15th Jun 2022 14:33
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 14 June 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,706,560 | 0.30% | 1,152,986 | 0.20% | |||
(2) | Cash-settled derivatives: | ||||||
1,141,295 | 0.20% | 2,524,152 | 0.44% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 2,847,855 | 0.50% | 3,677,138 | 0.64% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
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Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 4 | 22.0350 USD | ||||
USD 0.01 common | Purchase | 7 | 21.9400 USD | ||||
USD 0.01 common | Purchase | 8 | 22.0400 USD | ||||
USD 0.01 common | Purchase | 10 | 21.9800 USD | ||||
USD 0.01 common | Purchase | 34 | 21.8264 USD | ||||
USD 0.01 common | Purchase | 71 | 21.9123 USD | ||||
USD 0.01 common | Purchase | 104 | 21.9050 USD | ||||
USD 0.01 common | Purchase | 108 | 21.9057 USD | ||||
USD 0.01 common | Purchase | 198 | 21.9139 USD | ||||
USD 0.01 common | Purchase | 204 | 21.9075 USD | ||||
USD 0.01 common | Purchase | 205 | 21.9707 USD | ||||
USD 0.01 common | Purchase | 215 | 21.8754 USD | ||||
USD 0.01 common | Purchase | 222 | 21.9875 USD | ||||
USD 0.01 common | Purchase | 292 | 21.3500 EUR | ||||
USD 0.01 common | Purchase | 304 | 21.9065 USD | ||||
USD 0.01 common | Purchase | 305 | 21.9213 USD | ||||
USD 0.01 common | Purchase | 313 | 21.9407 USD | ||||
USD 0.01 common | Purchase | 317 | 21.9021 USD | ||||
USD 0.01 common | Purchase | 404 | 21.8268 USD | ||||
USD 0.01 common | Purchase | 404 | 21.8340 USD | ||||
USD 0.01 common | Purchase | 406 | 21.8926 USD | ||||
USD 0.01 common | Purchase | 500 | 21.8590 USD | ||||
USD 0.01 common | Purchase | 500 | 21.8587 USD | ||||
USD 0.01 common | Purchase | 500 | 21.9980 USD | ||||
USD 0.01 common | Purchase | 589 | 21.9194 USD | ||||
USD 0.01 common | Purchase | 600 | 21.8808 USD | ||||
USD 0.01 common | Purchase | 600 | 21.8950 USD | ||||
USD 0.01 common | Purchase | 609 | 21.9211 USD | ||||
USD 0.01 common | Purchase | 634 | 21.9717 USD | ||||
USD 0.01 common | Purchase | 648 | 21.9950 USD | ||||
USD 0.01 common | Purchase | 812 | 21.8369 USD | ||||
USD 0.01 common | Purchase | 838 | 21.9781 USD | ||||
USD 0.01 common | Purchase | 1,420 | 22.1526 USD | ||||
USD 0.01 common | Purchase | 1,800 | 22.0000 USD | ||||
USD 0.01 common | Purchase | 1,800 | 21.9958 USD | ||||
USD 0.01 common | Purchase | 1,855 | 21.8958 USD | ||||
USD 0.01 common | Purchase | 1,911 | 21.9969 USD | ||||
USD 0.01 common | Purchase | 2,156 | 21.9896 USD | ||||
USD 0.01 common | Purchase | 2,385 | 22.3146 USD | ||||
USD 0.01 common | Purchase | 2,711 | 21.9985 USD | ||||
USD 0.01 common | Purchase | 2,832 | 21.8055 USD | ||||
USD 0.01 common | Purchase | 2,860 | 22.1873 USD | ||||
USD 0.01 common | Purchase | 3,100 | 21.9992 USD | ||||
USD 0.01 common | Purchase | 3,416 | 21.9925 USD | ||||
USD 0.01 common | Purchase | 3,800 | 21.8900 USD | ||||
USD 0.01 common | Purchase | 3,835 | 21.8504 USD | ||||
USD 0.01 common | Purchase | 4,313 | 21.9902 USD | ||||
USD 0.01 common | Purchase | 4,531 | 21.9852 USD | ||||
USD 0.01 common | Purchase | 5,959 | 21.9915 USD | ||||
USD 0.01 common | Purchase | 7,300 | 21.9254 USD | ||||
USD 0.01 common | Purchase | 8,079 | 22.0025 USD | ||||
USD 0.01 common | Purchase | 8,382 | 21.9445 USD | ||||
USD 0.01 common | Purchase | 8,676 | 21.9957 USD | ||||
USD 0.01 common | Purchase | 8,787 | 21.9877 USD | ||||
USD 0.01 common | Purchase | 9,924 | 21.9052 USD | ||||
USD 0.01 common | Purchase | 11,253 | 21.8948 USD | ||||
USD 0.01 common | Purchase | 12,329 | 21.9091 USD | ||||
USD 0.01 common | Purchase | 13,809 | 21.9077 USD | ||||
USD 0.01 common | Purchase | 14,418 | 21.9768 USD | ||||
USD 0.01 common | Purchase | 17,308 | 21.9192 USD | ||||
USD 0.01 common | Purchase | 21,615 | 21.9900 USD | ||||
USD 0.01 common | Purchase | 21,944 | 21.9385 USD | ||||
USD 0.01 common | Purchase | 30,659 | 21.9201 USD | ||||
USD 0.01 common | Purchase | 35,159 | 21.9888 USD | ||||
USD 0.01 common | Purchase | 40,692 | 21.9821 USD | ||||
USD 0.01 common | Purchase | 105,342 | 22.1143 USD | ||||
USD 0.01 common | Purchase | 147,525 | 22.0021 USD | ||||
USD 0.01 common | Purchase | 152,448 | 21.9197 USD | ||||
USD 0.01 common | Purchase | 171,579 | 21.9560 USD | ||||
USD 0.01 common | Purchase | 355,220 | 21.9874 USD | ||||
USD 0.01 common | Purchase | 650,000 | 22.0231 USD | ||||
USD 0.01 common | Purchase | 1,187,654 | 22.0126 USD | ||||
USD 0.01 common | Sale | 2 | 22.3000 USD | ||||
USD 0.01 common | Sale | 11 | 22.1899 USD | ||||
USD 0.01 common | Sale | 15 | 21.8600 USD | ||||
USD 0.01 common | Sale | 34 | 21.8264 USD | ||||
USD 0.01 common | Sale | 49 | 22.2950 USD | ||||
USD 0.01 common | Sale | 68 | 21.8800 USD | ||||
USD 0.01 common | Sale | 74 | 22.3125 USD | ||||
USD 0.01 common | Sale | 84 | 22.3089 USD | ||||
USD 0.01 common | Sale | 100 | 21.7800 USD | ||||
USD 0.01 common | Sale | 100 | 21.9350 USD | ||||
USD 0.01 common | Sale | 100 | 21.8300 USD | ||||
USD 0.01 common | Sale | 100 | 21.8150 USD | ||||
USD 0.01 common | Sale | 108 | 22.3081 USD | ||||
USD 0.01 common | Sale | 148 | 22.2687 USD | ||||
USD 0.01 common | Sale | 149 | 22.0400 USD | ||||
USD 0.01 common | Sale | 178 | 21.8400 USD | ||||
USD 0.01 common | Sale | 225 | 21.8200 USD | ||||
USD 0.01 common | Sale | 292 | 21.3500 EUR | ||||
USD 0.01 common | Sale | 299 | 21.8501 USD | ||||
USD 0.01 common | Sale | 300 | 21.8550 USD | ||||
USD 0.01 common | Sale | 301 | 21.8234 USD | ||||
USD 0.01 common | Sale | 307 | 21.8700 USD | ||||
USD 0.01 common | Sale | 312 | 21.9837 USD | ||||
USD 0.01 common | Sale | 372 | 22.1872 USD | ||||
USD 0.01 common | Sale | 486 | 21.8735 USD | ||||
USD 0.01 common | Sale | 499 | 21.8464 USD | ||||
USD 0.01 common | Sale | 500 | 21.8530 USD | ||||
USD 0.01 common | Sale | 500 | 21.9995 USD | ||||
USD 0.01 common | Sale | 500 | 21.8790 USD | ||||
USD 0.01 common | Sale | 567 | 21.8795 USD | ||||
USD 0.01 common | Sale | 583 | 22.0170 USD | ||||
USD 0.01 common | Sale | 657 | 21.8569 USD | ||||
USD 0.01 common | Sale | 677 | 21.8852 USD | ||||
USD 0.01 common | Sale | 700 | 21.8010 USD | ||||
USD 0.01 common | Sale | 748 | 21.9800 USD | ||||
USD 0.01 common | Sale | 750 | 21.8655 USD | ||||
USD 0.01 common | Sale | 774 | 21.9039 USD | ||||
USD 0.01 common | Sale | 778 | 21.8538 USD | ||||
USD 0.01 common | Sale | 800 | 21.9650 USD | ||||
USD 0.01 common | Sale | 873 | 21.8953 USD | ||||
USD 0.01 common | Sale | 885 | 21.8542 USD | ||||
USD 0.01 common | Sale | 1,000 | 21.9002 USD | ||||
USD 0.01 common | Sale | 1,091 | 21.8216 USD | ||||
USD 0.01 common | Sale | 1,628 | 22.0243 USD | ||||
USD 0.01 common | Sale | 1,832 | 21.8081 USD | ||||
USD 0.01 common | Sale | 2,219 | 21.7877 USD | ||||
USD 0.01 common | Sale | 2,391 | 21.8589 USD | ||||
USD 0.01 common | Sale | 2,529 | 22.0297 USD | ||||
USD 0.01 common | Sale | 2,822 | 22.1516 USD | ||||
USD 0.01 common | Sale | 2,860 | 22.1873 USD | ||||
USD 0.01 common | Sale | 2,985 | 21.7943 USD | ||||
USD 0.01 common | Sale | 3,402 | 21.8350 USD | ||||
USD 0.01 common | Sale | 4,826 | 21.8318 USD | ||||
USD 0.01 common | Sale | 6,031 | 21.9283 USD | ||||
USD 0.01 common | Sale | 6,372 | 21.8125 USD | ||||
USD 0.01 common | Sale | 6,376 | 22.0000 USD | ||||
USD 0.01 common | Sale | 7,856 | 22.0359 USD | ||||
USD 0.01 common | Sale | 8,079 | 22.0025 USD | ||||
USD 0.01 common | Sale | 8,140 | 21.9937 USD | ||||
USD 0.01 common | Sale | 8,200 | 21.8026 USD | ||||
USD 0.01 common | Sale | 8,674 | 22.0129 USD | ||||
USD 0.01 common | Sale | 8,886 | 21.8025 USD | ||||
USD 0.01 common | Sale | 8,905 | 21.8049 USD | ||||
USD 0.01 common | Sale | 13,156 | 21.8227 USD | ||||
USD 0.01 common | Sale | 14,248 | 21.9686 USD | ||||
USD 0.01 common | Sale | 16,080 | 21.9173 USD | ||||
USD 0.01 common | Sale | 18,739 | 21.9814 USD | ||||
USD 0.01 common | Sale | 25,342 | 21.9813 USD | ||||
USD 0.01 common | Sale | 54,269 | 21.9018 USD | ||||
USD 0.01 common | Sale | 73,509 | 21.8000 USD | ||||
USD 0.01 common | Sale | 122,620 | 22.0066 USD | ||||
USD 0.01 common | Sale | 127,589 | 21.9208 USD | ||||
USD 0.01 common | Sale | 273,078 | 21.9900 USD | ||||
USD 0.01 common | Sale | 367,827 | 21.9865 USD | ||||
USD 0.01 common | Sale | 438,362 | 22.0012 USD | ||||
USD 0.01 common | Sale | 1,183,842 | 22.0126 USD | ||||
(b) | Cash-settled derivative transactions |
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Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 15 Jun 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
Barclays