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Form 8.3 - PACE PLC

28th Jul 2015 13:15

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose PACE PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 27 July 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ARRIS GROUP INC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 9,775,153 3.05% 99,871 0.03%
(2) Cash-settled derivatives:
30,367 0.01% 8,211,254 2.57%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 9,805,520 3.06% 8,311,125 2.60%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities
ORD Purchase 115 3.6170 GBP
ORD Purchase 200 3.6620 GBP
ORD Purchase 228 3.7097 GBP
ORD Purchase 1,434 3.6353 GBP
ORD Purchase 2,512 3.6519 GBP
ORD Purchase 7,042 3.6406 GBP
ORD Purchase 29,356 3.6462 GBP
ORD Purchase 31,916 3.6569 GBP
ORD Purchase 32,000 3.6540 GBP
ORD Sale 865 3.6701 GBP
ORD Sale 1,168 3.6631 GBP
ORD Sale 6,481 3.6685 GBP
ORD Sale 16,027 3.6547 GBP
ORD Sale 45,946 3.6496 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD CFD Long 865 3.6701 GBP
ORD SWAP Long 1,168 3.6631 GBP
ORD SWAP Long 1,181 3.6760 GBP
ORD SWAP Long 8,842 3.6598 GBP
ORD CFD Long 32,000 3.6540 GBP
ORD SWAP Long 33,718 3.6510 GBP
ORD CFD Long 24,485 3.6500 GBP
ORD CFD Short 23 3.6756 GBP
ORD CFD Short 35 3.6845 GBP
ORD CFD Short 80 3.6695 GBP
ORD CFD Short 80 3.6805 GBP
ORD CFD Short 120 3.6814 GBP
ORD CFD Short 200 3.6574 GBP
ORD CFD Short 200 3.6624 GBP
ORD CFD Short 200 3.6734 GBP
ORD CFD Short 200 3.6784 GBP
ORD CFD Short 200 3.6804 GBP
ORD CFD Short 200 3.7064 GBP
ORD CFD Short 210 3.6884 GBP
ORD CFD Short 280 3.7074 GBP
ORD CFD Short 300 3.6824 GBP
ORD CFD Short 400 3.6644 GBP
ORD CFD Short 400 3.6664 GBP
ORD CFD Short 400 3.6684 GBP
ORD CFD Short 400 3.6724 GBP
ORD CFD Short 400 3.6744 GBP
ORD CFD Short 400 3.6834 GBP
ORD CFD Short 400 3.6844 GBP
ORD CFD Short 500 3.7014 GBP
ORD CFD Short 547 3.6758 GBP
ORD CFD Short 600 3.6704 GBP
ORD CFD Short 800 3.6714 GBP
ORD CFD Short 1,200 3.6584 GBP
ORD CFD Short 1,200 3.6774 GBP
ORD CFD Short 1,500 3.6754 GBP
ORD CFD Short 3,682 3.6764 GBP
ORD SWAP Short 4,159 3.6569 GBP
ORD SWAP Short 17,516 3.6215 GBP
ORD SWAP Short 34,999 3.6537 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type

e.g. American, European etc.

Expiry date Option money paid/ received per unit

(ii) Exercise

Class of relevant security Product description

e.g. call option

Exercising/ exercised against Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 28 Jul 2015
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/20150728005942/en/

Copyright Business Wire 2015


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