27th Jul 2015 13:30
| FORM 8.3 | |||||||||||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||||
| MORE | |||||||||||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Full name of discloser: | Barclays PLC. | |||||||||||||
| (b) | Owner or controller of interest and short | ||||||||||||||
| positions disclosed, if different from 1(a): | |||||||||||||||
| (c) | Name of offeror/offeree in relation to whose | PACE PLC | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||||||||||||||
| (e) | Date position held/dealing undertaken: | 24 July 2015 | |||||||||||||
| (f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | YES: | |||||||||||||
| ARRIS GROUP INC | |||||||||||||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 9,738,793 | 3.04% | 97,137 | 0.03% | |||||||||||
| (2) | Cash-settled derivatives: | ||||||||||||||
| 27,579 | 0.01% | 8,238,894 | 2.57% | ||||||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 9,766,372 | 3.05% | 8,336,031 | 2.60% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 87 | 3.6970 GBP | ||||||||||||
| ORD | Purchase | 550 | 3.6810 GBP | ||||||||||||
| ORD | Purchase | 615 | 3.6694 GBP | ||||||||||||
| ORD | Purchase | 938 | 3.6470 GBP | ||||||||||||
| ORD | Purchase | 951 | 3.6960 GBP | ||||||||||||
| ORD | Purchase | 1,391 | 3.6539 GBP | ||||||||||||
| ORD | Purchase | 2,201 | 3.6370 GBP | ||||||||||||
| ORD | Purchase | 11,167 | 3.6728 GBP | ||||||||||||
| ORD | Purchase | 27,723 | 3.6542 GBP | ||||||||||||
| ORD | Purchase | 57,958 | 3.6732 GBP | ||||||||||||
| ORD | Sale | 87 | 3.6970 GBP | ||||||||||||
| ORD | Sale | 127 | 3.6260 GBP | ||||||||||||
| ORD | Sale | 550 | 3.6810 GBP | ||||||||||||
| ORD | Sale | 938 | 3.6470 GBP | ||||||||||||
| ORD | Sale | 951 | 3.6960 GBP | ||||||||||||
| ORD | Sale | 1,360 | 3.6759 GBP | ||||||||||||
| ORD | Sale | 1,401 | 3.6262 GBP | ||||||||||||
| ORD | Sale | 2,520 | 3.6696 GBP | ||||||||||||
| ORD | Sale | 2,530 | 3.6600 GBP | ||||||||||||
| ORD | Sale | 14,053 | 3.6463 GBP | ||||||||||||
| ORD | Sale | 14,971 | 3.6679 GBP | ||||||||||||
| ORD | Sale | 21,258 | 3.6609 GBP | ||||||||||||
| ORD | Sale | 26,102 | 3.6712 GBP | ||||||||||||
| (b) | Cash-settled derivative transactions | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | CFD | Long | 2 | 3.6650 GBP | |||||||||||
| ORD | CFD | Long | 127 | 3.6965 GBP | |||||||||||
| ORD | CFD | Long | 951 | 3.6955 GBP | |||||||||||
| ORD | CFD | Long | 1,165 | 3.6895 GBP | |||||||||||
| ORD | CFD | Long | 1,561 | 3.6805 GBP | |||||||||||
| ORD | CFD | Long | 1,573 | 3.6795 GBP | |||||||||||
| ORD | CFD | Long | 2,116 | 3.6925 GBP | |||||||||||
| ORD | CFD | Long | 2,313 | 3.6645 GBP | |||||||||||
| ORD | CFD | Long | 2,690 | 3.6785 GBP | |||||||||||
| ORD | CFD | Long | 3,000 | 3.6625 GBP | |||||||||||
| ORD | SWAP | Long | 4,050 | 3.6723 GBP | |||||||||||
| ORD | CFD | Long | 4,127 | 3.6635 GBP | |||||||||||
| ORD | CFD | Long | 4,838 | 3.6725 GBP | |||||||||||
| ORD | CFD | Long | 6,000 | 3.6465 GBP | |||||||||||
| ORD | CFD | Long | 7,115 | 3.6615 GBP | |||||||||||
| ORD | CFD | Long | 6,735 | 3.6695 GBP | |||||||||||
| ORD | CFD | Long | 9,377 | 3.6595 GBP | |||||||||||
| ORD | SWAP | Long | 13,527 | 3.6675 GBP | |||||||||||
| ORD | CFD | Short | 1 | 3.6700 GBP | |||||||||||
| ORD | CFD | Short | 1 | 3.6800 GBP | |||||||||||
| ORD | CFD | Short | 4 | 3.6750 GBP | |||||||||||
| ORD | CFD | Short | 10 | 3.6630 GBP | |||||||||||
| ORD | CFD | Short | 19 | 3.6652 GBP | |||||||||||
| ORD | CFD | Short | 20 | 3.6665 GBP | |||||||||||
| ORD | CFD | Short | 20 | 3.6955 GBP | |||||||||||
| ORD | CFD | Short | 21 | 3.6952 GBP | |||||||||||
| ORD | CFD | Short | 22 | 3.6536 GBP | |||||||||||
| ORD | CFD | Short | 22 | 3.6636 GBP | |||||||||||
| ORD | CFD | Short | 25 | 3.6756 GBP | |||||||||||
| ORD | CFD | Short | 26 | 3.6523 GBP | |||||||||||
| ORD | CFD | Short | 26 | 3.6984 GBP | |||||||||||
| ORD | CFD | Short | 28 | 3.6985 GBP | |||||||||||
| ORD | CFD | Short | 32 | 3.6603 GBP | |||||||||||
| ORD | CFD | Short | 34 | 3.6594 GBP | |||||||||||
| ORD | CFD | Short | 36 | 3.6763 GBP | |||||||||||
| ORD | CFD | Short | 40 | 3.6825 GBP | |||||||||||
| ORD | CFD | Short | 40 | 3.6915 GBP | |||||||||||
| ORD | CFD | Short | 44 | 3.6522 GBP | |||||||||||
| ORD | CFD | Short | 44 | 3.6745 GBP | |||||||||||
| ORD | CFD | Short | 46 | 3.6615 GBP | |||||||||||
| ORD | CFD | Short | 48 | 3.6793 GBP | |||||||||||
| ORD | CFD | Short | 54 | 3.6953 GBP | |||||||||||
| ORD | CFD | Short | 56 | 3.6605 GBP | |||||||||||
| ORD | CFD | Short | 56 | 3.6703 GBP | |||||||||||
| ORD | CFD | Short | 60 | 3.6823 GBP | |||||||||||
| ORD | CFD | Short | 60 | 3.6905 GBP | |||||||||||
| ORD | CFD | Short | 64 | 3.6712 GBP | |||||||||||
| ORD | CFD | Short | 70 | 3.6524 GBP | |||||||||||
| ORD | CFD | Short | 76 | 3.6675 GBP | |||||||||||
| ORD | CFD | Short | 76 | 3.6705 GBP | |||||||||||
| ORD | CFD | Short | 80 | 3.6815 GBP | |||||||||||
| ORD | CFD | Short | 88 | 3.6535 GBP | |||||||||||
| ORD | CFD | Short | 88 | 3.6623 GBP | |||||||||||
| ORD | CFD | Short | 92 | 3.6614 GBP | |||||||||||
| ORD | CFD | Short | 96 | 3.6713 GBP | |||||||||||
| ORD | CFD | Short | 100 | 3.6694 GBP | |||||||||||
| ORD | CFD | Short | 104 | 3.6595 GBP | |||||||||||
| ORD | CFD | Short | 108 | 3.6653 GBP | |||||||||||
| ORD | CFD | Short | 109 | 3.6613 GBP | |||||||||||
| ORD | CFD | Short | 116 | 3.6805 GBP | |||||||||||
| ORD | CFD | Short | 118 | 3.6655 GBP | |||||||||||
| ORD | CFD | Short | 118 | 3.6755 GBP | |||||||||||
| ORD | CFD | Short | 118 | 3.6973 GBP | |||||||||||
| ORD | CFD | Short | 120 | 3.6735 GBP | |||||||||||
| ORD | CFD | Short | 133 | 3.6975 GBP | |||||||||||
| ORD | CFD | Short | 142 | 3.6934 GBP | |||||||||||
| ORD | CFD | Short | 142 | 3.6935 GBP | |||||||||||
| ORD | CFD | Short | 150 | 3.6954 GBP | |||||||||||
| ORD | CFD | Short | 208 | 3.6925 GBP | |||||||||||
| ORD | CFD | Short | 209 | 3.6643 GBP | |||||||||||
| ORD | CFD | Short | 224 | 3.6534 GBP | |||||||||||
| ORD | CFD | Short | 243 | 3.6645 GBP | |||||||||||
| ORD | CFD | Short | 250 | 3.6944 GBP | |||||||||||
| ORD | CFD | Short | 252 | 3.6695 GBP | |||||||||||
| ORD | CFD | Short | 290 | 3.6635 GBP | |||||||||||
| ORD | CFD | Short | 290 | 3.6744 GBP | |||||||||||
| ORD | CFD | Short | 315 | 3.6924 GBP | |||||||||||
| ORD | CFD | Short | 340 | 3.6674 GBP | |||||||||||
| ORD | CFD | Short | 341 | 3.6864 GBP | |||||||||||
| ORD | CFD | Short | 350 | 3.6844 GBP | |||||||||||
| ORD | CFD | Short | 356 | 3.6533 GBP | |||||||||||
| ORD | CFD | Short | 401 | 3.6633 GBP | |||||||||||
| ORD | CFD | Short | 408 | 3.6664 GBP | |||||||||||
| ORD | CFD | Short | 415 | 3.6904 GBP | |||||||||||
| ORD | CFD | Short | 450 | 3.6774 GBP | |||||||||||
| ORD | CFD | Short | 644 | 3.6966 GBP | |||||||||||
| ORD | CFD | Short | 740 | 3.6914 GBP | |||||||||||
| ORD | CFD | Short | 807 | 3.6965 GBP | |||||||||||
| ORD | CFD | Short | 850 | 3.6816 GBP | |||||||||||
| ORD | CFD | Short | 930 | 3.6804 GBP | |||||||||||
| ORD | CFD | Short | 988 | 3.6604 GBP | |||||||||||
| ORD | CFD | Short | 1,000 | 3.6724 GBP | |||||||||||
| ORD | CFD | Short | 1,081 | 3.6644 GBP | |||||||||||
| ORD | CFD | Short | 1,084 | 3.6734 GBP | |||||||||||
| ORD | CFD | Short | 1,105 | 3.6794 GBP | |||||||||||
| ORD | CFD | Short | 1,460 | 3.6964 GBP | |||||||||||
| ORD | SWAP | Short | 1,500 | 3.6504 GBP | |||||||||||
| ORD | CFD | Short | 1,646 | 3.6654 GBP | |||||||||||
| ORD | CFD | Short | 1,679 | 3.6684 GBP | |||||||||||
| ORD | CFD | Short | 1,782 | 3.6704 GBP | |||||||||||
| ORD | CFD | Short | 1,995 | 3.6894 GBP | |||||||||||
| ORD | CFD | Short | 2,220 | 3.6624 GBP | |||||||||||
| ORD | CFD | Short | 2,330 | 3.6764 GBP | |||||||||||
| ORD | CFD | Short | 2,617 | 3.6814 GBP | |||||||||||
| ORD | CFD | Short | 2,783 | 3.6634 GBP | |||||||||||
| ORD | CFD | Short | 2,872 | 3.6754 GBP | |||||||||||
| ORD | CFD | Short | 2,918 | 3.6974 GBP | |||||||||||
| ORD | CFD | Short | 2,970 | 3.6854 GBP | |||||||||||
| ORD | CFD | Short | 2,974 | 3.6714 GBP | |||||||||||
| ORD | CFD | Short | 3,325 | 3.6824 GBP | |||||||||||
| ORD | CFD | Short | 3,568 | 3.6784 GBP | |||||||||||
| ORD | CFD | Short | 4,617 | 3.6834 GBP | |||||||||||
| ORD | SWAP | Short | 8,924 | 3.6576 GBP | |||||||||||
| ORD | SWAP | Short | 14,234 | 3.6627 GBP | |||||||||||
| (c) | Stock-settled derivative transactions (including options) | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||||||||||
|
| |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 27 Jul 2015 | ||||||||||||||
| Contact name: | Rajesh Muthanna | ||||||||||||||
| Telephone number: | 020 3555 4634 | ||||||||||||||
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