17th Jun 2015 14:50
| FORM 8.3 | |||||||||||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||||
| MORE | |||||||||||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Full name of discloser: | Barclays PLC. | |||||||||||||
| (b) | Owner or controller of interest and short | ||||||||||||||
| positions disclosed, if different from 1(a): | |||||||||||||||
| (c) | Name of offeror/offeree in relation to whose | PACE PLC | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (d) | If an exempt fund manager connected with an | ||||||||||||||
| offeror/offeree, state this and specify identity of | |||||||||||||||
| offeror/offeree: | |||||||||||||||
| (e) | Date position held/dealing undertaken: | 16 June 2015 | |||||||||||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||||||||||
| disclosures in respect of any other party to the offer? | ARRIS GROUP INC | ||||||||||||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 9,931,867 | 3.10% | 79,079 | 0.02% | |||||||||||
| (2) | Cash-settled derivatives: | ||||||||||||||
| 0 | 0.00% | 8,414,343 | 2.63% | ||||||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 9,931,867 | 3.10% | 8,493,422 | 2.66% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 20 | 3.8535 GBP | ||||||||||||
| ORD | Purchase | 24 | 3.8135 GBP | ||||||||||||
| ORD | Purchase | 36 | 3.8225 GBP | ||||||||||||
| ORD | Purchase | 100 | 3.8530 GBP | ||||||||||||
| ORD | Purchase | 226 | 3.8495 GBP | ||||||||||||
| ORD | Purchase | 268 | 3.7990 GBP | ||||||||||||
| ORD | Purchase | 326 | 3.7850 GBP | ||||||||||||
| ORD | Purchase | 332 | 3.8485 GBP | ||||||||||||
| ORD | Purchase | 496 | 3.7855 GBP | ||||||||||||
| ORD | Purchase | 533 | 3.8180 GBP | ||||||||||||
| ORD | Purchase | 546 | 3.8560 GBP | ||||||||||||
| ORD | Purchase | 599 | 3.8255 GBP | ||||||||||||
| ORD | Purchase | 627 | 3.7865 GBP | ||||||||||||
| ORD | Purchase | 670 | 3.8525 GBP | ||||||||||||
| ORD | Purchase | 807 | 3.8200 GBP | ||||||||||||
| ORD | Purchase | 851 | 3.8356 GBP | ||||||||||||
| ORD | Purchase | 903 | 3.8175 GBP | ||||||||||||
| ORD | Purchase | 945 | 3.8190 GBP | ||||||||||||
| ORD | Purchase | 953 | 3.8300 GBP | ||||||||||||
| ORD | Purchase | 966 | 3.8380 GBP | ||||||||||||
| ORD | Purchase | 1,019 | 3.8420 GBP | ||||||||||||
| ORD | Purchase | 1,026 | 3.8310 GBP | ||||||||||||
| ORD | Purchase | 1,027 | 3.7940 GBP | ||||||||||||
| ORD | Purchase | 1,071 | 3.8470 GBP | ||||||||||||
| ORD | Purchase | 1,104 | 3.8280 GBP | ||||||||||||
| ORD | Purchase | 1,157 | 3.8430 GBP | ||||||||||||
| ORD | Purchase | 1,270 | 3.8410 GBP | ||||||||||||
| ORD | Purchase | 1,413 | 3.8215 GBP | ||||||||||||
| ORD | Purchase | 1,472 | 3.7890 GBP | ||||||||||||
| ORD | Purchase | 1,488 | 3.8540 GBP | ||||||||||||
| ORD | Purchase | 1,491 | 3.8220 GBP | ||||||||||||
| ORD | Purchase | 1,493 | 3.8510 GBP | ||||||||||||
| ORD | Purchase | 1,502 | 3.8320 GBP | ||||||||||||
| ORD | Purchase | 1,506 | 3.7820 GBP | ||||||||||||
| ORD | Purchase | 1,574 | 3.8045 GBP | ||||||||||||
| ORD | Purchase | 1,648 | 3.8068 GBP | ||||||||||||
| ORD | Purchase | 1,651 | 3.8350 GBP | ||||||||||||
| ORD | Purchase | 1,772 | 3.8240 GBP | ||||||||||||
| ORD | Purchase | 1,890 | 3.8400 GBP | ||||||||||||
| ORD | Purchase | 1,967 | 3.7840 GBP | ||||||||||||
| ORD | Purchase | 1,993 | 3.7950 GBP | ||||||||||||
| ORD | Purchase | 2,004 | 3.8500 GBP | ||||||||||||
| ORD | Purchase | 2,042 | 3.8465 GBP | ||||||||||||
| ORD | Purchase | 2,106 | 3.8270 GBP | ||||||||||||
| ORD | Purchase | 2,183 | 3.8460 GBP | ||||||||||||
| ORD | Purchase | 2,681 | 3.8120 GBP | ||||||||||||
| ORD | Purchase | 2,901 | 3.8290 GBP | ||||||||||||
| ORD | Purchase | 3,055 | 3.8281 GBP | ||||||||||||
| ORD | Purchase | 3,784 | 3.8403 GBP | ||||||||||||
| ORD | Purchase | 4,702 | 3.8055 GBP | ||||||||||||
| ORD | Purchase | 4,728 | 3.8372 GBP | ||||||||||||
| ORD | Purchase | 5,537 | 3.8344 GBP | ||||||||||||
| ORD | Purchase | 6,610 | 3.8021 GBP | ||||||||||||
| ORD | Purchase | 9,542 | 3.8640 GBP | ||||||||||||
| ORD | Purchase | 29,304 | 3.8332 GBP | ||||||||||||
| ORD | Purchase | 45,069 | 3.8374 GBP | ||||||||||||
| ORD | Purchase | 52,418 | 3.8070 GBP | ||||||||||||
| ORD | Sale | 20 | 3.8535 GBP | ||||||||||||
| ORD | Sale | 24 | 3.8135 GBP | ||||||||||||
| ORD | Sale | 36 | 3.8225 GBP | ||||||||||||
| ORD | Sale | 226 | 3.8495 GBP | ||||||||||||
| ORD | Sale | 268 | 3.7990 GBP | ||||||||||||
| ORD | Sale | 326 | 3.7850 GBP | ||||||||||||
| ORD | Sale | 332 | 3.8485 GBP | ||||||||||||
| ORD | Sale | 496 | 3.7855 GBP | ||||||||||||
| ORD | Sale | 533 | 3.8180 GBP | ||||||||||||
| ORD | Sale | 546 | 3.8560 GBP | ||||||||||||
| ORD | Sale | 599 | 3.8255 GBP | ||||||||||||
| ORD | Sale | 627 | 3.7865 GBP | ||||||||||||
| ORD | Sale | 670 | 3.8525 GBP | ||||||||||||
| ORD | Sale | 807 | 3.8200 GBP | ||||||||||||
| ORD | Sale | 903 | 3.8175 GBP | ||||||||||||
| ORD | Sale | 945 | 3.7820 GBP | ||||||||||||
| ORD | Sale | 945 | 3.8190 GBP | ||||||||||||
| ORD | Sale | 945 | 3.8400 GBP | ||||||||||||
| ORD | Sale | 953 | 3.8300 GBP | ||||||||||||
| ORD | Sale | 966 | 3.8380 GBP | ||||||||||||
| ORD | Sale | 1,019 | 3.8420 GBP | ||||||||||||
| ORD | Sale | 1,027 | 3.7940 GBP | ||||||||||||
| ORD | Sale | 1,071 | 3.8470 GBP | ||||||||||||
| ORD | Sale | 1,104 | 3.8280 GBP | ||||||||||||
| ORD | Sale | 1,157 | 3.8430 GBP | ||||||||||||
| ORD | Sale | 1,270 | 3.8410 GBP | ||||||||||||
| ORD | Sale | 1,413 | 3.8215 GBP | ||||||||||||
| ORD | Sale | 1,472 | 3.7890 GBP | ||||||||||||
| ORD | Sale | 1,488 | 3.8540 GBP | ||||||||||||
| ORD | Sale | 1,491 | 3.8220 GBP | ||||||||||||
| ORD | Sale | 1,493 | 3.8510 GBP | ||||||||||||
| ORD | Sale | 1,502 | 3.8320 GBP | ||||||||||||
| ORD | Sale | 1,506 | 3.8183 GBP | ||||||||||||
| ORD | Sale | 1,574 | 3.8045 GBP | ||||||||||||
| ORD | Sale | 1,651 | 3.8348 GBP | ||||||||||||
| ORD | Sale | 1,656 | 3.8240 GBP | ||||||||||||
| ORD | Sale | 1,941 | 3.8122 GBP | ||||||||||||
| ORD | Sale | 1,967 | 3.7840 GBP | ||||||||||||
| ORD | Sale | 1,993 | 3.7950 GBP | ||||||||||||
| ORD | Sale | 2,004 | 3.8500 GBP | ||||||||||||
| ORD | Sale | 2,042 | 3.8465 GBP | ||||||||||||
| ORD | Sale | 2,106 | 3.8270 GBP | ||||||||||||
| ORD | Sale | 2,183 | 3.8460 GBP | ||||||||||||
| ORD | Sale | 2,681 | 3.8120 GBP | ||||||||||||
| ORD | Sale | 2,901 | 3.8290 GBP | ||||||||||||
| ORD | Sale | 5,767 | 3.8324 GBP | ||||||||||||
| ORD | Sale | 7,779 | 3.8310 GBP | ||||||||||||
| ORD | Sale | 8,334 | 3.7845 GBP | ||||||||||||
| ORD | Sale | 10,296 | 3.8640 GBP | ||||||||||||
| ORD | Sale | 25,723 | 3.7957 GBP | ||||||||||||
| ORD | Sale | 76,908 | 3.8249 GBP | ||||||||||||
| (b) | Cash-settled derivative transactions | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | CFD | Long | 1,829 | 3.7814 GBP | |||||||||||
| ORD | SWAP | Long | 6,152 | 3.8037 GBP | |||||||||||
| ORD | SWAP | Long | 29,691 | 3.8110 GBP | |||||||||||
| ORD | SWAP | Short | 1,762 | 3.8295 GBP | |||||||||||
| ORD | CFD | Short | 2,212 | 3.7902 GBP | |||||||||||
| ORD | SWAP | Short | 2,693 | 3.8074 GBP | |||||||||||
| ORD | CFD | Short | 3,000 | 3.7954 GBP | |||||||||||
| ORD | CFD | Short | 4,000 | 3.7944 GBP | |||||||||||
| ORD | CFD | Short | 5,000 | 3.8004 GBP | |||||||||||
| ORD | CFD | Short | 5,537 | 3.8344 GBP | |||||||||||
| ORD | CFD | Short | 3,856 | 3.8364 GBP | |||||||||||
| ORD | SWAP | Short | 21,416 | 3.8514 GBP | |||||||||||
| ORD | SWAP | Short | 26,742 | 3.8111 GBP | |||||||||||
| (c) | Stock-settled derivative transactions (including options) | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||||||||||
|
| |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 17 Jun 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 020 7773 0635 | ||||||||||||||
View source version on businesswire.com: http://www.businesswire.com/news/home/20150617005811/en/
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