8th Jun 2015 13:56
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | PACE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 5 June 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ARRIS GROUP INC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 10,033,747 | 3.14% | 66,252 | 0.02% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 8,320,092 | 2.60% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 10,030,747 | 3.14% | 8,386,344 | 2.62% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 690 | 4.0843 GBP | ||||
| ORD | Purchase | 1,134 | 4.0871 GBP | ||||
| ORD | Purchase | 1,658 | 4.0850 GBP | ||||
| ORD | Purchase | 1,956 | 4.0942 GBP | ||||
| ORD | Purchase | 2,112 | 4.1014 GBP | ||||
| ORD | Purchase | 2,761 | 4.0825 GBP | ||||
| ORD | Purchase | 4,476 | 4.0915 GBP | ||||
| ORD | Purchase | 7,181 | 4.0903 GBP | ||||
| ORD | Purchase | 21,914 | 4.0904 GBP | ||||
| ORD | Purchase | 29,001 | 4.0927 GBP | ||||
| ORD | Purchase | 56,028 | 4.1000 GBP | ||||
| ORD | Sale | 236 | 4.0700 GBP | ||||
| ORD | Sale | 1,312 | 4.0955 GBP | ||||
| ORD | Sale | 1,435 | 4.0853 GBP | ||||
| ORD | Sale | 1,831 | 4.0907 GBP | ||||
| ORD | Sale | 1,836 | 4.0961 GBP | ||||
| ORD | Sale | 3,030 | 4.0834 GBP | ||||
| ORD | Sale | 4,142 | 4.0947 GBP | ||||
| ORD | Sale | 6,082 | 4.0970 GBP | ||||
| ORD | Sale | 10,622 | 4.0900 GBP | ||||
| ORD | Sale | 29,414 | 4.1025 GBP | ||||
| ORD | Sale | 60,800 | 4.0924 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 1,836 | 4.0961 GBP | |||||
| ORD | SWAP | Long | 2,000 | 4.0990 GBP | |||||
| ORD | CFD | Long | 1,435 | 4.0853 GBP | |||||
| ORD | SWAP | Long | 2,920 | 4.0865 GBP | |||||
| ORD | CFD | Long | 10,432 | 4.0920 GBP | |||||
| ORD | SWAP | Long | 13,717 | 4.0983 GBP | |||||
| ORD | SWAP | Long | 21,017 | 4.0898 GBP | |||||
| ORD | CFD | Short | 1 | 4.0800 GBP | |||||
| ORD | CFD | Short | 2 | 4.0900 GBP | |||||
| ORD | CFD | Short | 9 | 4.1000 GBP | |||||
| ORD | CFD | Short | 10 | 4.0720 GBP | |||||
| ORD | CFD | Short | 10 | 4.0730 GBP | |||||
| ORD | CFD | Short | 12 | 4.0816 GBP | |||||
| ORD | CFD | Short | 15 | 4.0933 GBP | |||||
| ORD | CFD | Short | 20 | 4.0985 GBP | |||||
| ORD | CFD | Short | 21 | 4.0742 GBP | |||||
| ORD | CFD | Short | 26 | 4.0973 GBP | |||||
| ORD | CFD | Short | 30 | 4.0733 GBP | |||||
| ORD | CFD | Short | 30 | 4.1023 GBP | |||||
| ORD | CFD | Short | 32 | 4.0784 GBP | |||||
| ORD | CFD | Short | 44 | 4.0763 GBP | |||||
| ORD | CFD | Short | 44 | 4.0804 GBP | |||||
| ORD | CFD | Short | 50 | 4.0844 GBP | |||||
| ORD | CFD | Short | 50 | 4.0854 GBP | |||||
| ORD | CFD | Short | 50 | 4.0884 GBP | |||||
| ORD | CFD | Short | 60 | 4.0805 GBP | |||||
| ORD | CFD | Short | 62 | 4.0795 GBP | |||||
| ORD | CFD | Short | 80 | 4.0835 GBP | |||||
| ORD | CFD | Short | 100 | 4.0845 GBP | |||||
| ORD | CFD | Short | 100 | 4.0875 GBP | |||||
| ORD | CFD | Short | 130 | 4.0744 GBP | |||||
| ORD | CFD | Short | 138 | 4.1005 GBP | |||||
| ORD | CFD | Short | 165 | 4.0904 GBP | |||||
| ORD | CFD | Short | 185 | 4.0824 GBP | |||||
| ORD | CFD | Short | 200 | 4.0735 GBP | |||||
| ORD | CFD | Short | 200 | 4.0755 GBP | |||||
| ORD | CFD | Short | 270 | 4.1024 GBP | |||||
| ORD | CFD | Short | 301 | 4.0754 GBP | |||||
| ORD | CFD | Short | 318 | 4.0865 GBP | |||||
| ORD | CFD | Short | 319 | 4.0764 GBP | |||||
| ORD | CFD | Short | 320 | 4.0825 GBP | |||||
| ORD | CFD | Short | 336 | 4.0775 GBP | |||||
| ORD | CFD | Short | 341 | 4.0995 GBP | |||||
| ORD | CFD | Short | 360 | 4.0975 GBP | |||||
| ORD | CFD | Short | 387 | 4.0905 GBP | |||||
| ORD | CFD | Short | 426 | 4.0745 GBP | |||||
| ORD | CFD | Short | 440 | 4.0705 GBP | |||||
| ORD | CFD | Short | 504 | 4.0715 GBP | |||||
| ORD | CFD | Short | 520 | 4.0765 GBP | |||||
| ORD | CFD | Short | 529 | 4.0834 GBP | |||||
| ORD | CFD | Short | 558 | 4.1004 GBP | |||||
| ORD | CFD | Short | 560 | 4.0724 GBP | |||||
| ORD | CFD | Short | 600 | 4.1015 GBP | |||||
| ORD | CFD | Short | 612 | 4.0794 GBP | |||||
| ORD | CFD | Short | 625 | 4.0890 GBP | |||||
| ORD | CFD | Short | 670 | 4.0774 GBP | |||||
| ORD | CFD | Short | 680 | 4.0954 GBP | |||||
| ORD | CFD | Short | 840 | 4.0965 GBP | |||||
| ORD | CFD | Short | 1,125 | 4.0974 GBP | |||||
| ORD | SWAP | Short | 1,679 | 4.0987 GBP | |||||
| ORD | CFD | Short | 2,550 | 4.0864 GBP | |||||
| ORD | CFD | Short | 3,229 | 4.0994 GBP | |||||
| ORD | CFD | Short | 3,552 | 4.1228 GBP | |||||
| ORD | CFD | Short | 3,700 | 4.0964 GBP | |||||
| ORD | CFD | Short | 4,476 | 4.0915 GBP | |||||
| ORD | CFD | Short | 5,445 | 4.0984 GBP | |||||
| ORD | SWAP | Short | 23,280 | 4.0934 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 8 Jun 2015 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150608005791/en/
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