19th May 2015 14:26
| FORM 8.3 | |||||||||||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||||
| MORE | |||||||||||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Full name of discloser: | Barclays PLC. | |||||||||||||
| (b) | Owner or controller of interest and short | ||||||||||||||
| positions disclosed, if different from 1(a): | |||||||||||||||
| (c) | Name of offeror/offeree in relation to whose | PACE PLC | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (d) | If an exempt fund manager connected with an | ||||||||||||||
| offeror/offeree, state this and specify identity of | |||||||||||||||
| offeror/offeree: | |||||||||||||||
| (e) | Date position held/dealing undertaken: | 18 May 2015 | |||||||||||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||||||||||
| disclosures in respect of any other party to the offer? | ARRIS GROUP INC NEW | ||||||||||||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 10,302,585 | 3.24% | 82,128 | 0.03% | |||||||||||
| (2) | Cash-settled derivatives: | ||||||||||||||
| 4,158 | 0.00% | 8,575,219 | 2.70% | ||||||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 10,306,743 | 3.24% | 8,657,347 | 2.72% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||||||||||
| Class of relevant security in relation to which subscription right exists Details, including nature of the rights concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 39 | 4.1880 GBP | ||||||||||||
| ORD | Purchase | 45 | 4.1050 GBP | ||||||||||||
| ORD | Purchase | 279 | 4.1392 GBP | ||||||||||||
| ORD | Purchase | 1,064 | 4.1429 GBP | ||||||||||||
| ORD | Purchase | 1,259 | 4.1841 GBP | ||||||||||||
| ORD | Purchase | 2,371 | 4.1856 GBP | ||||||||||||
| ORD | Purchase | 2,856 | 4.1832 GBP | ||||||||||||
| ORD | Purchase | 4,609 | 4.1512 GBP | ||||||||||||
| ORD | Purchase | 6,653 | 4.1576 GBP | ||||||||||||
| ORD | Purchase | 41,214 | 4.1863 GBP | ||||||||||||
| ORD | Purchase | 119,349 | 4.1296 GBP | ||||||||||||
| ORD | Sale | 100 | 4.1750 GBP | ||||||||||||
| ORD | Sale | 110 | 4.1560 GBP | ||||||||||||
| ORD | Sale | 1,368 | 4.1776 GBP | ||||||||||||
| ORD | Sale | 2,413 | 4.1465 GBP | ||||||||||||
| ORD | Sale | 2,435 | 4.1834 GBP | ||||||||||||
| ORD | Sale | 4,948 | 4.1806 GBP | ||||||||||||
| ORD | Sale | 5,155 | 4.1700 GBP | ||||||||||||
| ORD | Sale | 9,800 | 4.1757 GBP | ||||||||||||
| ORD | Sale | 79,760 | 4.1204 GBP | ||||||||||||
| ORD | Sale | 104,947 | 4.1605 GBP | ||||||||||||
| ORD | Sale | 200,000 | 4.1820 GBP | ||||||||||||
| (b) | Cash-settled derivative transactions | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | CFD | Long | 28 | 4.1564 GBP | |||||||||||
| ORD | CFD | Long | 33 | 4.1575 GBP | |||||||||||
| ORD | CFD | Long | 110 | 4.1555 GBP | |||||||||||
| ORD | CFD | Long | 501 | 4.1856 GBP | |||||||||||
| ORD | CFD | Long | 906 | 4.1736 GBP | |||||||||||
| ORD | SWAP | Long | 2,763 | 4.1690 GBP | |||||||||||
| ORD | CFD | Long | 2,888 | 4.1646 GBP | |||||||||||
| ORD | SWAP | Long | 7,037 | 4.1783 GBP | |||||||||||
| ORD | CFD | Long | 4,403 | 4.1078 GBP | |||||||||||
| ORD | CFD | Long | 4,481 | 4.1465 GBP | |||||||||||
| ORD | SWAP | Long | 23,306 | 4.1531 GBP | |||||||||||
| ORD | SWAP | Long | 31,965 | 4.1401 GBP | |||||||||||
| ORD | CFD | Short | 20 | 4.1055 GBP | |||||||||||
| ORD | CFD | Short | 25 | 4.1056 GBP | |||||||||||
| ORD | CFD | Short | 132 | 4.1054 GBP | |||||||||||
| ORD | SWAP | Short | 1,564 | 4.1484 GBP | |||||||||||
| ORD | CFD | Short | 4,609 | 4.1512 GBP | |||||||||||
| ORD | CFD | Short | 6,653 | 4.1576 GBP | |||||||||||
| ORD | CFD | Short | 4,403 | 4.1145 GBP | |||||||||||
| ORD | SWAP | Short | 29,570 | 4.1493 GBP | |||||||||||
| (c) | Stock-settled derivative transactions (including options) | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||||||||||
| formal or informal, relating to relevant securities which may be an inducement to deal | |||||||||||||||
| or refrain from dealing entered into by the person making the disclosure and any party | |||||||||||||||
| to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||||||||||
| the person making the disclosure and any other person relating to: | |||||||||||||||
| (i) the voting rights of any relevant securities under any option; or | |||||||||||||||
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||||||||||
| any derivative is referenced: | |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 19 May 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 020 7773 0635 | ||||||||||||||
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