1st May 2015 14:39
| FORM 8.3 | |||||||||||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||||
| MORE | |||||||||||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Full name of discloser: | Barclays PLC. | |||||||||||||
| (b) | Owner or controller of interest and short | ||||||||||||||
| positions disclosed, if different from 1(a): | |||||||||||||||
| (c) | Name of offeror/offeree in relation to whose | PACE PLC | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (d) | If an exempt fund manager connected with an | ||||||||||||||
| offeror/offeree, state this and specify identity of | |||||||||||||||
| offeror/offeree: | |||||||||||||||
| (e) | Date position held/dealing undertaken: | 30 April 2015 | |||||||||||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||||||||||
| disclosures in respect of any other party to the offer? | ARRIS GROUP INC NEW | ||||||||||||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 10,439,773 | 3.28% | 402,392 | 0.13% | |||||||||||
| (2) | Cash-settled derivatives: | ||||||||||||||
| 7,489 | 0.00% | 9,067,193 | 2.85% | ||||||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 10,447,262 | 3.28% | 9,469,585 | 2.98% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 126 | 4.1260 GBP | ||||||||||||
| ORD | Purchase | 2,370 | 4.1403 GBP | ||||||||||||
| ORD | Purchase | 3,193 | 4.1360 GBP | ||||||||||||
| ORD | Purchase | 3,444 | 4.1436 GBP | ||||||||||||
| ORD | Purchase | 5,157 | 4.1557 GBP | ||||||||||||
| ORD | Purchase | 36,792 | 4.1482 GBP | ||||||||||||
| ORD | Purchase | 150,048 | 4.1421 GBP | ||||||||||||
| ORD | Sale | 328 | 4.1340 GBP | ||||||||||||
| ORD | Sale | 656 | 4.1310 GBP | ||||||||||||
| ORD | Sale | 4,316 | 4.1263 GBP | ||||||||||||
| ORD | Sale | 5,283 | 4.1553 GBP | ||||||||||||
| ORD | Sale | 6,165 | 4.1195 GBP | ||||||||||||
| ORD | Sale | 8,624 | 4.1430 GBP | ||||||||||||
| ORD | Sale | 14,515 | 4.1395 GBP | ||||||||||||
| ORD | Sale | 26,830 | 4.1544 GBP | ||||||||||||
| ORD | Sale | 35,234 | 4.1860 GBP | ||||||||||||
| ORD | Sale | 37,596 | 4.1855 GBP | ||||||||||||
| ORD | Sale | 45,882 | 4.1834 GBP | ||||||||||||
| ORD | Sale | 53,833 | 4.1848 GBP | ||||||||||||
| ORD | Sale | 237,692 | 4.1325 GBP | ||||||||||||
| (b) | Cash-settled derivative transactions | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | SWAP | Long | 200 | 4.1394 GBP | |||||||||||
| ORD | CFD | Long | 499 | 4.1946 GBP | |||||||||||
| ORD | CFD | Long | 505 | 4.1994 GBP | |||||||||||
| ORD | CFD | Long | 2,660 | 4.1194 GBP | |||||||||||
| ORD | SWAP | Long | 6,165 | 4.1196 GBP | |||||||||||
| ORD | CFD | Long | 6,267 | 4.1195 GBP | |||||||||||
| ORD | CFD | Long | 7,499 | 4.1716 GBP | |||||||||||
| ORD | CFD | Long | 7,600 | 4.1396 GBP | |||||||||||
| ORD | SWAP | Long | 11,006 | 4.1361 GBP | |||||||||||
| ORD | CFD | Long | 37,604 | 4.1244 GBP | |||||||||||
| ORD | SWAP | Long | 94,341 | 4.1278 GBP | |||||||||||
| ORD | SWAP | Long | 119,336 | 4.1400 GBP | |||||||||||
| ORD | SWAP | Short | 1,787 | 4.1355 GBP | |||||||||||
| ORD | SWAP | Short | 15,665 | 4.1449 GBP | |||||||||||
| ORD | CFD | Short | 20,722 | 4.1431 GBP | |||||||||||
| ORD | CFD | Short | 36,792 | 4.1482 GBP | |||||||||||
| ORD | SWAP | Short | 117,688 | 4.1418 GBP | |||||||||||
| (c) | Stock-settled derivative transactions (including options) | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||||||||||
| the person making the disclosure and any other person relating to: | |||||||||||||||
| (i) the voting rights of any relevant securities under any option; or | |||||||||||||||
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||||||||||
| any derivative is referenced: | |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 1 May 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 020 7773 0635 | ||||||||||||||
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