30th Jun 2015 14:28
| FORM 8.3 | |||||||||||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||||
| MORE | |||||||||||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Full name of discloser: | Barclays PLC. | |||||||||||||
| (b) | Owner or controller of interest and short | ||||||||||||||
| positions disclosed, if different from 1(a): | |||||||||||||||
| (c) | Name of offeror/offeree in relation to whose | PACE PLC | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (d) | If an exempt fund manager connected with an | ||||||||||||||
| offeror/offeree, state this and specify identity of | |||||||||||||||
| offeror/offeree: | |||||||||||||||
| (e) | Date position held/dealing undertaken: | 26 June 2015 | |||||||||||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||||||||||
| disclosures in respect of any other party to the offer? | ARRIS GROUP INC | ||||||||||||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 9,860,870 | 3.08% | 69,180 | 0.02% | |||||||||||
| (2) | Cash-settled derivatives: | ||||||||||||||
| 0 | 0.00% | 8,357,888 | 2.61% | ||||||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 9,860,870 | 3.08% | 8,427,068 | 2.63% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 127 | 3.8700 GBP | ||||||||||||
| ORD | Purchase | 279 | 3.8650 GBP | ||||||||||||
| ORD | Purchase | 574 | 3.8502 GBP | ||||||||||||
| ORD | Purchase | 1,139 | 3.8640 GBP | ||||||||||||
| ORD | Purchase | 2,310 | 3.8602 GBP | ||||||||||||
| ORD | Purchase | 2,703 | 3.8463 GBP | ||||||||||||
| ORD | Purchase | 34,155 | 3.8513 GBP | ||||||||||||
| ORD | Purchase | 68,023 | 3.8576 GBP | ||||||||||||
| ORD | Sale | 331 | 3.8352 GBP | ||||||||||||
| ORD | Sale | 458 | 3.8453 GBP | ||||||||||||
| ORD | Sale | 484 | 3.8370 GBP | ||||||||||||
| ORD | Sale | 681 | 3.8345 GBP | ||||||||||||
| ORD | Sale | 828 | 3.8555 GBP | ||||||||||||
| ORD | Sale | 2,116 | 3.8433 GBP | ||||||||||||
| ORD | Sale | 11,646 | 3.8510 GBP | ||||||||||||
| ORD | Sale | 12,638 | 3.8336 GBP | ||||||||||||
| ORD | Sale | 25,094 | 3.8526 GBP | ||||||||||||
| ORD | Sale | 47,850 | 3.8587 GBP | ||||||||||||
| (b) | Cash-settled derivative transactions | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | SWAP | Long | 171 | 3.8652 GBP | |||||||||||
| ORD | CFD | Long | 458 | 3.8453 GBP | |||||||||||
| ORD | CFD | Long | 10,560 | 3.8463 GBP | |||||||||||
| ORD | SWAP | Long | 13,701 | 3.8329 GBP | |||||||||||
| ORD | SWAP | Long | 17,307 | 3.8550 GBP | |||||||||||
| ORD | SWAP | Short | 974 | 3.8516 GBP | |||||||||||
| ORD | CFD | Short | 1,240 | 3.8434 GBP | |||||||||||
| ORD | CFD | Short | 2,000 | 3.8404 GBP | |||||||||||
| ORD | CFD | Short | 2,000 | 3.8584 GBP | |||||||||||
| ORD | CFD | Short | 2,703 | 3.8463 GBP | |||||||||||
| ORD | CFD | Short | 3,126 | 3.8634 GBP | |||||||||||
| ORD | CFD | Short | 4,078 | 3.8394 GBP | |||||||||||
| ORD | CFD | Short | 4,436 | 3.8644 GBP | |||||||||||
| ORD | SWAP | Short | 9,278 | 3.8503 GBP | |||||||||||
| ORD | SWAP | Short | 12,805 | 3.8593 GBP | |||||||||||
| (c) | Stock-settled derivative transactions (including options) | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||||||||||
|
| |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 29 Jun 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 020 7773 0635 | ||||||||||||||
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