2nd Oct 2015 13:38
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | PACE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 1 October 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ARRIS GROUP INC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 6,065,519 | 1.89% | 263,000 | 0.08% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 170,636 | 0.05% | 4,818,875 | 1.50% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 6,236,155 | 1.95% | 5,081,875 | 1.59% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 144 | 3.6085 GBP | ||||
| ORD | Purchase | 2,604 | 3.6249 GBP | ||||
| ORD | Purchase | 2,663 | 3.6343 GBP | ||||
| ORD | Purchase | 4,795 | 3.6202 GBP | ||||
| ORD | Purchase | 8,187 | 3.6200 GBP | ||||
| ORD | Purchase | 13,395 | 3.6049 GBP | ||||
| ORD | Purchase | 14,396 | 3.6185 GBP | ||||
| ORD | Purchase | 16,362 | 3.6322 GBP | ||||
| ORD | Purchase | 17,142 | 3.6267 GBP | ||||
| ORD | Purchase | 33,200 | 3.6308 GBP | ||||
| ORD | Sale | 210 | 3.6427 GBP | ||||
| ORD | Sale | 250 | 3.6429 GBP | ||||
| ORD | Sale | 360 | 3.6420 GBP | ||||
| ORD | Sale | 500 | 3.5760 GBP | ||||
| ORD | Sale | 2,111 | 3.6310 GBP | ||||
| ORD | Sale | 3,180 | 3.6225 GBP | ||||
| ORD | Sale | 5,569 | 3.6130 GBP | ||||
| ORD | Sale | 9,169 | 3.6216 GBP | ||||
| ORD | Sale | 9,635 | 3.6220 GBP | ||||
| ORD | Sale | 14,023 | 3.6176 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 300 | 3.6383 GBP | |||||
| ORD | CFD | Long | 1,180 | 3.6420 GBP | |||||
| ORD | CFD | Long | 1,293 | 3.6025 GBP | |||||
| ORD | SWAP | Long | 28,151 | 3.6176 GBP | |||||
| ORD | CFD | Short | 2 | 3.6300 GBP | |||||
| ORD | CFD | Short | 20 | 3.6205 GBP | |||||
| ORD | CFD | Short | 24 | 3.6062 GBP | |||||
| ORD | CFD | Short | 27 | 3.6285 GBP | |||||
| ORD | CFD | Short | 36 | 3.6055 GBP | |||||
| ORD | CFD | Short | 40 | 3.6215 GBP | |||||
| ORD | CFD | Short | 46 | 3.6054 GBP | |||||
| ORD | CFD | Short | 52 | 3.6113 GBP | |||||
| ORD | CFD | Short | 54 | 3.6053 GBP | |||||
| ORD | CFD | Short | 100 | 3.6214 GBP | |||||
| ORD | CFD | Short | 144 | 3.6086 GBP | |||||
| ORD | CFD | Short | 160 | 3.6193 GBP | |||||
| ORD | CFD | Short | 200 | 3.6274 GBP | |||||
| ORD | CFD | Short | 232 | 3.6064 GBP | |||||
| ORD | CFD | Short | 395 | 3.6160 GBP | |||||
| ORD | CFD | Short | 440 | 3.6114 GBP | |||||
| ORD | CFD | Short | 520 | 3.6164 GBP | |||||
| ORD | CFD | Short | 600 | 3.6384 GBP | |||||
| ORD | CFD | Short | 650 | 3.6284 GBP | |||||
| ORD | CFD | Short | 678 | 3.6184 GBP | |||||
| ORD | CFD | Short | 800 | 3.6334 GBP | |||||
| ORD | CFD | Short | 808 | 3.6369 GBP | |||||
| ORD | CFD | Short | 890 | 3.6254 GBP | |||||
| ORD | CFD | Short | 1,100 | 3.6374 GBP | |||||
| ORD | CFD | Short | 1,194 | 3.6344 GBP | |||||
| ORD | CFD | Short | 1,200 | 3.6394 GBP | |||||
| ORD | CFD | Short | 1,225 | 3.6294 GBP | |||||
| ORD | CFD | Short | 1,250 | 3.6364 GBP | |||||
| ORD | CFD | Short | 1,260 | 3.6194 GBP | |||||
| ORD | CFD | Short | 1,290 | 3.6204 GBP | |||||
| ORD | SWAP | Short | 1,300 | 3.6099 GBP | |||||
| ORD | CFD | Short | 1,450 | 3.6354 GBP | |||||
| ORD | CFD | Short | 1,520 | 3.6314 GBP | |||||
| ORD | CFD | Short | 2,040 | 3.6234 GBP | |||||
| ORD | CFD | Short | 2,900 | 3.6324 GBP | |||||
| ORD | CFD | Short | 3,090 | 3.6304 GBP | |||||
| ORD | CFD | Short | 3,675 | 3.6087 GBP | |||||
| ORD | SWAP | Short | 5,100 | 3.6330 GBP | |||||
| ORD | SWAP | Short | 29,715 | 3.6156 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 2 Oct 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151002005360/en/
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