25th Sep 2015 15:22
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | PACE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 24 September 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ARRIS GROUP INC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 6,009,525 | 1.88% | 247,859 | 0.08% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 148,084 | 0.05% | 4,790,082 | 1.50% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 6,157,609 | 1.92% | 5,037,941 | 1.57% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 116 | 3.5790 GBP | ||||
| ORD | Purchase | 144 | 3.5992 GBP | ||||
| ORD | Purchase | 3,199 | 3.5866 GBP | ||||
| ORD | Purchase | 4,695 | 3.5994 GBP | ||||
| ORD | Purchase | 5,317 | 3.5880 GBP | ||||
| ORD | Purchase | 5,878 | 3.5637 GBP | ||||
| ORD | Purchase | 8,062 | 3.5908 GBP | ||||
| ORD | Purchase | 11,133 | 3.5710 GBP | ||||
| ORD | Purchase | 12,838 | 3.6214 GBP | ||||
| ORD | Purchase | 16,095 | 3.5878 GBP | ||||
| ORD | Purchase | 20,315 | 3.5975 GBP | ||||
| ORD | Sale | 10 | 3.6010 GBP | ||||
| ORD | Sale | 200 | 3.5540 GBP | ||||
| ORD | Sale | 316 | 3.5790 GBP | ||||
| ORD | Sale | 631 | 3.5754 GBP | ||||
| ORD | Sale | 1,755 | 3.6162 GBP | ||||
| ORD | Sale | 1,857 | 3.6048 GBP | ||||
| ORD | Sale | 5,980 | 3.5869 GBP | ||||
| ORD | Sale | 7,698 | 3.5831 GBP | ||||
| ORD | Sale | 13,387 | 3.5885 GBP | ||||
| ORD | Sale | 15,817 | 3.5791 GBP | ||||
| ORD | Sale | 20,297 | 3.5578 GBP | ||||
| ORD | Sale | 30,393 | 3.6072 GBP | ||||
| ORD | Sale | 529,000 | 3.6124 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 1 | 3.5700 GBP | |||||
| ORD | CFD | Long | 54 | 3.5864 GBP | |||||
| ORD | CFD | Long | 88 | 3.5826 GBP | |||||
| ORD | CFD | Long | 100 | 3.5406 GBP | |||||
| ORD | CFD | Long | 100 | 3.5456 GBP | |||||
| ORD | CFD | Long | 100 | 3.5546 GBP | |||||
| ORD | CFD | Long | 100 | 3.5836 GBP | |||||
| ORD | CFD | Long | 100 | 3.5916 GBP | |||||
| ORD | CFD | Long | 108 | 3.5844 GBP | |||||
| ORD | CFD | Long | 110 | 3.5895 GBP | |||||
| ORD | CFD | Long | 126 | 3.5846 GBP | |||||
| ORD | CFD | Long | 135 | 3.5645 GBP | |||||
| ORD | CFD | Long | 150 | 3.5466 GBP | |||||
| ORD | CFD | Long | 150 | 3.5906 GBP | |||||
| ORD | CFD | Long | 165 | 3.5707 GBP | |||||
| ORD | CFD | Long | 180 | 3.5876 GBP | |||||
| ORD | CFD | Long | 200 | 3.5376 GBP | |||||
| ORD | CFD | Long | 200 | 3.5745 GBP | |||||
| ORD | CFD | Long | 200 | 3.5755 GBP | |||||
| ORD | CFD | Long | 200 | 3.5785 GBP | |||||
| ORD | CFD | Long | 300 | 3.5365 GBP | |||||
| ORD | CFD | Long | 300 | 3.5816 GBP | |||||
| ORD | CFD | Long | 300 | 3.5856 GBP | |||||
| ORD | CFD | Long | 350 | 3.5525 GBP | |||||
| ORD | CFD | Long | 400 | 3.5355 GBP | |||||
| ORD | CFD | Long | 400 | 3.5526 GBP | |||||
| ORD | CFD | Long | 400 | 3.5765 GBP | |||||
| ORD | CFD | Long | 400 | 3.5815 GBP | |||||
| ORD | CFD | Long | 400 | 3.5886 GBP | |||||
| ORD | CFD | Long | 504 | 3.5866 GBP | |||||
| ORD | CFD | Long | 540 | 3.5875 GBP | |||||
| ORD | CFD | Long | 558 | 3.5602 GBP | |||||
| ORD | CFD | Long | 569 | 3.5774 GBP | |||||
| ORD | CFD | Long | 600 | 3.5375 GBP | |||||
| ORD | CFD | Long | 600 | 3.5575 GBP | |||||
| ORD | CFD | Long | 600 | 3.5905 GBP | |||||
| ORD | CFD | Long | 640 | 3.5885 GBP | |||||
| ORD | CFD | Long | 660 | 3.5615 GBP | |||||
| ORD | CFD | Long | 700 | 3.5395 GBP | |||||
| ORD | CFD | Long | 720 | 3.5495 GBP | |||||
| ORD | CFD | Long | 730 | 3.5505 GBP | |||||
| ORD | CFD | Long | 800 | 3.5435 GBP | |||||
| ORD | CFD | Long | 800 | 3.5485 GBP | |||||
| ORD | CFD | Long | 800 | 3.5805 GBP | |||||
| ORD | CFD | Long | 800 | 3.5825 GBP | |||||
| ORD | CFD | Long | 930 | 3.5915 GBP | |||||
| ORD | CFD | Long | 1,000 | 3.5405 GBP | |||||
| ORD | CFD | Long | 1,000 | 3.5425 GBP | |||||
| ORD | CFD | Long | 631 | 3.5754 GBP | |||||
| ORD | CFD | Long | 1,400 | 3.5595 GBP | |||||
| ORD | CFD | Long | 1,510 | 3.5775 GBP | |||||
| ORD | CFD | Long | 1,540 | 3.5835 GBP | |||||
| ORD | CFD | Long | 1,590 | 3.5955 GBP | |||||
| ORD | CFD | Long | 1,600 | 3.5465 GBP | |||||
| ORD | CFD | Long | 1,694 | 3.5865 GBP | |||||
| ORD | CFD | Long | 2,400 | 3.5455 GBP | |||||
| ORD | CFD | Long | 3,172 | 3.5845 GBP | |||||
| ORD | CFD | Long | 3,300 | 3.5585 GBP | |||||
| ORD | CFD | Long | 3,810 | 3.5855 GBP | |||||
| ORD | SWAP | Long | 38,779 | 3.5928 GBP | |||||
| ORD | CFD | Short | 144 | 3.5992 GBP | |||||
| ORD | CFD | Short | 950 | 3.5734 GBP | |||||
| ORD | SWAP | Short | 3,154 | 3.6089 GBP | |||||
| ORD | CFD | Short | 13,000 | 3.5718 GBP | |||||
| ORD | SWAP | Short | 20,600 | 3.5806 GBP | |||||
| ORD | SWAP | Short | 35,035 | 3.5940 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 25 Sep 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150925005471/en/
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