27th Jan 2022 13:18
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short | ||||||
| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an | ||||||
| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 26 January 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common |
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Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 1,328,060 | 0.23% | 586,801 | 0.10% | ||
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(2) | Cash-settled derivatives: |
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402,807 | 0.07% | 1,510,550 | 0.26% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 1,730,867 | 0.30% | 2,097,351 | 0.36% | ||
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| Class of relevant security: | Convertible Bond US668771AA66 |
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Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 390,000 | 0.07% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 390,000 | 0.07% | 0 | 0.00% | ||
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 common | Purchase | 5 | 25.5700 USD | ||||
| USD 0.01 common | Purchase | 33 | 25.2666 USD | ||||
| USD 0.01 common | Purchase | 40 | 25.3802 USD | ||||
| USD 0.01 common | Purchase | 44 | 25.2825 USD | ||||
| USD 0.01 common | Purchase | 53 | 25.2977 USD | ||||
| USD 0.01 common | Purchase | 100 | 25.3550 USD | ||||
| USD 0.01 common | Purchase | 100 | 25.3600 USD | ||||
| USD 0.01 common | Purchase | 100 | 25.6200 USD | ||||
| USD 0.01 common | Purchase | 117 | 25.3511 USD | ||||
| USD 0.01 common | Purchase | 117 | 25.3535 USD | ||||
| USD 0.01 common | Purchase | 160 | 25.3014 USD | ||||
| USD 0.01 common | Purchase | 173 | 25.2929 USD | ||||
| USD 0.01 common | Purchase | 188 | 25.3099 USD | ||||
| USD 0.01 common | Purchase | 189 | 25.7000 USD | ||||
| USD 0.01 common | Purchase | 200 | 25.5850 USD | ||||
| USD 0.01 common | Purchase | 229 | 25.2778 USD | ||||
| USD 0.01 common | Purchase | 316 | 25.4343 USD | ||||
| USD 0.01 common | Purchase | 366 | 25.2795 USD | ||||
| USD 0.01 common | Purchase | 373 | 25.2734 USD | ||||
| USD 0.01 common | Purchase | 400 | 25.4650 USD | ||||
| USD 0.01 common | Purchase | 417 | 25.4126 USD | ||||
| USD 0.01 common | Purchase | 453 | 25.2736 USD | ||||
| USD 0.01 common | Purchase | 461 | 25.3869 USD | ||||
| USD 0.01 common | Purchase | 546 | 25.5110 USD | ||||
| USD 0.01 common | Purchase | 800 | 25.3800 USD | ||||
| USD 0.01 common | Purchase | 1,000 | 25.3100 USD | ||||
| USD 0.01 common | Purchase | 1,286 | 25.7238 USD | ||||
| USD 0.01 common | Purchase | 1,335 | 25.3516 USD | ||||
| USD 0.01 common | Purchase | 1,798 | 25.4300 USD | ||||
| USD 0.01 common | Purchase | 3,737 | 25.4279 USD | ||||
| USD 0.01 common | Purchase | 4,147 | 25.3406 USD | ||||
| USD 0.01 common | Purchase | 4,413 | 25.4360 USD | ||||
| USD 0.01 common | Purchase | 4,414 | 25.5119 USD | ||||
| USD 0.01 common | Purchase | 4,757 | 25.5673 USD | ||||
| USD 0.01 common | Purchase | 5,553 | 25.4228 USD | ||||
| USD 0.01 common | Purchase | 5,927 | 25.3722 USD | ||||
| USD 0.01 common | Purchase | 8,568 | 25.3400 USD | ||||
| USD 0.01 common | Purchase | 15,995 | 25.3362 USD | ||||
| USD 0.01 common | Purchase | 19,073 | 25.3471 USD | ||||
| USD 0.01 common | Purchase | 30,106 | 25.5843 USD | ||||
| USD 0.01 common | Purchase | 33,297 | 25.7262 USD | ||||
| USD 0.01 common | Purchase | 35,545 | 25.3762 USD | ||||
| USD 0.01 common | Purchase | 48,190 | 25.4839 USD | ||||
| USD 0.01 common | Purchase | 82,916 | 25.4539 USD | ||||
| USD 0.01 common | Purchase | 302,188 | 25.8067 USD | ||||
| USD 0.01 common | Sale | 1 | 25.3300 USD | ||||
| USD 0.01 common | Sale | 1 | 25.2600 USD | ||||
| USD 0.01 common | Sale | 2 | 25.4150 USD | ||||
| USD 0.01 common | Sale | 5 | 25.3580 USD | ||||
| USD 0.01 common | Sale | 62 | 25.5786 USD | ||||
| USD 0.01 common | Sale | 90 | 25.5581 USD | ||||
| USD 0.01 common | Sale | 93 | 25.5875 USD | ||||
| USD 0.01 common | Sale | 94 | 25.5704 USD | ||||
| USD 0.01 common | Sale | 100 | 25.2900 USD | ||||
| USD 0.01 common | Sale | 100 | 25.2300 USD | ||||
| USD 0.01 common | Sale | 100 | 25.6700 USD | ||||
| USD 0.01 common | Sale | 100 | 25.2100 USD | ||||
| USD 0.01 common | Sale | 109 | 25.5391 USD | ||||
| USD 0.01 common | Sale | 111 | 25.6039 USD | ||||
| USD 0.01 common | Sale | 113 | 25.7957 USD | ||||
| USD 0.01 common | Sale | 147 | 25.6190 USD | ||||
| USD 0.01 common | Sale | 163 | 25.3500 USD | ||||
| USD 0.01 common | Sale | 180 | 25.5749 USD | ||||
| USD 0.01 common | Sale | 188 | 25.5604 USD | ||||
| USD 0.01 common | Sale | 200 | 25.2150 USD | ||||
| USD 0.01 common | Sale | 200 | 25.5900 USD | ||||
| USD 0.01 common | Sale | 202 | 25.8000 USD | ||||
| USD 0.01 common | Sale | 242 | 25.6466 USD | ||||
| USD 0.01 common | Sale | 257 | 25.5800 USD | ||||
| USD 0.01 common | Sale | 265 | 25.5709 USD | ||||
| USD 0.01 common | Sale | 300 | 25.2800 USD | ||||
| USD 0.01 common | Sale | 315 | 25.7900 USD | ||||
| USD 0.01 common | Sale | 400 | 25.5200 USD | ||||
| USD 0.01 common | Sale | 435 | 25.3464 USD | ||||
| USD 0.01 common | Sale | 447 | 25.4946 USD | ||||
| USD 0.01 common | Sale | 504 | 25.8200 USD | ||||
| USD 0.01 common | Sale | 600 | 25.5666 USD | ||||
| USD 0.01 common | Sale | 624 | 25.6986 USD | ||||
| USD 0.01 common | Sale | 639 | 25.5779 USD | ||||
| USD 0.01 common | Sale | 687 | 25.4324 USD | ||||
| USD 0.01 common | Sale | 700 | 25.5728 USD | ||||
| USD 0.01 common | Sale | 700 | 25.8428 USD | ||||
| USD 0.01 common | Sale | 778 | 25.6194 USD | ||||
| USD 0.01 common | Sale | 869 | 25.5264 USD | ||||
| USD 0.01 common | Sale | 870 | 25.6055 USD | ||||
| USD 0.01 common | Sale | 906 | 25.3653 USD | ||||
| USD 0.01 common | Sale | 993 | 25.5931 USD | ||||
| USD 0.01 common | Sale | 1,001 | 25.5680 USD | ||||
| USD 0.01 common | Sale | 1,001 | 25.5619 USD | ||||
| USD 0.01 common | Sale | 1,010 | 25.8139 USD | ||||
| USD 0.01 common | Sale | 1,139 | 25.5432 USD | ||||
| USD 0.01 common | Sale | 1,200 | 25.5820 USD | ||||
| USD 0.01 common | Sale | 1,341 | 25.3471 USD | ||||
| USD 0.01 common | Sale | 1,416 | 25.8043 USD | ||||
| USD 0.01 common | Sale | 1,425 | 25.5347 USD | ||||
| USD 0.01 common | Sale | 1,572 | 25.5044 USD | ||||
| USD 0.01 common | Sale | 1,600 | 25.3100 USD | ||||
| USD 0.01 common | Sale | 2,152 | 25.8207 USD | ||||
| USD 0.01 common | Sale | 2,262 | 25.3037 USD | ||||
| USD 0.01 common | Sale | 2,305 | 25.3890 USD | ||||
| USD 0.01 common | Sale | 3,368 | 25.2740 USD | ||||
| USD 0.01 common | Sale | 3,609 | 25.5369 USD | ||||
| USD 0.01 common | Sale | 4,137 | 25.3406 USD | ||||
| USD 0.01 common | Sale | 4,493 | 25.4486 USD | ||||
| USD 0.01 common | Sale | 4,816 | 25.5876 USD | ||||
| USD 0.01 common | Sale | 4,904 | 25.3652 USD | ||||
| USD 0.01 common | Sale | 4,928 | 25.3535 USD | ||||
| USD 0.01 common | Sale | 5,246 | 25.4888 USD | ||||
| USD 0.01 common | Sale | 5,347 | 25.8357 USD | ||||
| USD 0.01 common | Sale | 5,439 | 25.3400 USD | ||||
| USD 0.01 common | Sale | 6,480 | 25.6002 USD | ||||
| USD 0.01 common | Sale | 7,018 | 25.8237 USD | ||||
| USD 0.01 common | Sale | 7,295 | 25.8135 USD | ||||
| USD 0.01 common | Sale | 7,366 | 25.8197 USD | ||||
| USD 0.01 common | Sale | 8,792 | 25.4981 USD | ||||
| USD 0.01 common | Sale | 8,939 | 25.8103 USD | ||||
| USD 0.01 common | Sale | 10,033 | 25.7358 USD | ||||
| USD 0.01 common | Sale | 10,918 | 25.3876 USD | ||||
| USD 0.01 common | Sale | 15,053 | 25.5843 USD | ||||
| USD 0.01 common | Sale | 15,318 | 25.3405 USD | ||||
| USD 0.01 common | Sale | 15,645 | 25.8111 USD | ||||
| USD 0.01 common | Sale | 17,123 | 25.8074 USD | ||||
| USD 0.01 common | Sale | 21,945 | 25.3774 USD | ||||
| USD 0.01 common | Sale | 25,394 | 25.7977 USD | ||||
| USD 0.01 common | Sale | 25,402 | 25.7812 USD | ||||
| USD 0.01 common | Sale | 35,160 | 25.8142 USD | ||||
| USD 0.01 common | Sale | 42,634 | 25.4218 USD | ||||
| USD 0.01 common | Sale | 48,539 | 25.4412 USD | ||||
| USD 0.01 common | Sale | 50,664 | 25.4690 USD | ||||
| USD 0.01 common | Sale | 143,494 | 25.8058 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 27 Jan 2022 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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