 1,441 | 29.6807 USD | ||||
| ORD | Sale | 1,500 | 29.6193 USD | ||||
| ORD | Sale | 1,600 | 29.7706 USD | ||||
| ORD | Sale | 1,602 | 29.7731 USD | ||||
| ORD | Sale | 1,689 | 193.8135 SEK | ||||
| ORD | Sale | 1,700 | 29.7566 USD | ||||
| ORD | Sale | 1,800 | 29.7505 USD | ||||
| ORD | Sale | 1,806 | 29.6832 USD | ||||
| ORD | Sale | 1,900 | 29.6068 USD | ||||
| ORD | Sale | 1,969 | 29.7597 USD | ||||
| ORD | Sale | 2,000 | 29.6667 USD | ||||
| ORD | Sale | 2,003 | 29.7356 USD | ||||
| ORD | Sale | 2,098 | 29.7714 USD | ||||
| ORD | Sale | 2,300 | 29.7743 USD | ||||
| ORD | Sale | 2,569 | 29.6057 USD | ||||
| ORD | Sale | 2,600 | 29.7642 USD | ||||
| ORD | Sale | 2,800 | 29.6714 USD | ||||
| ORD | Sale | 2,850 | 29.6823 USD | ||||
| ORD | Sale | 2,902 | 29.8089 USD | ||||
| ORD | Sale | 3,000 | 29.6572 USD | ||||
| ORD | Sale | 3,300 | 29.7050 USD | ||||
| ORD | Sale | 3,365 | 29.6981 USD | ||||
| ORD | Sale | 3,419 | 29.7494 USD | ||||
| ORD | Sale | 3,463 | 29.7795 USD | ||||
| ORD | Sale | 3,600 | 29.7929 USD | ||||
| ORD | Sale | 3,700 | 29.8000 USD | ||||
| ORD | Sale | 4,166 | 29.7379 USD | ||||
| ORD | Sale | 4,200 | 29.6797 USD | ||||
| ORD | Sale | 4,500 | 29.7422 USD | ||||
| ORD | Sale | 4,681 | 29.7532 USD | ||||
| ORD | Sale | 4,750 | 29.6816 USD | ||||
| ORD | Sale | 5,100 | 29.7915 USD | ||||
| ORD | Sale | 5,253 | 29.7479 USD | ||||
| ORD | Sale | 5,350 | 29.7066 USD | ||||
| ORD | Sale | 5,400 | 29.7392 USD | ||||
| ORD | Sale | 6,100 | 29.6849 USD | ||||
| ORD | Sale | 6,119 | 29.6682 USD | ||||
| ORD | Sale | 6,400 | 29.7418 USD | ||||
| ORD | Sale | 7,119 | 29.6743 USD | ||||
| ORD | Sale | 8,000 | 29.7245 USD | ||||
| ORD | Sale | 8,062 | 29.6838 USD | ||||
| ORD | Sale | 8,500 | 29.6718 USD | ||||
| ORD | Sale | 10,156 | 29.6998 USD | ||||
| ORD | Sale | 10,400 | 29.7059 USD | ||||
| ORD | Sale | 11,315 | 29.6779 USD | ||||
| ORD | Sale | 11,592 | 29.7037 USD | ||||
| ORD | Sale | 12,400 | 29.7900 USD | ||||
| ORD | Sale | 12,461 | 29.6715 USD | ||||
| ORD | Sale | 14,507 | 29.7268 USD | ||||
| ORD | Sale | 14,574 | 29.7984 USD | ||||
| ORD | Sale | 14,800 | 29.7533 USD | ||||
| ORD | Sale | 15,500 | 29.7488 USD | ||||
| ORD | Sale | 16,600 | 29.7103 USD | ||||
| ORD | Sale | 16,800 | 29.7784 USD | ||||
| ORD | Sale | 18,441 | 29.6745 USD | ||||
| ORD | Sale | 22,109 | 29.7043 USD | ||||
| ORD | Sale | 23,833 | 29.7310 USD | ||||
| ORD | Sale | 25,243 | 29.6845 USD | ||||
| ORD | Sale | 28,613 | 29.7879 USD | ||||
| ORD | Sale | 30,681 | 29.7029 USD | ||||
| ORD | Sale | 30,889 | 29.7239 USD | ||||
| ORD | Sale | 34,704 | 29.7093 USD | ||||
| ORD | Sale | 34,879 | 29.6820 USD | ||||
| ORD | Sale | 35,315 | 29.6641 USD | ||||
| ORD | Sale | 35,659 | 29.7470 USD | ||||
| ORD | Sale | 36,050 | 29.7618 USD | ||||
| ORD | Sale | 53,500 | 29.6774 USD | ||||
| ORD | Sale | 55,061 | 29.7621 USD | ||||
| ORD | Sale | 58,457 | 29.7385 USD | ||||
| ORD | Sale | 61,101 | 29.6758 USD | ||||
| ORD | Sale | 61,900 | 29.7223 USD | ||||
| ORD | Sale | 69,163 | 29.5700 USD | ||||
| ORD | Sale | 72,400 | 29.6736 USD | ||||
| ORD | Sale | 81,840 | 29.7017 USD | ||||
| ORD | Sale | 82,269 | 29.7024 USD | ||||
| ORD | Sale | 82,700 | 29.6757 USD | ||||
| ORD | Sale | 83,124 | 29.7447 USD | ||||
| ORD | Sale | 84,426 | 29.7739 USD | ||||
| ORD | Sale | 93,600 | 29.7477 USD | ||||
| ORD | Sale | 106,900 | 29.7454 USD | ||||
| ORD | Sale | 120,082 | 29.7785 USD | ||||
| ORD | Sale | 122,371 | 29.7250 USD | ||||
| ORD | Sale | 130,999 | 29.6100 USD | ||||
| ORD | Sale | 135,407 | 29.6653 USD | ||||
| ORD | Sale | 142,204 | 29.7595 USD | ||||
| ORD | Sale | 145,066 | 29.6216 USD | ||||
| ORD | Sale | 157,222 | 29.7592 USD | ||||
| ORD | Sale | 178,920 | 29.6600 USD | ||||
| ORD | Sale | 228,998 | 29.6940 USD | ||||
| ORD | Sale | 283,473 | 29.7001 USD | ||||
| ORD | Sale | 290,809 | 29.7468 USD | ||||
| ORD | Sale | 315,711 | 29.6500 USD | ||||
| ORD | Sale | 396,300 | 29.7118 USD | ||||
| ORD | Sale | 469,318 | 29.6706 USD | ||||
| ORD | Sale | 725,100 | 29.7296 USD |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 468 | 21.6721 EUR | |||||
| ORD | CFD | Short | 1,395 | 21.5899 EUR |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 2,000 | 30 USD | American | 30 May 2014 | 0.2050 USD | ||||||||
| ORD | Call Options | Purchasing | 1,000 | 30.5 USD | American | 23 May 2014 | 0.0100 USD | ||||||||
| ORD | Call Options | Purchasing | 100 | 31 USD | American | 16 Aug 2014 | 0.5500 USD | ||||||||
| ORD | Call Options | Purchasing | 300 | 32 USD | American | 19 Jul 2014 | 0.0600 USD | ||||||||
| ORD | Call Options | Purchasing | 200 | 32 USD | American | 16 Aug 2014 | 0.2600 USD | ||||||||
| ORD | Call Options | Selling | 1,000 | 29.5 USD | American | 23 May 2014 | 0.2100 USD | ||||||||
| ORD | Call Options | Selling | 41,900 | 29.5 USD | American | 23 May 2014 | 0.3802 USD | ||||||||
| ORD | Call Options | Selling | 2,000 | 30.5 USD | American | 30 May 2014 | 0.0950 USD | ||||||||
| ORD | Put Options | Purchasing | 400 | 25 USD | American | 17 Jan 2015 | 0.4200 USD | ||||||||
| ORD | Put Options | Purchasing | 100 | 27 USD | American | 20 Dec 2014 | 0.7800 USD | ||||||||
| ORD | Put Options | Purchasing | 100 | 28 USD | American | 21 Jun 2014 | 0.1200 USD | ||||||||
| ORD | Put Options | Purchasing | 600 | 29 USD | American | 21 Jun 2014 | 0.2900 USD | ||||||||
| ORD | Put Options | Purchasing | 2,400 | 29.5 USD | American | 30 May 2014 | 0.2558 USD | ||||||||
| ORD | Put Options | Purchasing | 1,000 | 29.5 USD | American | 6 Jun 2014 | 0.4400 USD | ||||||||
| ORD | Put Options | Purchasing | 1,000 | 30 USD | American | 21 Jun 2014 | 0.7100 USD | ||||||||
| ORD | Put Options | Purchasing | 200 | 30 USD | American | 27 Jun 2014 | 0.7600 USD | ||||||||
| ORD | Put Options | Purchasing | 1,100 | 31 USD | American | 16 Aug 2014 | 2.0100 USD | ||||||||
| ORD | Put Options | Selling | 2,400 | 28.5 USD | American | 30 May 2014 | 0.0558 USD | ||||||||
| ORD | Put Options | Selling | 1,000 | 29 USD | American | 6 Jun 2014 | 0.2600 USD | ||||||||
| ORD | Put Options | Selling | 1,100 | 29 USD | American | 21 Jun 2014 | 0.3100 USD | ||||||||
| ORD | Put Options | Selling | 600 | 30 USD | American | 21 Jun 2014 | 0.6900 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 23 May 2014 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | PFIZER INC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Put Options | Purchased | -28,955 | 29.0000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Written | 28,955 | 29.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 666,266 | 29.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Written | -666,266 | 29.0000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,800 | 13.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -800 | 15.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -400 | 16.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,100 | 18.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -500 | 18.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -2,300 | 18.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 20.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,100 | 20.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -2,600 | 23.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -8,400 | 23.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -2,600 | 23.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -200 | 24.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -4,400 | 24.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -2,700 | 24.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -600 | 24.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,400 | 25.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -47,200 | 25.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -30,800 | 25.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -2,300 | 26.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -7,200 | 26.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -4,200 | 26.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -200 | 27.0000 | American | 30 May 2014 | |||||||
| ORD | Put Options | Purchased | -8,600 | 27.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -200 | 27.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -4,500 | 27.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -7,500 | 27.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -9,000 | 27.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -100 | 27.5000 | American | 27 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -500 | 28.0000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Purchased | -100 | 28.0000 | American | 13 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -132,400 | 28.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -5,500 | 28.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -212,500 | 28.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -4,800 | 28.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -900 | 28.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -15,400 | 28.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -10,100 | 28.5000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Purchased | -200 | 28.5000 | American | 6 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,600 | 28.5000 | American | 13 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -6,600 | 29.0000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Purchased | -9,500 | 29.0000 | American | 30 May 2014 | |||||||
| ORD | Put Options | Purchased | -200 | 29.0000 | American | 6 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,100 | 29.0000 | American | 13 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -390,300 | 29.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -105,200 | 29.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -98,100 | 29.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -91,000 | 29.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -6,700 | 29.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -7,200 | 29.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,500 | 29.5000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Purchased | -10,700 | 29.5000 | American | 30 May 2014 | |||||||
| ORD | Put Options | Purchased | -1,000 | 29.5000 | American | 6 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -100 | 30.0000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Purchased | -300 | 30.0000 | American | 6 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -2,089,500 | 30.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -200 | 30.0000 | American | 27 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -23,900 | 30.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -11,100 | 30.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -10,200 | 30.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -200 | 30.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -17,800 | 30.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,500 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -700 | 30.5000 | American | 30 May 2014 | |||||||
| ORD | Put Options | Purchased | -100 | 31.0000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Purchased | -41,200 | 31.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -2,800 | 31.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -100 | 31.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -1,300 | 31.5000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Purchased | -200 | 32.0000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Purchased | -17,400 | 32.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -1,100 | 32.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -10,600 | 33.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -600 | 33.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -461,500 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -5,600 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 5,500 | 15.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 19.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 500 | 20.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Written | 17,500 | 20.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 10,400 | 22.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 2,300 | 23.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 7,900 | 24.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 316,600 | 24.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 1,500 | 25.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 500 | 25.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 274,100 | 25.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 1,600 | 26.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Written | 15,700 | 26.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 8,700 | 27.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 444,100 | 27.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 6,000 | 27.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Written | 565,600 | 28.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 1,900 | 28.5000 | American | 30 May 2014 | |||||||
| ORD | Put Options | Written | 8,100 | 29.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 14,000 | 29.0000 | American | 18 Jul 2014 | |||||||
| ORD | Put Options | Written | 15,500 | 29.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 37,000 | 30.0000 | American | 30 May 2014 | |||||||
| ORD | Put Options | Written | 3,800 | 30.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 500 | 30.5000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Written | 200 | 31.0000 | American | 30 May 2014 | |||||||
| ORD | Put Options | Written | 28,700 | 31.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 7,700 | 31.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Written | 6,000 | 32.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 100 | 32.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 4,500 | 32.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Written | 68,500 | 32.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 900 | 33.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Written | 100 | 33.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,200 | 34.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 100 | 34.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 100 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 100 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 100 | 20.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 15,000 | 22.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 20,300 | 25.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 79,020 | 25.3100 | European | 16 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 3,400 | 27.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 400 | 27.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 27.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 14,400 | 27.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 6,700 | 28.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 6,400 | 28.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 395,700 | 28.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 5,100 | 28.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Purchased | 1,800 | 29.0000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Purchased | 17,800 | 29.0000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Purchased | 700 | 29.0000 | American | 13 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 1,845,600 | 29.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 2,800 | 29.0000 | American | 27 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 14,300 | 29.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 589,400 | 29.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 3,500 | 29.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Purchased | 433,100 | 29.5000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Purchased | 611,900 | 29.5000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Purchased | 600 | 29.5000 | American | 6 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 1,600 | 29.5000 | American | 13 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 340,000 | 30.0000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Purchased | 13,000 | 30.0000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Purchased | 2,100 | 30.0000 | American | 6 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 340,300 | 30.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 489,900 | 30.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 1,300 | 30.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Purchased | 22,700 | 30.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 5,200 | 30.5000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Purchased | 200 | 30.5000 | American | 6 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 23,700 | 31.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 506,200 | 31.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 200 | 31.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Purchased | 71,900 | 31.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 122,700 | 31.5000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 31.5000 | American | 27 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 150,000 | 32.0000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Purchased | 441,300 | 32.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 40,000 | 32.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 50,000 | 32.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 85,900 | 32.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 119,700 | 32.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 3,500 | 33.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 800 | 33.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 1,100 | 33.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Purchased | 168,400 | 33.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 3,000 | 34.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 600 | 34.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 7,800 | 34.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Purchased | 18,800 | 35.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 9,700 | 35.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 105,400 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,800 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 800 | 36.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 600 | 37.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 200 | 37.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 2,300 | 37.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 4,200 | 38.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 7,800 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 5,500 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -1,000 | 25.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -11,900 | 25.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -11,900 | 27.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Written | -200 | 28.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -1,600 | 28.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -2,200 | 28.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,200 | 28.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -1,400 | 29.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -1,000 | 29.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -2,400 | 29.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -10,700 | 29.5000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Written | -15,500 | 29.5000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Written | -1,000 | 30.0000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Written | -9,500 | 30.0000 | American | 13 Jun 2014 | |||||||
| ORD | Call Options | Written | -25,900 | 30.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -1,800 | 30.0000 | American | 27 Jun 2014 | |||||||
| ORD | Call Options | Written | -18,000 | 30.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -3,000 | 30.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -700 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -4,600 | 30.5000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Written | -1,000 | 31.0000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Written | -8,000 | 31.0000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Written | -1,200 | 31.0000 | American | 6 Jun 2014 | |||||||
| ORD | Call Options | Written | -1,896,000 | 31.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -79,600 | 31.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -16,300 | 31.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -2,800 | 31.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -2,100 | 31.5000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Written | -8,500 | 31.5000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Written | -900 | 32.0000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Written | -24,400 | 32.0000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Written | -6,900 | 32.0000 | American | 6 Jun 2014 | |||||||
| ORD | Call Options | Written | -140,700 | 32.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -1,194,000 | 32.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -56,600 | 32.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -118,700 | 32.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -2,300 | 32.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Written | -73,500 | 32.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,800 | 32.5000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Written | -84,700 | 33.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -41,600 | 33.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -5,400 | 33.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -338,700 | 33.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -50,300 | 33.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -46,200 | 34.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -5,400 | 34.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -15,800 | 34.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -152,700 | 34.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -2,400 | 34.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -700 | 35.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -8,600 | 35.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -216,800 | 35.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -31,300 | 35.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Written | -2,500,000 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -5,100 | 36.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -4,100 | 36.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -460,000 | 36.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -6,800 | 37.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Written | -1,000 | 39.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -400 | 40.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -5,800 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -1,900 | 42.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -3,400 | 45.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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