24th Nov 2015 14:57
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | PACE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 23 November 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ARRIS GROUP INC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,709,113 | 1.47% | 230,405 | 0.07% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 83,913 | 0.03% | 3,451,303 | 1.08% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 4,793,026 | 1.50% | 3,681,708 | 1.15% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 7 | 9.9630 GBP | ||||
| ORD | Purchase | 154 | 10.1625 GBP | ||||
| ORD | Purchase | 158 | 9.9590 GBP | ||||
| ORD | Purchase | 181 | 9.9910 GBP | ||||
| ORD | Purchase | 215 | 9.9230 GBP | ||||
| ORD | Purchase | 236 | 9.9690 GBP | ||||
| ORD | Purchase | 236 | 9.9565 GBP | ||||
| ORD | Purchase | 236 | 10.0150 GBP | ||||
| ORD | Purchase | 293 | 9.9340 GBP | ||||
| ORD | Purchase | 361 | 9.9795 GBP | ||||
| ORD | Purchase | 361 | 9.9380 GBP | ||||
| ORD | Purchase | 361 | 9.9350 GBP | ||||
| ORD | Purchase | 361 | 9.9430 GBP | ||||
| ORD | Purchase | 361 | 9.9445 GBP | ||||
| ORD | Purchase | 370 | 9.9310 GBP | ||||
| ORD | Purchase | 373 | 9.9325 GBP | ||||
| ORD | Purchase | 373 | 10.1700 GBP | ||||
| ORD | Purchase | 394 | 9.9670 GBP | ||||
| ORD | Purchase | 394 | 9.9420 GBP | ||||
| ORD | Purchase | 394 | 9.9455 GBP | ||||
| ORD | Purchase | 400 | 10.0595 GBP | ||||
| ORD | Purchase | 506 | 10.1675 GBP | ||||
| ORD | Purchase | 532 | 9.9700 GBP | ||||
| ORD | Purchase | 551 | 9.9890 GBP | ||||
| ORD | Purchase | 579 | 10.1350 GBP | ||||
| ADR | Purchase | 600 | 15.3000 USD | ||||
| ORD | Purchase | 616 | 9.9330 GBP | ||||
| ORD | Purchase | 673 | 10.1750 GBP | ||||
| ORD | Purchase | 673 | 10.1725 GBP | ||||
| ORD | Purchase | 673 | 10.0225 GBP | ||||
| ORD | Purchase | 673 | 10.0275 GBP | ||||
| ORD | Purchase | 677 | 9.9335 GBP | ||||
| ORD | Purchase | 680 | 10.0900 GBP | ||||
| ORD | Purchase | 707 | 10.1300 GBP | ||||
| ORD | Purchase | 788 | 9.9720 GBP | ||||
| ORD | Purchase | 813 | 9.9250 GBP | ||||
| ORD | Purchase | 846 | 9.9950 GBP | ||||
| ORD | Purchase | 987 | 10.0020 GBP | ||||
| ORD | Purchase | 1,000 | 9.9390 GBP | ||||
| ORD | Purchase | 1,000 | 10.1195 GBP | ||||
| ORD | Purchase | 1,003 | 9.9560 GBP | ||||
| ORD | Purchase | 1,106 | 10.0800 GBP | ||||
| ORD | Purchase | 1,159 | 9.9300 GBP | ||||
| ORD | Purchase | 1,187 | 9.9900 GBP | ||||
| ORD | Purchase | 1,323 | 9.9810 GBP | ||||
| ORD | Purchase | 1,346 | 10.1525 GBP | ||||
| ORD | Purchase | 1,346 | 10.1275 GBP | ||||
| ORD | Purchase | 1,351 | 10.0775 GBP | ||||
| ORD | Purchase | 1,352 | 10.0125 GBP | ||||
| ORD | Purchase | 1,488 | 10.0825 GBP | ||||
| ORD | Purchase | 1,516 | 10.0100 GBP | ||||
| ORD | Purchase | 1,550 | 10.1375 GBP | ||||
| ORD | Purchase | 1,697 | 10.0175 GBP | ||||
| ORD | Purchase | 1,747 | 10.0750 GBP | ||||
| ORD | Purchase | 1,765 | 10.0300 GBP | ||||
| ORD | Purchase | 1,781 | 10.0325 GBP | ||||
| ORD | Purchase | 1,824 | 10.0925 GBP | ||||
| ORD | Purchase | 1,926 | 10.1075 GBP | ||||
| ORD | Purchase | 1,969 | 10.1400 GBP | ||||
| ORD | Purchase | 2,029 | 10.1425 GBP | ||||
| ORD | Purchase | 2,136 | 10.1650 GBP | ||||
| ORD | Purchase | 2,440 | 10.0700 GBP | ||||
| ORD | Purchase | 2,445 | 10.0200 GBP | ||||
| ORD | Purchase | 2,492 | 10.0400 GBP | ||||
| ORD | Purchase | 2,564 | 10.1575 GBP | ||||
| ORD | Purchase | 2,782 | 10.0350 GBP | ||||
| ORD | Purchase | 2,875 | 10.1550 GBP | ||||
| ORD | Purchase | 2,999 | 10.1266 GBP | ||||
| ORD | Purchase | 3,228 | 10.1250 GBP | ||||
| ORD | Purchase | 3,454 | 10.1000 GBP | ||||
| ORD | Purchase | 3,580 | 10.1325 GBP | ||||
| ORD | Purchase | 3,691 | 10.1125 GBP | ||||
| ORD | Purchase | 3,757 | 10.0865 GBP | ||||
| ORD | Purchase | 3,865 | 10.0650 GBP | ||||
| ORD | Purchase | 4,067 | 10.0600 GBP | ||||
| ORD | Purchase | 4,503 | 10.0972 GBP | ||||
| ORD | Purchase | 4,557 | 10.1600 GBP | ||||
| ORD | Purchase | 4,840 | 10.0625 GBP | ||||
| ORD | Purchase | 4,960 | 10.0575 GBP | ||||
| ORD | Purchase | 5,131 | 10.1475 GBP | ||||
| ORD | Purchase | 5,139 | 10.0550 GBP | ||||
| ORD | Purchase | 5,211 | 10.0675 GBP | ||||
| ORD | Purchase | 5,231 | 10.0725 GBP | ||||
| ORD | Purchase | 5,417 | 10.1225 GBP | ||||
| ORD | Purchase | 5,700 | 10.0850 GBP | ||||
| ORD | Purchase | 5,851 | 10.0375 GBP | ||||
| ORD | Purchase | 6,472 | 10.1025 GBP | ||||
| ORD | Purchase | 6,714 | 10.0450 GBP | ||||
| ORD | Purchase | 6,807 | 10.0475 GBP | ||||
| ORD | Purchase | 6,853 | 10.1050 GBP | ||||
| ORD | Purchase | 7,247 | 10.0500 GBP | ||||
| ORD | Purchase | 8,081 | 10.0425 GBP | ||||
| ORD | Purchase | 9,408 | 10.1150 GBP | ||||
| ORD | Purchase | 10,191 | 10.0525 GBP | ||||
| ORD | Purchase | 11,230 | 10.1200 GBP | ||||
| ORD | Purchase | 11,900 | 10.0882 GBP | ||||
| ORD | Purchase | 12,124 | 10.1206 GBP | ||||
| ORD | Purchase | 12,464 | 10.1175 GBP | ||||
| ORD | Purchase | 13,428 | 10.0676 GBP | ||||
| ADR | Purchase | 16,000 | 15.2300 USD | ||||
| ORD | Purchase | 29,215 | 10.0887 GBP | ||||
| ORD | Purchase | 34,994 | 10.1500 GBP | ||||
| ORD | Purchase | 37,957 | 10.1100 GBP | ||||
| ORD | Purchase | 42,476 | 10.0875 GBP | ||||
| ORD | Purchase | 68,863 | 10.1044 GBP | ||||
| ORD | Purchase | 80,510 | 10.0507 GBP | ||||
| ORD | Purchase | 650,000 | 10.1226 GBP | ||||
| ORD | Purchase | 1,494,086 | 10.0735 GBP | ||||
| ORD | Sale | 7 | 9.9630 GBP | ||||
| ORD | Sale | 154 | 10.1625 GBP | ||||
| ORD | Sale | 158 | 9.9590 GBP | ||||
| ORD | Sale | 181 | 9.9910 GBP | ||||
| ORD | Sale | 215 | 9.9230 GBP | ||||
| ORD | Sale | 236 | 10.0150 GBP | ||||
| ORD | Sale | 236 | 9.9565 GBP | ||||
| ORD | Sale | 236 | 9.9690 GBP | ||||
| ORD | Sale | 293 | 9.9340 GBP | ||||
| ORD | Sale | 361 | 9.9795 GBP | ||||
| ORD | Sale | 361 | 9.9430 GBP | ||||
| ORD | Sale | 361 | 9.9380 GBP | ||||
| ORD | Sale | 361 | 9.9350 GBP | ||||
| ORD | Sale | 361 | 9.9445 GBP | ||||
| ORD | Sale | 370 | 9.9310 GBP | ||||
| ORD | Sale | 373 | 10.1700 GBP | ||||
| ORD | Sale | 373 | 9.9325 GBP | ||||
| ORD | Sale | 394 | 9.9455 GBP | ||||
| ORD | Sale | 394 | 9.9670 GBP | ||||
| ORD | Sale | 394 | 9.9420 GBP | ||||
| ORD | Sale | 400 | 10.0595 GBP | ||||
| ORD | Sale | 506 | 10.1675 GBP | ||||
| ORD | Sale | 520 | 10.1014 GBP | ||||
| ORD | Sale | 532 | 9.9700 GBP | ||||
| ORD | Sale | 551 | 9.9890 GBP | ||||
| ORD | Sale | 579 | 10.1350 GBP | ||||
| ADR | Sale | 600 | 15.3000 USD | ||||
| ORD | Sale | 616 | 9.9330 GBP | ||||
| ORD | Sale | 673 | 10.1725 GBP | ||||
| ORD | Sale | 673 | 10.0275 GBP | ||||
| ORD | Sale | 673 | 10.0225 GBP | ||||
| ORD | Sale | 673 | 10.1750 GBP | ||||
| ORD | Sale | 677 | 9.9335 GBP | ||||
| ORD | Sale | 680 | 10.0900 GBP | ||||
| ORD | Sale | 707 | 10.1300 GBP | ||||
| ORD | Sale | 788 | 9.9720 GBP | ||||
| ORD | Sale | 813 | 9.9250 GBP | ||||
| ORD | Sale | 846 | 9.9950 GBP | ||||
| ORD | Sale | 987 | 10.0020 GBP | ||||
| ORD | Sale | 1,000 | 9.9390 GBP | ||||
| ORD | Sale | 1,003 | 9.9560 GBP | ||||
| ORD | Sale | 1,106 | 10.0800 GBP | ||||
| ORD | Sale | 1,159 | 9.9300 GBP | ||||
| ORD | Sale | 1,187 | 9.9900 GBP | ||||
| ORD | Sale | 1,323 | 9.9810 GBP | ||||
| ORD | Sale | 1,346 | 10.1275 GBP | ||||
| ORD | Sale | 1,346 | 10.1525 GBP | ||||
| ORD | Sale | 1,351 | 10.0775 GBP | ||||
| ORD | Sale | 1,352 | 10.0125 GBP | ||||
| ORD | Sale | 1,488 | 10.0825 GBP | ||||
| ORD | Sale | 1,516 | 10.0100 GBP | ||||
| ORD | Sale | 1,550 | 10.1375 GBP | ||||
| ORD | Sale | 1,600 | 10.0573 GBP | ||||
| ORD | Sale | 1,697 | 10.0175 GBP | ||||
| ORD | Sale | 1,747 | 10.0750 GBP | ||||
| ORD | Sale | 1,765 | 10.0300 GBP | ||||
| ORD | Sale | 1,781 | 10.0325 GBP | ||||
| ORD | Sale | 1,824 | 10.0925 GBP | ||||
| ORD | Sale | 1,926 | 10.1075 GBP | ||||
| ORD | Sale | 1,969 | 10.1400 GBP | ||||
| ORD | Sale | 2,029 | 10.1425 GBP | ||||
| ORD | Sale | 2,136 | 10.1650 GBP | ||||
| ORD | Sale | 2,445 | 10.0200 GBP | ||||
| ORD | Sale | 2,492 | 10.0400 GBP | ||||
| ORD | Sale | 2,564 | 10.1575 GBP | ||||
| ORD | Sale | 2,782 | 10.0350 GBP | ||||
| ORD | Sale | 2,851 | 10.0875 GBP | ||||
| ORD | Sale | 2,875 | 10.1550 GBP | ||||
| ORD | Sale | 3,228 | 10.1250 GBP | ||||
| ORD | Sale | 3,580 | 10.1325 GBP | ||||
| ORD | Sale | 3,683 | 10.1000 GBP | ||||
| ORD | Sale | 3,691 | 10.1125 GBP | ||||
| ORD | Sale | 3,757 | 10.1179 GBP | ||||
| ORD | Sale | 3,865 | 10.0650 GBP | ||||
| ORD | Sale | 4,557 | 10.1600 GBP | ||||
| ORD | Sale | 4,840 | 10.0625 GBP | ||||
| ORD | Sale | 4,960 | 10.0575 GBP | ||||
| ORD | Sale | 5,131 | 10.1475 GBP | ||||
| ORD | Sale | 5,139 | 10.0550 GBP | ||||
| ORD | Sale | 5,211 | 10.0675 GBP | ||||
| ORD | Sale | 5,231 | 10.0725 GBP | ||||
| ORD | Sale | 5,396 | 10.1100 GBP | ||||
| ORD | Sale | 5,417 | 10.1225 GBP | ||||
| ORD | Sale | 5,700 | 10.0850 GBP | ||||
| ORD | Sale | 5,851 | 10.0375 GBP | ||||
| ORD | Sale | 6,000 | 10.0093 GBP | ||||
| ORD | Sale | 6,472 | 10.1025 GBP | ||||
| ORD | Sale | 6,714 | 10.0450 GBP | ||||
| ORD | Sale | 6,807 | 10.0475 GBP | ||||
| ORD | Sale | 6,853 | 10.1050 GBP | ||||
| ORD | Sale | 7,440 | 10.0700 GBP | ||||
| ORD | Sale | 8,081 | 10.0425 GBP | ||||
| ORD | Sale | 8,868 | 10.1285 GBP | ||||
| ORD | Sale | 9,408 | 10.1150 GBP | ||||
| ORD | Sale | 9,438 | 10.0388 GBP | ||||
| ORD | Sale | 10,191 | 10.0525 GBP | ||||
| ORD | Sale | 11,246 | 10.1200 GBP | ||||
| ORD | Sale | 12,464 | 10.1175 GBP | ||||
| ORD | Sale | 12,621 | 10.1306 GBP | ||||
| ADR | Sale | 16,000 | 15.2300 USD | ||||
| ORD | Sale | 23,930 | 10.1058 GBP | ||||
| ORD | Sale | 28,861 | 10.0927 GBP | ||||
| ORD | Sale | 29,067 | 10.0600 GBP | ||||
| ORD | Sale | 32,750 | 10.0697 GBP | ||||
| ORD | Sale | 34,994 | 10.1500 GBP | ||||
| ORD | Sale | 35,873 | 10.0500 GBP | ||||
| ORD | Sale | 42,558 | 10.1104 GBP | ||||
| ORD | Sale | 55,559 | 10.0859 GBP | ||||
| ORD | Sale | 57,323 | 10.0576 GBP | ||||
| ORD | Sale | 98,851 | 10.0910 GBP | ||||
| ORD | Sale | 104,990 | 10.0749 GBP | ||||
| ORD | Sale | 132,480 | 10.0879 GBP | ||||
| ORD | Sale | 317,185 | 10.0979 GBP | ||||
| ORD | Sale | 736,091 | 10.0847 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 1,138 | 3.8203 GBP | |||||
| ORD | CFD | Long | 1,847 | 3.9062 GBP | |||||
| ORD | CFD | Long | 1,852 | 3.9094 GBP | |||||
| ORD | CFD | Long | 4,189 | 3.9046 GBP | |||||
| ORD | SWAP | Long | 16,114 | 3.8717 GBP | |||||
| ORD | SWAP | Long | 16,286 | 3.9011 GBP | |||||
| ORD | CFD | Short | 1,847 | 3.8503 GBP | |||||
| ORD | SWAP | Short | 3,636 | 3.8406 GBP | |||||
| ORD | SWAP | Short | 15,501 | 3.8784 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, |
| formal or informal, relating to relevant securities which may be an inducement to deal |
| or refrain from dealing entered into by the person making the disclosure and any party |
| to the offer or any person acting in concert with a party to the offer: |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between |
| the person making the disclosure and any other person relating to: |
| (i) the voting rights of any relevant securities under any option; or |
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which |
| any derivative is referenced: |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 24 Nov 2015 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151124005731/en/
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