16th Jun 2015 12:51
| FORM 8.3 | |||||||||||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||||
| MORE | |||||||||||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Full name of discloser: | Barclays PLC. | |||||||||||||
| (b) | Owner or controller of interest and short | ||||||||||||||
| positions disclosed, if different from 1(a): | |||||||||||||||
| (c) | Name of offeror/offeree in relation to whose | PACE PLC | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (d) | If an exempt fund manager connected with an | ||||||||||||||
| offeror/offeree, state this and specify identity of | |||||||||||||||
| offeror/offeree: | |||||||||||||||
| (e) | Date position held/dealing undertaken: | 15 June 2015 | |||||||||||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||||||||||
| disclosures in respect of any other party to the offer? | ARRIS GROUP INC | ||||||||||||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 9,944,252 | 3.11% | 63,206 | 0.02% | |||||||||||
| (2) | Cash-settled derivatives: | ||||||||||||||
| 0 | 0.00% | 8,375,797 | 2.62% | ||||||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 9,944,252 | 3.11% | 8,439,003 | 2.64% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 210 | 3.8685 GBP | ||||||||||||
| ORD | Purchase | 210 | 3.8800 GBP | ||||||||||||
| ORD | Purchase | 211 | 3.8775 GBP | ||||||||||||
| ORD | Purchase | 213 | 3.8615 GBP | ||||||||||||
| ORD | Purchase | 280 | 3.8795 GBP | ||||||||||||
| ORD | Purchase | 484 | 3.8785 GBP | ||||||||||||
| ORD | Purchase | 500 | 3.8480 GBP | ||||||||||||
| ORD | Purchase | 504 | 3.8740 GBP | ||||||||||||
| ORD | Purchase | 537 | 3.8460 GBP | ||||||||||||
| ORD | Purchase | 652 | 3.8520 GBP | ||||||||||||
| ORD | Purchase | 688 | 3.8625 GBP | ||||||||||||
| ORD | Purchase | 692 | 3.8635 GBP | ||||||||||||
| ORD | Purchase | 782 | 3.8595 GBP | ||||||||||||
| ORD | Purchase | 858 | 3.8665 GBP | ||||||||||||
| ORD | Purchase | 982 | 3.8700 GBP | ||||||||||||
| ORD | Purchase | 1,059 | 3.8610 GBP | ||||||||||||
| ORD | Purchase | 1,069 | 3.8680 GBP | ||||||||||||
| ORD | Purchase | 1,149 | 3.8490 GBP | ||||||||||||
| ORD | Purchase | 1,162 | 3.8540 GBP | ||||||||||||
| ORD | Purchase | 1,182 | 3.8612 GBP | ||||||||||||
| ORD | Purchase | 1,280 | 3.8710 GBP | ||||||||||||
| ORD | Purchase | 1,327 | 3.8470 GBP | ||||||||||||
| ORD | Purchase | 1,453 | 3.8570 GBP | ||||||||||||
| ORD | Purchase | 1,522 | 3.8550 GBP | ||||||||||||
| ORD | Purchase | 2,080 | 3.8580 GBP | ||||||||||||
| ORD | Purchase | 2,136 | 3.8660 GBP | ||||||||||||
| ORD | Purchase | 2,418 | 3.8602 GBP | ||||||||||||
| ORD | Purchase | 2,424 | 3.8690 GBP | ||||||||||||
| ORD | Purchase | 2,670 | 3.8640 GBP | ||||||||||||
| ORD | Purchase | 2,682 | 3.8670 GBP | ||||||||||||
| ORD | Purchase | 2,869 | 3.8500 GBP | ||||||||||||
| ORD | Purchase | 3,261 | 3.8600 GBP | ||||||||||||
| ORD | Purchase | 3,512 | 3.8560 GBP | ||||||||||||
| ORD | Purchase | 5,965 | 3.8585 GBP | ||||||||||||
| ORD | Purchase | 6,144 | 3.8510 GBP | ||||||||||||
| ORD | Purchase | 9,698 | 3.8530 GBP | ||||||||||||
| ORD | Purchase | 39,589 | 3.8609 GBP | ||||||||||||
| ORD | Sale | 210 | 3.8798 GBP | ||||||||||||
| ORD | Sale | 211 | 3.8775 GBP | ||||||||||||
| ORD | Sale | 213 | 3.8615 GBP | ||||||||||||
| ORD | Sale | 280 | 3.8793 GBP | ||||||||||||
| ORD | Sale | 303 | 3.8708 GBP | ||||||||||||
| ORD | Sale | 353 | 3.8663 GBP | ||||||||||||
| ORD | Sale | 484 | 3.8785 GBP | ||||||||||||
| ORD | Sale | 490 | 3.8610 GBP | ||||||||||||
| ORD | Sale | 500 | 3.8480 GBP | ||||||||||||
| ORD | Sale | 504 | 3.8740 GBP | ||||||||||||
| ORD | Sale | 505 | 3.8665 GBP | ||||||||||||
| ORD | Sale | 537 | 3.8460 GBP | ||||||||||||
| ORD | Sale | 561 | 3.8595 GBP | ||||||||||||
| ORD | Sale | 569 | 3.8608 GBP | ||||||||||||
| ORD | Sale | 652 | 3.8520 GBP | ||||||||||||
| ORD | Sale | 688 | 3.8625 GBP | ||||||||||||
| ORD | Sale | 692 | 3.8635 GBP | ||||||||||||
| ORD | Sale | 977 | 3.8710 GBP | ||||||||||||
| ORD | Sale | 982 | 3.8700 GBP | ||||||||||||
| ORD | Sale | 1,069 | 3.8680 GBP | ||||||||||||
| ORD | Sale | 1,141 | 3.8598 GBP | ||||||||||||
| ORD | Sale | 1,144 | 3.8510 GBP | ||||||||||||
| ORD | Sale | 1,149 | 3.8490 GBP | ||||||||||||
| ORD | Sale | 1,162 | 3.8540 GBP | ||||||||||||
| ORD | Sale | 1,327 | 3.8470 GBP | ||||||||||||
| ORD | Sale | 1,453 | 3.8570 GBP | ||||||||||||
| ORD | Sale | 1,522 | 3.8550 GBP | ||||||||||||
| ORD | Sale | 1,836 | 3.8660 GBP | ||||||||||||
| ORD | Sale | 2,080 | 3.8580 GBP | ||||||||||||
| ORD | Sale | 2,120 | 3.8600 GBP | ||||||||||||
| ORD | Sale | 2,424 | 3.8690 GBP | ||||||||||||
| ORD | Sale | 2,670 | 3.8640 GBP | ||||||||||||
| ORD | Sale | 2,682 | 3.8670 GBP | ||||||||||||
| ORD | Sale | 2,869 | 3.8500 GBP | ||||||||||||
| ORD | Sale | 3,512 | 3.8560 GBP | ||||||||||||
| ORD | Sale | 4,210 | 3.8683 GBP | ||||||||||||
| ORD | Sale | 5,360 | 3.8611 GBP | ||||||||||||
| ORD | Sale | 9,763 | 3.8593 GBP | ||||||||||||
| ORD | Sale | 10,106 | 3.8530 GBP | ||||||||||||
| ORD | Sale | 32,953 | 3.8623 GBP | ||||||||||||
| (b) | Cash-settled derivative transactions | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | CFD | Long | 2,155 | 3.8534 GBP | |||||||||||
| ORD | SWAP | Long | 4,560 | 3.8639 GBP | |||||||||||
| ORD | SWAP | Long | 12,595 | 3.8619 GBP | |||||||||||
| ORD | CFD | Long | 23,306 | 3.9010 GBP | |||||||||||
| ORD | SWAP | Short | 1,800 | 3.8633 GBP | |||||||||||
| ORD | CFD | Short | 5,000 | 3.8514 GBP | |||||||||||
| ORD | CFD | Short | 5,965 | 3.8585 GBP | |||||||||||
| ORD | SWAP | Short | 8,736 | 3.8552 GBP | |||||||||||
| ORD | CFD | Short | 23,306 | 3.9010 GBP | |||||||||||
| (c) | Stock-settled derivative transactions (including options) | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||||||||||
|
| |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 16 Jun 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 020 7773 0635 | ||||||||||||||
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