24th Apr 2015 13:45
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | PACE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 23 April 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ARRIS GROUP INC NEW |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 10,328,386 | 3.26% | 243,991 | 0.08% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 49,631 | 0.02% | 9,120,718 | 2.88% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 10,375,017 | 3.28% | 9,364,709 | 2.96% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 1 | 4.4950 GBP | ||||
| ORD | Purchase | 22 | 4.4255 GBP | ||||
| ORD | Purchase | 43 | 4.4242 GBP | ||||
| ORD | Purchase | 90 | 4.4000 GBP | ||||
| ORD | Purchase | 113 | 4.4800 GBP | ||||
| ORD | Purchase | 120 | 4.4840 GBP | ||||
| ORD | Purchase | 720 | 4.4335 GBP | ||||
| ORD | Purchase | 735 | 4.4167 GBP | ||||
| ORD | Purchase | 906 | 4.4890 GBP | ||||
| ORD | Purchase | 906 | 4.5010 GBP | ||||
| ORD | Purchase | 920 | 4.4140 GBP | ||||
| ORD | Purchase | 2,251 | 4.4180 GBP | ||||
| ORD | Purchase | 2,488 | 4.4490 GBP | ||||
| ORD | Purchase | 2,815 | 4.4340 GBP | ||||
| ORD | Purchase | 4,459 | 4.4256 GBP | ||||
| ORD | Purchase | 11,848 | 4.4260 GBP | ||||
| ORD | Purchase | 21,527 | 4.4306 GBP | ||||
| ORD | Purchase | 25,000 | 4.4700 GBP | ||||
| ORD | Purchase | 26,241 | 4.3985 GBP | ||||
| ORD | Purchase | 31,999 | 4.4486 GBP | ||||
| ORD | Purchase | 36,170 | 4.4394 GBP | ||||
| ORD | Purchase | 36,403 | 4.4038 GBP | ||||
| ORD | Purchase | 60,038 | 4.4517 GBP | ||||
| ORD | Purchase | 84,527 | 4.4423 GBP | ||||
| ORD | Purchase | 95,275 | 4.4424 GBP | ||||
| ORD | Purchase | 100,182 | 4.4433 GBP | ||||
| ORD | Purchase | 158,740 | 4.5588 GBP | ||||
| ORD | Purchase | 182,711 | 4.4888 GBP | ||||
| ORD | Purchase | 304,868 | 4.4658 GBP | ||||
| ORD | Purchase | 591,786 | 4.4591 GBP | ||||
| ORD | Sale | 1 | 4.4950 GBP | ||||
| ORD | Sale | 9 | 4.5525 GBP | ||||
| ORD | Sale | 90 | 4.4000 GBP | ||||
| ORD | Sale | 120 | 4.4840 GBP | ||||
| ORD | Sale | 226 | 4.4800 GBP | ||||
| ORD | Sale | 505 | 4.5679 GBP | ||||
| ORD | Sale | 906 | 4.4890 GBP | ||||
| ORD | Sale | 906 | 4.5010 GBP | ||||
| ORD | Sale | 920 | 4.4140 GBP | ||||
| ORD | Sale | 1,500 | 4.4720 GBP | ||||
| ORD | Sale | 2,011 | 4.4005 GBP | ||||
| ORD | Sale | 2,251 | 4.4180 GBP | ||||
| ORD | Sale | 2,815 | 4.4340 GBP | ||||
| ORD | Sale | 3,561 | 4.5272 GBP | ||||
| ORD | Sale | 6,044 | 4.5352 GBP | ||||
| ORD | Sale | 8,000 | 4.3966 GBP | ||||
| ORD | Sale | 15,323 | 4.4935 GBP | ||||
| ORD | Sale | 22,654 | 4.4573 GBP | ||||
| ORD | Sale | 29,690 | 4.4695 GBP | ||||
| ORD | Sale | 30,032 | 4.5598 GBP | ||||
| ORD | Sale | 49,552 | 4.4683 GBP | ||||
| ORD | Sale | 50,729 | 4.4302 GBP | ||||
| ORD | Sale | 70,398 | 4.4755 GBP | ||||
| ORD | Sale | 75,000 | 4.4271 GBP | ||||
| ORD | Sale | 272,917 | 4.5324 GBP | ||||
| ORD | Sale | 346,360 | 4.4455 GBP | ||||
| ORD | Sale | 422,345 | 4.4979 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 11 | 4.5336 GBP | |||||
| ORD | CFD | Long | 120 | 4.6114 GBP | |||||
| ORD | SWAP | Long | 300 | 4.3980 GBP | |||||
| ORD | SWAP | Long | 300 | 4.4010 GBP | |||||
| ORD | CFD | Long | 440 | 4.6124 GBP | |||||
| ORD | CFD | Long | 556 | 4.4004 GBP | |||||
| ORD | SWAP | Long | 721 | 4.3985 GBP | |||||
| ORD | CFD | Long | 750 | 4.6256 GBP | |||||
| ORD | CFD | Long | 992 | 4.3706 GBP | |||||
| ORD | CFD | Long | 1,045 | 4.4257 GBP | |||||
| ORD | CFD | Long | 1,165 | 4.6146 GBP | |||||
| ORD | CFD | Long | 1,587 | 4.4859 GBP | |||||
| ORD | CFD | Long | 2,453 | 4.3994 GBP | |||||
| ORD | CFD | Long | 3,699 | 4.5493 GBP | |||||
| ORD | CFD | Long | 7,330 | 4.4854 GBP | |||||
| ORD | SWAP | Long | 8,000 | 4.3966 GBP | |||||
| ORD | CFD | Long | 13,747 | 4.3754 GBP | |||||
| ORD | SWAP | Long | 13,747 | 4.3754 GBP | |||||
| ORD | CFD | Long | 14,388 | 4.3795 GBP | |||||
| ORD | CFD | Long | 36,678 | 4.5047 GBP | |||||
| ORD | SWAP | Long | 37,286 | 4.4298 GBP | |||||
| ORD | CFD | Long | 43,729 | 4.5355 GBP | |||||
| ORD | SWAP | Long | 90,144 | 4.4163 GBP | |||||
| ORD | SWAP | Long | 272,917 | 4.5324 GBP | |||||
| ORD | SWAP | Long | 317,445 | 4.4451 GBP | |||||
| ORD | CFD | Short | 499 | 4.5014 GBP | |||||
| ORD | CFD | Short | 735 | 4.4167 GBP | |||||
| ORD | CFD | Short | 900 | 4.5404 GBP | |||||
| ORD | CFD | Short | 1,000 | 4.3935 GBP | |||||
| ORD | SWAP | Short | 1,700 | 4.5911 GBP | |||||
| ORD | CFD | Short | 1,786 | 4.3515 GBP | |||||
| ORD | CFD | Short | 1,786 | 4.4015 GBP | |||||
| ORD | CFD | Short | 3,695 | 4.4222 GBP | |||||
| ORD | CFD | Short | 3,918 | 4.5216 GBP | |||||
| ORD | CFD | Short | 4,596 | 4.4890 GBP | |||||
| ORD | CFD | Short | 5,100 | 4.3534 GBP | |||||
| ORD | CFD | Short | 5,792 | 4.4164 GBP | |||||
| ORD | CFD | Short | 7,596 | 4.3573 GBP | |||||
| ORD | CFD | Short | 8,395 | 4.4805 GBP | |||||
| ORD | CFD | Short | 10,123 | 4.4409 GBP | |||||
| ORD | CFD | Short | 14,800 | 4.4204 GBP | |||||
| ORD | CFD | Short | 39,422 | 4.4928 GBP | |||||
| ORD | CFD | Short | 95,275 | 4.4423 GBP | |||||
| ORD | CFD | Short | 135,824 | 4.4601 GBP | |||||
| ORD | CFD | Short | 73,677 | 4.4220 GBP | |||||
| ORD | CFD | Short | 169,044 | 4.4703 GBP | |||||
| ORD | SWAP | Short | 290,854 | 4.4468 GBP | |||||
| ORD | SWAP | Short | 396,167 | 4.4686 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 24 Apr 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2015
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