Form 8.3 - Pfizer Inc.

FORM 8.3 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE Rule 8.3 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Identity of the person whose Dodge & Cox on behalf of its clientspositions/dealings are being which may include investment companiesdisclosed: and/or employee benefit plans, pension funds, endowment funds and individual clients. (b) Owner or controller of interestsand short positions disclosed, ifdifferent from 1(a): The naming of nominee or vehiclecompanies is insufficient (c) Name of offeror/offeree in Pfizer Increlation to whose relevant securitiesthis form relates: Use a separate form for eachofferor/offeree (d) If an exempt fund managerconnected with an offeror/offeree,state this and specify identity ofofferor/offeree: (e) Date position held/dealing May 12, 2014undertaken: (f) Has the discloser previously NOdisclosed, or are they todaydisclosing, under the Code in respectof any other party to this offer? 2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE (a) Interests and short positions in the relevant securities of theofferor or offeree to which the disclosure relates following the dealing (ifany) Class of relevant security: Interests Short positions Number % Number % (1) Relevant securities owned and/or 64,050,617 1.00controlled: (2) Derivatives (other than options): (3) Options and agreements to purchase/sell: 64,050,617 1.00 TOTAL: All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchaseor sell relevant securities, should be given on a Supplemental Form 8 (OpenPositions). (b) Rights to subscribe for new securities (including directors' andother executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than oneclass of relevant securities of the offeror or offeree named in 1(c), copytable 2(a) or (b) (as appropriate) for each additional class of relevantsecurity. 3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE (a) Purchases and sales Class of relevant security Purchase/sale Number of securities Price per unit Ordinary Shares Sale 100,000 29.1187 (USD) Ordinary Shares Sale 200,000 29.1187 (USD) (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price relevant description reference per security e.g. opening/closing a long/short securities unit e.g. CFD position, increasing/reducing a long/short position (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Class of Product Writing, Number of Exercise Type Expiry Optionrelevant description purchasing, securities price date moneysecurity e.g. call selling, to which per unit e.g. paid/ option varying option American, received etc. relates European per unit etc. (ii) Exercising Class of relevant Product Number of Exercise price per security description securities unit e.g. call option (d) Other dealings (including subscribing for new securities) Class of relevant Nature of dealing Details Price per unit (if security applicable) e.g. subscription, conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities ofthe offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (asappropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement orunderstanding, formal or informal, relating to relevant securities which may bean inducement to deal or refrain from dealing entered into by the person makingthe disclosure and any party to the offer or any person acting in concert witha party to the offer: If there are no such agreements, arrangements or understandings, state "none" none (b) Agreements, arrangements or understandings relating to options orderivatives Details of any agreement, arrangement or understanding, formal or informal,between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevantsecurities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" none (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: May 12, 2014 Contact name: Thomas M. Mistele Telephone number: 415-981-1710 Public disclosures under Rule 8 of the Code must be made to a RegulatoryInformation Service and must also be emailed to the Takeover Panel [email protected]. The Panel's Market Surveillance Unit isavailable for consultation in relation to the Code's dealing disclosurerequirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. SOURCE Dodge & Cox