30th Mar 2022 12:42
FORM 8.3 | ||||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||||||||||
MORE | ||||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | ||||||||||||||
1. | KEY INFORMATION |
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(a) | Full name of discloser: | Barclays PLC. |
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(b) | Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 29 March 2022 |
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(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | AVAST PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,177,616 | 0.20% | 860,795 | 0.15% | |||
(2) | Cash-settled derivatives: | ||||||
391,188 | 0.07% | 1,868,008 | 0.32% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 1,568,804 | 0.27% | 2,728,803 | 0.47% | |||
Class of relevant security: | Convertible Bond US668771AB40 | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 11,000 | 0.00% | 0 | 0.00% | |||
(2) | Cash-settled derivatives: | ||||||
0 | 0.00% | 0 | 0.00% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 11,000 | 0.00% | 0 | 0.00% | |||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 1 | 27.0200 USD | ||||
USD 0.01 common | Purchase | 1 | 27.1700 USD | ||||
USD 0.01 common | Purchase | 2 | 26.5700 USD | ||||
USD 0.01 common | Purchase | 3 | 26.8033 USD | ||||
USD 0.01 common | Purchase | 22 | 26.7645 USD | ||||
USD 0.01 common | Purchase | 29 | 27.0706 USD | ||||
USD 0.01 common | Purchase | 39 | 27.3533 USD | ||||
USD 0.01 common | Purchase | 98 | 26.8700 USD | ||||
USD 0.01 common | Purchase | 100 | 27.3200 USD | ||||
USD 0.01 common | Purchase | 100 | 26.9300 USD | ||||
USD 0.01 common | Purchase | 100 | 27.1500 USD | ||||
USD 0.01 common | Purchase | 100 | 26.7000 USD | ||||
USD 0.01 common | Purchase | 101 | 27.0400 USD | ||||
USD 0.01 common | Purchase | 101 | 26.8748 USD | ||||
USD 0.01 common | Purchase | 101 | 27.3076 USD | ||||
USD 0.01 common | Purchase | 102 | 26.7739 USD | ||||
USD 0.01 common | Purchase | 104 | 26.6523 USD | ||||
USD 0.01 common | Purchase | 180 | 26.8438 USD | ||||
USD 0.01 common | Purchase | 199 | 26.8569 USD | ||||
USD 0.01 common | Purchase | 200 | 26.8725 USD | ||||
USD 0.01 common | Purchase | 200 | 26.6400 USD | ||||
USD 0.01 common | Purchase | 200 | 27.2050 USD | ||||
USD 0.01 common | Purchase | 200 | 27.0775 USD | ||||
USD 0.01 common | Purchase | 201 | 27.0327 USD | ||||
USD 0.01 common | Purchase | 201 | 26.8800 USD | ||||
USD 0.01 common | Purchase | 204 | 26.6614 USD | ||||
USD 0.01 common | Purchase | 208 | 26.9404 USD | ||||
USD 0.01 common | Purchase | 257 | 26.9597 USD | ||||
USD 0.01 common | Purchase | 258 | 27.1424 USD | ||||
USD 0.01 common | Purchase | 300 | 27.0033 USD | ||||
USD 0.01 common | Purchase | 343 | 26.6791 USD | ||||
USD 0.01 common | Purchase | 393 | 27.2047 USD | ||||
USD 0.01 common | Purchase | 403 | 27.0212 USD | ||||
USD 0.01 common | Purchase | 432 | 27.1542 USD | ||||
USD 0.01 common | Purchase | 446 | 26.9828 USD | ||||
USD 0.01 common | Purchase | 494 | 26.8785 USD | ||||
USD 0.01 common | Purchase | 556 | 27.1100 USD | ||||
USD 0.01 common | Purchase | 564 | 27.0720 USD | ||||
USD 0.01 common | Purchase | 572 | 27.1409 USD | ||||
USD 0.01 common | Purchase | 880 | 27.0920 USD | ||||
USD 0.01 common | Purchase | 900 | 26.9633 USD | ||||
USD 0.01 common | Purchase | 1,223 | 26.8119 USD | ||||
USD 0.01 common | Purchase | 1,505 | 26.7485 USD | ||||
USD 0.01 common | Purchase | 1,545 | 26.8790 USD | ||||
USD 0.01 common | Purchase | 1,600 | 27.0600 USD | ||||
USD 0.01 common | Purchase | 1,643 | 27.0800 USD | ||||
USD 0.01 common | Purchase | 1,932 | 27.0527 USD | ||||
USD 0.01 common | Purchase | 2,100 | 26.9880 USD | ||||
USD 0.01 common | Purchase | 3,302 | 27.0585 USD | ||||
USD 0.01 common | Purchase | 5,916 | 26.9812 USD | ||||
USD 0.01 common | Purchase | 7,600 | 26.9908 USD | ||||
USD 0.01 common | Purchase | 12,129 | 26.9751 USD | ||||
USD 0.01 common | Purchase | 15,193 | 27.0573 USD | ||||
USD 0.01 common | Purchase | 16,023 | 27.0833 USD | ||||
USD 0.01 common | Purchase | 16,333 | 27.1399 USD | ||||
USD 0.01 common | Purchase | 20,940 | 27.0485 USD | ||||
USD 0.01 common | Purchase | 21,494 | 27.1301 USD | ||||
USD 0.01 common | Purchase | 27,863 | 27.0974 USD | ||||
USD 0.01 common | Purchase | 39,200 | 27.2253 USD | ||||
USD 0.01 common | Purchase | 39,400 | 27.2000 USD | ||||
USD 0.01 common | Purchase | 47,417 | 27.0807 USD | ||||
USD 0.01 common | Purchase | 174,643 | 27.0453 USD | ||||
USD 0.01 common | Sale | 2 | 26.5700 USD | ||||
USD 0.01 common | Sale | 2 | 26.5200 USD | ||||
USD 0.01 common | Sale | 39 | 27.3533 USD | ||||
USD 0.01 common | Sale | 70 | 26.6800 USD | ||||
USD 0.01 common | Sale | 76 | 27.1000 USD | ||||
USD 0.01 common | Sale | 121 | 27.0967 USD | ||||
USD 0.01 common | Sale | 164 | 27.2518 USD | ||||
USD 0.01 common | Sale | 200 | 26.8300 USD | ||||
USD 0.01 common | Sale | 226 | 26.9836 USD | ||||
USD 0.01 common | Sale | 233 | 26.7100 USD | ||||
USD 0.01 common | Sale | 251 | 26.7419 USD | ||||
USD 0.01 common | Sale | 265 | 27.0138 USD | ||||
USD 0.01 common | Sale | 294 | 27.1645 USD | ||||
USD 0.01 common | Sale | 321 | 27.2504 USD | ||||
USD 0.01 common | Sale | 322 | 27.2287 USD | ||||
USD 0.01 common | Sale | 330 | 27.3118 USD | ||||
USD 0.01 common | Sale | 400 | 27.1412 USD | ||||
USD 0.01 common | Sale | 430 | 26.8591 USD | ||||
USD 0.01 common | Sale | 507 | 27.1807 USD | ||||
USD 0.01 common | Sale | 638 | 27.2906 USD | ||||
USD 0.01 common | Sale | 755 | 27.2004 USD | ||||
USD 0.01 common | Sale | 821 | 26.8951 USD | ||||
USD 0.01 common | Sale | 1,682 | 26.8071 USD | ||||
USD 0.01 common | Sale | 2,159 | 27.1745 USD | ||||
USD 0.01 common | Sale | 2,638 | 26.8780 USD | ||||
USD 0.01 common | Sale | 3,773 | 26.8407 USD | ||||
USD 0.01 common | Sale | 7,400 | 27.0997 USD | ||||
USD 0.01 common | Sale | 7,946 | 27.1122 USD | ||||
USD 0.01 common | Sale | 10,008 | 27.0365 USD | ||||
USD 0.01 common | Sale | 11,100 | 26.9883 USD | ||||
USD 0.01 common | Sale | 13,194 | 27.0072 USD | ||||
USD 0.01 common | Sale | 15,436 | 27.4405 USD | ||||
USD 0.01 common | Sale | 15,708 | 27.0752 USD | ||||
USD 0.01 common | Sale | 17,027 | 27.0446 USD | ||||
USD 0.01 common | Sale | 17,611 | 27.1406 USD | ||||
USD 0.01 common | Sale | 47,904 | 27.0800 USD | ||||
USD 0.01 common | Sale | 78,800 | 27.2000 USD | ||||
USD 0.01 common | Sale | 207,598 | 27.0246 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 30 Mar 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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