27th May 2014 15:07
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | PFIZER INC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 23 May 2014 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: ASTRAZENECA PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 13,007,623 | 0.20% | 3,257,668 | 0.05% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 7,075,297 | 0.11% | 1,396,533 | 0.02% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 10,008,397 | 0.16% | 12,840,921 | 0.20% | |||||||
| (4) | TOTAL: | ||||||||||
| 30,091,317 | 0.47% | 17,495,122 | 0.27% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| ORD | Purchase | 82 | 194.5000 SEK | ||||||
| ORD | Purchase | 100 | 29.5800 USD | ||||||
| ORD | Purchase | 100 | 29.6050 USD | ||||||
| ORD | Purchase | 100 | 29.6200 USD | ||||||
| ORD | Purchase | 100 | 198.0000 SEK | ||||||
| ORD | Purchase | 135 | 29.5211 USD | ||||||
| ORD | Purchase | 146 | 29.5245 USD | ||||||
| ORD | Purchase | 231 | 194.0000 SEK | ||||||
| ORD | Purchase | 246 | 29.4800 USD | ||||||
| ORD | Purchase | 300 | 29.5367 USD | ||||||
| ORD | Purchase | 332 | 195.5000 SEK | ||||||
| ORD | Purchase | 454 | 29.6000 USD | ||||||
| ORD | Purchase | 500 | 29.4998 USD | ||||||
| ORD | Purchase | 500 | 29.5010 USD | ||||||
| ORD | Purchase | 556 | 29.5045 USD | ||||||
| ORD | Purchase | 644 | 29.0000 USD | ||||||
| ORD | Purchase | 644 | 29.5100 USD | ||||||
| ORD | Purchase | 700 | 29.4590 USD | ||||||
| ORD | Purchase | 700 | 29.4600 USD | ||||||
| ORD | Purchase | 700 | 29.5600 USD | ||||||
| ORD | Purchase | 1,100 | 29.4881 USD | ||||||
| ORD | Purchase | 1,100 | 29.4945 USD | ||||||
| ORD | Purchase | 1,200 | 29.4961 USD | ||||||
| ORD | Purchase | 1,200 | 29.5783 USD | ||||||
| ORD | Purchase | 1,300 | 29.4876 USD | ||||||
| ORD | Purchase | 1,400 | 29.4950 USD | ||||||
| ORD | Purchase | 2,100 | 29.4970 USD | ||||||
| ORD | Purchase | 2,200 | 29.4999 USD | ||||||
| ORD | Purchase | 2,200 | 29.5104 USD | ||||||
| ORD | Purchase | 2,265 | 21.6825 EUR | ||||||
| ORD | Purchase | 2,400 | 29.5490 USD | ||||||
| ORD | Purchase | 2,450 | 29.5008 USD | ||||||
| ORD | Purchase | 2,468 | 29.5604 USD | ||||||
| ORD | Purchase | 2,490 | 196.0000 SEK | ||||||
| ORD | Purchase | 2,700 | 29.4995 USD | ||||||
| ORD | Purchase | 3,026 | 29.4991 USD | ||||||
| ORD | Purchase | 3,439 | 29.5033 USD | ||||||
| ORD | Purchase | 3,800 | 29.4947 USD | ||||||
| ORD | Purchase | 3,800 | 29.5001 USD | ||||||
| ORD | Purchase | 3,900 | 29.5018 USD | ||||||
| ORD | Purchase | 4,176 | 29.5591 USD | ||||||
| ORD | Purchase | 4,214 | 29.5282 USD | ||||||
| ORD | Purchase | 5,700 | 29.5068 USD | ||||||
| ORD | Purchase | 6,597 | 29.5019 USD | ||||||
| ORD | Purchase | 6,980 | 29.5182 USD | ||||||
| ORD | Purchase | 7,241 | 29.4992 USD | ||||||
| ORD | Purchase | 8,171 | 29.5201 USD | ||||||
| ORD | Purchase | 8,361 | 29.4985 USD | ||||||
| ORD | Purchase | 11,182 | 29.5500 USD | ||||||
| ORD | Purchase | 11,234 | 29.5517 USD | ||||||
| ORD | Purchase | 11,343 | 29.4751 USD | ||||||
| ORD | Purchase | 11,500 | 29.5280 USD | ||||||
| ORD | Purchase | 12,600 | 29.5175 USD | ||||||
| ORD | Purchase | 13,400 | 29.4973 USD | ||||||
| ORD | Purchase | 14,200 | 29.5646 USD | ||||||
| ORD | Purchase | 16,500 | 29.5095 USD | ||||||
| ORD | Purchase | 16,800 | 29.5011 USD | ||||||
| ORD | Purchase | 18,389 | 29.4988 USD | ||||||
| ORD | Purchase | 18,544 | 29.5021 USD | ||||||
| ORD | Purchase | 19,018 | 29.4997 USD | ||||||
| ORD | Purchase | 20,128 | 29.5058 USD | ||||||
| ORD | Purchase | 20,187 | 29.5000 USD | ||||||
| ORD | Purchase | 20,349 | 29.5090 USD | ||||||
| ORD | Purchase | 23,900 | 29.5499 USD | ||||||
| ORD | Purchase | 25,532 | 29.5658 USD | ||||||
| ORD | Purchase | 28,843 | 29.5435 USD | ||||||
| ORD | Purchase | 29,723 | 29.5094 USD | ||||||
| ORD | Purchase | 31,253 | 29.5258 USD | ||||||
| ORD | Purchase | 32,300 | 29.5038 USD | ||||||
| ORD | Purchase | 33,128 | 29.4909 USD | ||||||
| ORD | Purchase | 37,016 | 29.5056 USD | ||||||
| ORD | Purchase | 40,000 | 29.5148 USD | ||||||
| ORD | Purchase | 44,375 | 29.5039 USD | ||||||
| ORD | Purchase | 44,681 | 29.5311 USD | ||||||
| ORD | Purchase | 45,623 | 29.5476 USD | ||||||
| ORD | Purchase | 49,000 | 29.5046 USD | ||||||
| ORD | Purchase | 52,184 | 29.4900 USD | ||||||
| ORD | Purchase | 52,889 | 29.5112 USD | ||||||
| ORD | Purchase | 60,910 | 29.5233 USD | ||||||
| ORD | Purchase | 72,889 | 29.5179 USD | ||||||
| ORD | Purchase | 124,400 | 29.5134 USD | ||||||
| ORD | Purchase | 160,300 | 29.5281 USD | ||||||
| ORD | Purchase | 175,900 | 29.5190 USD | ||||||
| ORD | Purchase | 183,500 | 29.5088 USD | ||||||
| ORD | Purchase | 272,990 | 29.5226 USD | ||||||
| ORD | Purchase | 280,000 | 29.5900 USD | ||||||
| ORD | Purchase | 306,869 | 29.5109 USD | ||||||
| ORD | Purchase | 356,900 | 29.5206 USD | ||||||
| ORD | Purchase | 836,097 | 29.5431 USD | ||||||
| ORD | Sale | 35 | 29.6100 USD | ||||||
| ORD | Sale | 100 | 29.4400 USD | ||||||
| ORD | Sale | 100 | 198.0000 SEK | ||||||
| ORD | Sale | 200 | 29.4600 USD | ||||||
| ORD | Sale | 200 | 29.4700 USD | ||||||
| ORD | Sale | 222 | 29.4996 USD | ||||||
| ORD | Sale | 292 | 29.5245 USD | ||||||
| ORD | Sale | 300 | 29.5200 USD | ||||||
| ORD | Sale | 300 | 29.5700 USD | ||||||
| ORD | Sale | 308 | 29.4800 USD | ||||||
| ORD | Sale | 334 | 29.4929 USD | ||||||
| ORD | Sale | 400 | 29.4875 USD | ||||||
| ORD | Sale | 400 | 29.5300 USD | ||||||
| ORD | Sale | 400 | 29.5800 USD | ||||||
| ORD | Sale | 460 | 29.4665 USD | ||||||
| ORD | Sale | 500 | 29.4886 USD | ||||||
| ORD | Sale | 500 | 29.5050 USD | ||||||
| ORD | Sale | 520 | 29.5738 USD | ||||||
| ORD | Sale | 600 | 29.4551 USD | ||||||
| ORD | Sale | 600 | 29.5150 USD | ||||||
| ORD | Sale | 700 | 29.5771 USD | ||||||
| ORD | Sale | 893 | 21.7119 EUR | ||||||
| ORD | Sale | 944 | 29.5100 USD | ||||||
| ORD | Sale | 1,200 | 29.5891 USD | ||||||
| ORD | Sale | 1,300 | 29.5984 USD | ||||||
| ORD | Sale | 1,313 | 29.5747 USD | ||||||
| ORD | Sale | 1,343 | 29.4952 USD | ||||||
| ORD | Sale | 1,393 | 29.5000 USD | ||||||
| ORD | Sale | 1,500 | 29.4920 USD | ||||||
| ORD | Sale | 1,900 | 29.5400 USD | ||||||
| ORD | Sale | 1,920 | 29.4882 USD | ||||||
| ORD | Sale | 2,400 | 29.5490 USD | ||||||
| ORD | Sale | 2,573 | 29.5465 USD | ||||||
| ORD | Sale | 2,700 | 29.4874 USD | ||||||
| ORD | Sale | 3,135 | 195.7604 SEK | ||||||
| ORD | Sale | 3,300 | 29.5572 USD | ||||||
| ORD | Sale | 3,700 | 29.5043 USD | ||||||
| ORD | Sale | 4,100 | 29.4965 USD | ||||||
| ORD | Sale | 4,195 | 29.5821 USD | ||||||
| ORD | Sale | 4,400 | 29.4927 USD | ||||||
| ORD | Sale | 4,434 | 29.5480 USD | ||||||
| ORD | Sale | 4,450 | 29.5186 USD | ||||||
| ORD | Sale | 4,558 | 29.5057 USD | ||||||
| ORD | Sale | 5,100 | 29.5421 USD | ||||||
| ORD | Sale | 5,400 | 29.5166 USD | ||||||
| ORD | Sale | 5,617 | 29.5517 USD | ||||||
| ORD | Sale | 5,808 | 29.5500 USD | ||||||
| ORD | Sale | 5,898 | 29.5017 USD | ||||||
| ORD | Sale | 6,614 | 29.5055 USD | ||||||
| ORD | Sale | 7,062 | 29.6000 USD | ||||||
| ORD | Sale | 7,225 | 29.5381 USD | ||||||
| ORD | Sale | 7,528 | 29.5698 USD | ||||||
| ORD | Sale | 7,538 | 29.5334 USD | ||||||
| ORD | Sale | 7,921 | 29.4749 USD | ||||||
| ORD | Sale | 8,100 | 29.4598 USD | ||||||
| ORD | Sale | 8,268 | 29.5094 USD | ||||||
| ORD | Sale | 9,250 | 29.5180 USD | ||||||
| ORD | Sale | 9,600 | 29.5294 USD | ||||||
| ORD | Sale | 10,000 | 29.5095 USD | ||||||
| ORD | Sale | 10,704 | 29.5303 USD | ||||||
| ORD | Sale | 11,540 | 29.5135 USD | ||||||
| ORD | Sale | 11,955 | 29.5302 USD | ||||||
| ORD | Sale | 12,500 | 29.5256 USD | ||||||
| ORD | Sale | 12,639 | 29.5448 USD | ||||||
| ORD | Sale | 13,009 | 29.5211 USD | ||||||
| ORD | Sale | 13,150 | 29.6231 USD | ||||||
| ORD | Sale | 14,600 | 29.5015 USD | ||||||
| ORD | Sale | 14,800 | 29.5165 USD | ||||||
| ORD | Sale | 15,000 | 29.5999 USD | ||||||
| ORD | Sale | 15,481 | 29.4832 USD | ||||||
| ORD | Sale | 16,200 | 29.4904 USD | ||||||
| ORD | Sale | 19,200 | 29.5231 USD | ||||||
| ORD | Sale | 19,600 | 29.5056 USD | ||||||
| ORD | Sale | 20,338 | 29.5797 USD | ||||||
| ORD | Sale | 21,961 | 29.5741 USD | ||||||
| ORD | Sale | 24,815 | 29.5220 USD | ||||||
| ORD | Sale | 27,696 | 29.5933 USD | ||||||
| ORD | Sale | 31,800 | 29.4960 USD | ||||||
| ORD | Sale | 32,300 | 29.4983 USD | ||||||
| ORD | Sale | 33,467 | 29.4930 USD | ||||||
| ORD | Sale | 36,190 | 29.5259 USD | ||||||
| ORD | Sale | 44,081 | 29.5299 USD | ||||||
| ORD | Sale | 45,910 | 29.5385 USD | ||||||
| ORD | Sale | 46,523 | 29.5840 USD | ||||||
| ORD | Sale | 55,930 | 29.5563 USD | ||||||
| ORD | Sale | 64,365 | 29.5536 USD | ||||||
| ORD | Sale | 84,622 | 29.4899 USD | ||||||
| ORD | Sale | 85,400 | 29.5101 USD | ||||||
| ORD | Sale | 90,057 | 29.5805 USD | ||||||
| ORD | Sale | 95,100 | 29.5331 USD | ||||||
| ORD | Sale | 102,400 | 29.4990 USD | ||||||
| ORD | Sale | 105,215 | 29.4976 USD | ||||||
| ORD | Sale | 110,460 | 29.4939 USD | ||||||
| ORD | Sale | 111,352 | 29.4933 USD | ||||||
| ORD | Sale | 122,082 | 29.4900 USD | ||||||
| ORD | Sale | 135,172 | 29.5122 USD | ||||||
| ORD | Sale | 140,800 | 29.5900 USD | ||||||
| ORD | Sale | 193,436 | 29.5720 USD | ||||||
| ORD | Sale | 210,700 | 29.5141 USD | ||||||
| ORD | Sale | 230,185 | 29.4943 USD | ||||||
| ORD | Sale | 257,000 | 29.5197 USD | ||||||
| ORD | Sale | 325,750 | 29.5177 USD | ||||||
| ORD | Sale | 363,700 | 29.5194 USD | ||||||
| (b) | Derivatives transactions (other than options) | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 893 | 21.7090 EUR | |||||
| ORD | CFD | Short | 2,265 | 21.6854 EUR |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 700 | 29 USD | American | 19 Jul 2014 | 1.2100 USD | ||||||||
| ORD | Call Options | Purchasing | 24,700 | 29 USD | American | 16 Aug 2014 | 1.3600 USD | ||||||||
| ORD | Call Options | Purchasing | 50,000 | 29.5 USD | American | 30 May 2014 | 0.3091 USD | ||||||||
| ORD | Call Options | Purchasing | 100,000 | 29.5 USD | American | 30 May 2014 | 0.3172 USD | ||||||||
| ORD | Call Options | Purchasing | 25,000 | 29.5 USD | American | 30 May 2014 | 0.3195 USD | ||||||||
| ORD | Call Options | Purchasing | 300 | 30 USD | American | 13 Jun 2014 | 0.2500 USD | ||||||||
| ORD | Call Options | Purchasing | 25,900 | 30 USD | American | 19 Jul 2014 | 0.6700 USD | ||||||||
| ORD | Call Options | Purchasing | 11,100 | 30 USD | American | 16 Aug 2014 | 0.8416 USD | ||||||||
| ORD | Call Options | Purchasing | 15,600 | 31 USD | American | 19 Jul 2014 | 0.3300 USD | ||||||||
| ORD | Call Options | Purchasing | 13,300 | 31 USD | American | 16 Aug 2014 | 0.4287 USD | ||||||||
| ORD | Call Options | Purchasing | 100 | 32 USD | American | 16 Aug 2014 | 0.2000 USD | ||||||||
| ORD | Call Options | Purchasing | 100 | 33 000 | 21 Jun 2014 | TRANSFER | |||||||||
| ORD | Call Options | Purchasing | 5,000 | 33 USD | American | 17 Jan 2015 | 0.4900 USD | ||||||||
| ORD | Call Options | Purchasing | 2,500 | 35 USD | American | 21 Jun 2014 | 0.0100 USD | ||||||||
| ORD | Call Options | Selling | 200 | 29 USD | American | 21 Jun 2014 | 1.0000 USD | ||||||||
| ORD | Call Options | Selling | 5,700 | 29.5 USD | American | 23 May 2014 | 0.0500 USD | ||||||||
| ORD | Call Options | Selling | 25,000 | 29.5 USD | American | 30 May 2014 | 0.3195 USD | ||||||||
| ORD | Call Options | Selling | 5,000 | 30 USD | American | 17 Jan 2015 | 1.3900 USD | ||||||||
| ORD | Call Options | Selling | 2,500 | 32 USD | American | 30 May 2014 | 0.0400 USD | ||||||||
| ORD | Call Options | Selling | 100 | 33 000 | 21 Jun 2014 | TRANSFER | |||||||||
| ORD | Put Options | Purchasing | 200 | 23 USD | American | 15 Jan 2016 | 0.9600 USD | ||||||||
| ORD | Put Options | Purchasing | 1,000 | 25 USD | American | 17 Jan 2015 | 0.4300 USD | ||||||||
| ORD | Put Options | Purchasing | 600 | 25 USD | American | 15 Jan 2016 | 1.4400 USD | ||||||||
| ORD | Put Options | Purchasing | 400 | 28 USD | American | 20 Dec 2014 | 1.0400 USD | ||||||||
| ORD | Put Options | Purchasing | 200 | 28 USD | American | 15 Jan 2016 | 2.7400 USD | ||||||||
| ORD | Put Options | Purchasing | 100 | 28.5 USD | American | 13 Jun 2014 | 0.1300 USD | ||||||||
| ORD | Put Options | Purchasing | 1,000 | 29 USD | American | 23 May 2014 | 0.0100 USD | ||||||||
| ORD | Put Options | Purchasing | 6,200 | 29 USD | American | 21 Jun 2014 | 0.3100 USD | ||||||||
| ORD | Put Options | Purchasing | 423,000 | 29 USD | American | 27 Jun 2014 | 0.3700 USD | ||||||||
| ORD | Put Options | Purchasing | 37,900 | 29 USD | American | 19 Jul 2014 | 0.5600 USD | ||||||||
| ORD | Put Options | Purchasing | 1,500 | 29 USD | American | 16 Aug 2014 | 0.8953 USD | ||||||||
| ORD | Put Options | Purchasing | 800 | 29 USD | American | 20 Sep 2014 | 1.0900 USD | ||||||||
| ORD | Put Options | Purchasing | 4,800 | 29.5 USD | American | 30 May 2014 | 0.2845 USD | ||||||||
| ORD | Put Options | Purchasing | 100 | 30 USD | American | 16 Aug 2014 | 1.4200 USD | ||||||||
| ORD | Put Options | Purchasing | 5,000 | 30 USD | American | 17 Jan 2015 | 2.2100 USD | ||||||||
| ORD | Put Options | Selling | 100 | 26 USD | American | 17 Jan 2015 | 0.7400 USD | ||||||||
| ORD | Put Options | Selling | 5,000 | 27 USD | American | 17 Jan 2015 | 0.8800 USD | ||||||||
| ORD | Put Options | Selling | 6,200 | 28 USD | American | 21 Jun 2014 | 0.1300 USD | ||||||||
| ORD | Put Options | Selling | 4,800 | 28.5 USD | American | 30 May 2014 | 0.0583 USD | ||||||||
| ORD | Put Options | Selling | 1,000 | 29.5 USD | American | 23 May 2014 | 0.0700 USD | ||||||||
| ORD | Put Options | Selling | 400 | 30 USD | American | 30 May 2014 | 0.7000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 27 May 2014 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of person whose open positions are being disclosed: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | PFIZER INC |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Put Options | Purchased | -28,955 | 29.0000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Written | 28,955 | 29.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 666,266 | 29.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Written | -666,266 | 29.0000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,800 | 13.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -800 | 15.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -400 | 16.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,100 | 18.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -500 | 18.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -2,300 | 18.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 20.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,100 | 20.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -2,600 | 23.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -8,400 | 23.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -2,800 | 23.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -200 | 24.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -4,400 | 24.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -2,700 | 24.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -600 | 24.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,400 | 25.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -48,200 | 25.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -31,400 | 25.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -2,300 | 26.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -7,200 | 26.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -4,100 | 26.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -200 | 27.0000 | American | 30 May 2014 | |||||||
| ORD | Put Options | Purchased | -8,600 | 27.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -200 | 27.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -4,500 | 27.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -7,500 | 27.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -4,000 | 27.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -100 | 27.5000 | American | 27 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -500 | 28.0000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Purchased | -100 | 28.0000 | American | 13 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -132,400 | 28.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -5,500 | 28.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -212,500 | 28.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -5,200 | 28.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -900 | 28.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -15,600 | 28.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -10,100 | 28.5000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Purchased | -200 | 28.5000 | American | 6 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,700 | 28.5000 | American | 13 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -7,600 | 29.0000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Purchased | -9,500 | 29.0000 | American | 30 May 2014 | |||||||
| ORD | Put Options | Purchased | -200 | 29.0000 | American | 6 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,100 | 29.0000 | American | 13 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -396,500 | 29.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -423,000 | 29.0000 | American | 27 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -143,100 | 29.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -99,600 | 29.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -91,000 | 29.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -6,700 | 29.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -7,200 | 29.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 29.5000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Purchased | -15,500 | 29.5000 | American | 30 May 2014 | |||||||
| ORD | Put Options | Purchased | -1,000 | 29.5000 | American | 6 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -100 | 30.0000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Purchased | -300 | 30.0000 | American | 6 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -2,089,500 | 30.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -200 | 30.0000 | American | 27 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -23,900 | 30.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -11,200 | 30.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -10,200 | 30.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -200 | 30.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -22,800 | 30.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,500 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -700 | 30.5000 | American | 30 May 2014 | |||||||
| ORD | Put Options | Purchased | -100 | 31.0000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Purchased | -41,200 | 31.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -2,800 | 31.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -100 | 31.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Purchased | -1,300 | 31.5000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Purchased | -200 | 32.0000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Purchased | -17,400 | 32.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -1,100 | 32.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -10,600 | 33.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -600 | 33.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Purchased | -461,500 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -5,600 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 5,500 | 15.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 19.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 500 | 20.0000 | American | 20 Dec 2014 | |||||||
| ORD | Put Options | Written | 17,500 | 20.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 10,400 | 22.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 2,300 | 23.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 7,900 | 24.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 316,600 | 24.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 1,500 | 25.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 500 | 25.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 274,100 | 25.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 1,600 | 26.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Written | 15,700 | 26.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 8,700 | 27.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 444,100 | 27.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 6,000 | 27.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Written | 571,800 | 28.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 6,700 | 28.5000 | American | 30 May 2014 | |||||||
| ORD | Put Options | Written | 8,100 | 29.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 8,956 | 29.0000 | American | 18 Jul 2014 | |||||||
| ORD | Put Options | Written | 14,700 | 29.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 37,400 | 30.0000 | American | 30 May 2014 | |||||||
| ORD | Put Options | Written | 3,800 | 30.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 500 | 30.5000 | American | 23 May 2014 | |||||||
| ORD | Put Options | Written | 200 | 31.0000 | American | 30 May 2014 | |||||||
| ORD | Put Options | Written | 28,700 | 31.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 7,700 | 31.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Written | 6,000 | 32.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 100 | 32.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 4,500 | 32.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Written | 68,500 | 32.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 900 | 33.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Written | 100 | 33.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,200 | 34.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 100 | 34.0000 | American | 20 Sep 2014 | |||||||
| ORD | Put Options | Written | 100 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 100 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 100 | 20.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 15,000 | 22.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 20,300 | 25.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 79,020 | 25.3100 | European | 16 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 3,400 | 27.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 400 | 27.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 27.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 14,400 | 27.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 6,700 | 28.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 6,400 | 28.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 395,700 | 28.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 5,100 | 28.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Purchased | 1,800 | 29.0000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Purchased | 17,800 | 29.0000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Purchased | 700 | 29.0000 | American | 13 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 1,845,400 | 29.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 2,800 | 29.0000 | American | 27 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 15,000 | 29.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 23,300 | 29.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Purchased | 589,400 | 29.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 3,500 | 29.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Purchased | 427,400 | 29.5000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Purchased | 761,900 | 29.5000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Purchased | 600 | 29.5000 | American | 6 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 1,600 | 29.5000 | American | 13 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 340,000 | 30.0000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Purchased | 13,000 | 30.0000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Purchased | 2,100 | 30.0000 | American | 6 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 340,300 | 30.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 515,800 | 30.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 1,300 | 30.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Purchased | 17,700 | 30.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 5,200 | 30.5000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Purchased | 200 | 30.5000 | American | 6 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 23,700 | 31.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 506,200 | 31.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 200 | 31.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Purchased | 71,900 | 31.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 122,700 | 31.5000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 31.5000 | American | 27 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 150,000 | 32.0000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Purchased | 441,300 | 32.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 40,000 | 32.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 50,000 | 32.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 85,900 | 32.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 119,700 | 32.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 3,400 | 33.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 800 | 33.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 1,100 | 33.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Purchased | 168,400 | 33.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 3,000 | 34.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 600 | 34.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 7,800 | 34.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Purchased | 21,300 | 35.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 9,700 | 35.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 105,400 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,800 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 800 | 36.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 600 | 37.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 200 | 37.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 2,300 | 37.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 4,200 | 38.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Purchased | 7,800 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 5,500 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -1,000 | 25.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -11,900 | 25.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -11,900 | 27.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Written | -200 | 28.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -1,600 | 28.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -2,200 | 28.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,200 | 28.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -1,000 | 29.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -2,400 | 29.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -10,700 | 29.5000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Written | -15,500 | 29.5000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Written | -1,000 | 30.0000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Written | -9,200 | 30.0000 | American | 13 Jun 2014 | |||||||
| ORD | Call Options | Written | -25,900 | 30.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -1,800 | 30.0000 | American | 27 Jun 2014 | |||||||
| ORD | Call Options | Written | -6,900 | 30.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -3,000 | 30.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -700 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -4,600 | 30.5000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Written | -1,000 | 31.0000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Written | -8,000 | 31.0000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Written | -1,200 | 31.0000 | American | 6 Jun 2014 | |||||||
| ORD | Call Options | Written | -1,896,000 | 31.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -64,000 | 31.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -3,000 | 31.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -2,800 | 31.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -2,100 | 31.5000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Written | -8,500 | 31.5000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Written | -900 | 32.0000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Written | -26,900 | 32.0000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Written | -6,900 | 32.0000 | American | 6 Jun 2014 | |||||||
| ORD | Call Options | Written | -140,700 | 32.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -1,194,000 | 32.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -56,500 | 32.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -118,700 | 32.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -2,300 | 32.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Written | -73,500 | 32.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,800 | 32.5000 | American | 23 May 2014 | |||||||
| ORD | Call Options | Written | -84,600 | 33.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -41,600 | 33.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -5,400 | 33.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -338,700 | 33.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -45,300 | 33.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -46,200 | 34.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -5,400 | 34.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -15,800 | 34.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -152,700 | 34.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -2,400 | 34.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -700 | 35.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -8,600 | 35.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -216,800 | 35.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -31,300 | 35.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Written | -2,500,000 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -5,100 | 36.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -4,100 | 36.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -460,000 | 36.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -6,800 | 37.0000 | American | 20 Dec 2014 | |||||||
| ORD | Call Options | Written | -1,000 | 39.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -400 | 40.0000 | American | 20 Sep 2014 | |||||||
| ORD | Call Options | Written | -5,800 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -1,900 | 42.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -3,400 | 45.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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