10th Feb 2022 12:04
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: | Barclays PLC. |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
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(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | NORTONLIFELOCK INC |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 09 FEB 2022 |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES : AVAST PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
| and/or controlled: | 1,515,678 | 0.26% | 615,924 | 0.11% | ||
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(2) | Cash-settled derivatives: |
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| 375,237 | 0.06% | 1,510,550 | 0.26% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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(4) |
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TOTAL: | 1,890,915 | 0.32% | 2,126,474 | 0.37% | |||
Class of relevant security: | Convertible Bond US668771AA66 | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
| and/or controlled: | 236,000 | 0.04% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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| 0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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(4) |
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TOTAL: | 236,000 | 0.04% | 0 | 0.00% | |||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 19 | 30.5400 USD | ||||
USD 0.01 common | Purchase | 36 | 29.8800 USD | ||||
USD 0.01 common | Purchase | 48 | 30.4618 USD | ||||
USD 0.01 common | Purchase | 63 | 30.2234 USD | ||||
USD 0.01 common | Purchase | 72 | 30.2602 USD | ||||
USD 0.01 common | Purchase | 79 | 30.1927 USD | ||||
USD 0.01 common | Purchase | 87 | 30.2777 USD | ||||
USD 0.01 common | Purchase | 100 | 30.6500 USD | ||||
USD 0.01 common | Purchase | 100 | 29.9000 USD | ||||
USD 0.01 common | Purchase | 100 | 29.9100 USD | ||||
USD 0.01 common | Purchase | 125 | 30.2770 USD | ||||
USD 0.01 common | Purchase | 131 | 30.2728 USD | ||||
USD 0.01 common | Purchase | 144 | 30.3636 USD | ||||
USD 0.01 common | Purchase | 151 | 30.0558 USD | ||||
USD 0.01 common | Purchase | 200 | 30.1800 USD | ||||
USD 0.01 common | Purchase | 201 | 29.5894 USD | ||||
USD 0.01 common | Purchase | 206 | 30.0500 USD | ||||
USD 0.01 common | Purchase | 262 | 29.9957 USD | ||||
USD 0.01 common | Purchase | 278 | 30.6772 USD | ||||
USD 0.01 common | Purchase | 400 | 30.0250 USD | ||||
USD 0.01 common | Purchase | 423 | 30.6019 USD | ||||
USD 0.01 common | Purchase | 451 | 29.9210 USD | ||||
USD 0.01 common | Purchase | 498 | 29.9961 USD | ||||
USD 0.01 common | Purchase | 595 | 30.2840 USD | ||||
USD 0.01 common | Purchase | 600 | 30.2166 USD | ||||
USD 0.01 common | Purchase | 639 | 30.6335 USD | ||||
USD 0.01 common | Purchase | 756 | 30.0106 USD | ||||
USD 0.01 common | Purchase | 796 | 30.0234 USD | ||||
USD 0.01 common | Purchase | 900 | 29.9111 USD | ||||
USD 0.01 common | Purchase | 900 | 29.9905 USD | ||||
USD 0.01 common | Purchase | 995 | 30.1311 USD | ||||
USD 0.01 common | Purchase | 1,093 | 30.0050 USD | ||||
USD 0.01 common | Purchase | 1,200 | 29.9304 USD | ||||
USD 0.01 common | Purchase | 1,437 | 30.6828 USD | ||||
USD 0.01 common | Purchase | 1,500 | 30.6613 USD | ||||
USD 0.01 common | Purchase | 1,700 | 29.8882 USD | ||||
USD 0.01 common | Purchase | 1,900 | 30.5600 USD | ||||
USD 0.01 common | Purchase | 2,074 | 30.7600 USD | ||||
USD 0.01 common | Purchase | 2,303 | 29.8860 USD | ||||
USD 0.01 common | Purchase | 2,440 | 30.1175 USD | ||||
USD 0.01 common | Purchase | 2,857 | 30.0624 USD | ||||
USD 0.01 common | Purchase | 3,154 | 30.6184 USD | ||||
USD 0.01 common | Purchase | 3,300 | 29.6868 USD | ||||
USD 0.01 common | Purchase | 4,770 | 29.8699 USD | ||||
USD 0.01 common | Purchase | 5,657 | 29.9087 USD | ||||
USD 0.01 common | Purchase | 5,688 | 30.6281 USD | ||||
USD 0.01 common | Purchase | 7,363 | 29.9969 USD | ||||
USD 0.01 common | Purchase | 8,017 | 30.6216 USD | ||||
USD 0.01 common | Purchase | 8,875 | 30.6545 USD | ||||
USD 0.01 common | Purchase | 9,029 | 30.6723 USD | ||||
USD 0.01 common | Purchase | 9,331 | 30.6544 USD | ||||
USD 0.01 common | Purchase | 11,348 | 30.7507 USD | ||||
USD 0.01 common | Purchase | 11,377 | 29.9258 USD | ||||
USD 0.01 common | Purchase | 12,978 | 30.6320 USD | ||||
USD 0.01 common | Purchase | 13,714 | 30.6518 USD | ||||
USD 0.01 common | Purchase | 13,883 | 29.9014 USD | ||||
USD 0.01 common | Purchase | 18,268 | 30.6043 USD | ||||
USD 0.01 common | Purchase | 19,326 | 30.4923 USD | ||||
USD 0.01 common | Purchase | 23,602 | 30.7376 USD | ||||
USD 0.01 common | Purchase | 26,651 | 30.6411 USD | ||||
USD 0.01 common | Purchase | 27,471 | 30.7479 USD | ||||
USD 0.01 common | Purchase | 31,667 | 30.5305 USD | ||||
USD 0.01 common | Purchase | 35,389 | 29.9529 USD | ||||
USD 0.01 common | Purchase | 35,724 | 30.4198 USD | ||||
USD 0.01 common | Purchase | 37,039 | 30.3813 USD | ||||
USD 0.01 common | Purchase | 50,414 | 30.6251 USD | ||||
USD 0.01 common | Purchase | 104,928 | 29.6060 USD | ||||
USD 0.01 common | Purchase | 118,091 | 29.9375 USD | ||||
USD 0.01 common | Purchase | 169,510 | 30.4857 USD | ||||
USD 0.01 common | Purchase | 209,856 | 29.6059 USD | ||||
USD 0.01 common | Purchase | 211,482 | 30.6431 USD | ||||
USD 0.01 common | Sale | 4 | 29.9300 USD | ||||
USD 0.01 common | Sale | 4 | 29.5750 USD | ||||
USD 0.01 common | Sale | 14 | 30.6400 USD | ||||
USD 0.01 common | Sale | 14 | 30.6300 USD | ||||
USD 0.01 common | Sale | 14 | 30.6200 USD | ||||
USD 0.01 common | Sale | 25 | 29.8900 USD | ||||
USD 0.01 common | Sale | 36 | 29.8600 USD | ||||
USD 0.01 common | Sale | 36 | 29.8800 USD | ||||
USD 0.01 common | Sale | 85 | 30.3915 USD | ||||
USD 0.01 common | Sale | 100 | 30.6700 USD | ||||
USD 0.01 common | Sale | 102 | 30.6425 USD | ||||
USD 0.01 common | Sale | 108 | 30.5711 USD | ||||
USD 0.01 common | Sale | 127 | 30.0700 USD | ||||
USD 0.01 common | Sale | 202 | 30.6808 USD | ||||
USD 0.01 common | Sale | 202 | 30.6558 USD | ||||
USD 0.01 common | Sale | 202 | 30.5916 USD | ||||
USD 0.01 common | Sale | 214 | 30.6062 USD | ||||
USD 0.01 common | Sale | 238 | 30.6299 USD | ||||
USD 0.01 common | Sale | 297 | 30.6684 USD | ||||
USD 0.01 common | Sale | 302 | 30.5961 USD | ||||
USD 0.01 common | Sale | 304 | 30.6161 USD | ||||
USD 0.01 common | Sale | 400 | 29.7537 USD | ||||
USD 0.01 common | Sale | 402 | 30.6000 USD | ||||
USD 0.01 common | Sale | 600 | 29.5900 USD | ||||
USD 0.01 common | Sale | 600 | 29.7600 USD | ||||
USD 0.01 common | Sale | 617 | 29.7524 USD | ||||
USD 0.01 common | Sale | 708 | 30.5516 USD | ||||
USD 0.01 common | Sale | 800 | 29.7562 USD | ||||
USD 0.01 common | Sale | 813 | 30.5119 USD | ||||
USD 0.01 common | Sale | 893 | 30.0500 USD | ||||
USD 0.01 common | Sale | 900 | 30.5750 USD | ||||
USD 0.01 common | Sale | 953 | 30.5831 USD | ||||
USD 0.01 common | Sale | 993 | 30.6041 USD | ||||
USD 0.01 common | Sale | 1,096 | 30.5155 USD | ||||
USD 0.01 common | Sale | 1,100 | 29.7536 USD | ||||
USD 0.01 common | Sale | 1,367 | 30.5627 USD | ||||
USD 0.01 common | Sale | 1,386 | 30.7354 USD | ||||
USD 0.01 common | Sale | 1,398 | 30.5810 USD | ||||
USD 0.01 common | Sale | 1,600 | 29.6290 USD | ||||
USD 0.01 common | Sale | 1,622 | 30.5733 USD | ||||
USD 0.01 common | Sale | 1,700 | 29.7411 USD | ||||
USD 0.01 common | Sale | 1,740 | 29.7476 USD | ||||
USD 0.01 common | Sale | 1,780 | 30.6090 USD | ||||
USD 0.01 common | Sale | 1,873 | 30.5716 USD | ||||
USD 0.01 common | Sale | 1,900 | 30.5600 USD | ||||
USD 0.01 common | Sale | 1,959 | 30.5525 USD | ||||
USD 0.01 common | Sale | 2,315 | 29.7517 USD | ||||
USD 0.01 common | Sale | 3,600 | 29.7519 USD | ||||
USD 0.01 common | Sale | 4,126 | 30.7600 USD | ||||
USD 0.01 common | Sale | 4,160 | 30.4193 USD | ||||
USD 0.01 common | Sale | 4,309 | 29.7499 USD | ||||
USD 0.01 common | Sale | 4,501 | 30.3549 USD | ||||
USD 0.01 common | Sale | 4,507 | 30.5500 USD | ||||
USD 0.01 common | Sale | 5,887 | 29.7530 USD | ||||
USD 0.01 common | Sale | 5,953 | 29.7500 USD | ||||
USD 0.01 common | Sale | 7,048 | 30.0508 USD | ||||
USD 0.01 common | Sale | 8,463 | 30.4265 USD | ||||
USD 0.01 common | Sale | 10,621 | 30.5878 USD | ||||
USD 0.01 common | Sale | 11,348 | 30.7507 USD | ||||
USD 0.01 common | Sale | 14,196 | 30.3881 USD | ||||
USD 0.01 common | Sale | 17,075 | 30.4993 USD | ||||
USD 0.01 common | Sale | 18,957 | 29.7243 USD | ||||
USD 0.01 common | Sale | 21,095 | 30.7552 USD | ||||
USD 0.01 common | Sale | 29,962 | 30.6926 USD | ||||
USD 0.01 common | Sale | 34,771 | 30.3382 USD | ||||
USD 0.01 common | Sale | 42,229 | 30.4517 USD | ||||
USD 0.01 common | Sale | 44,625 | 29.9660 USD | ||||
USD 0.01 common | Sale | 55,350 | 29.6410 USD | ||||
USD 0.01 common | Sale | 137,815 | 30.4828 USD | ||||
USD 0.01 common | Sale | 163,343 | 29.9332 USD | ||||
USD 0.01 common | Sale | 209,856 | 29.6059 USD | ||||
USD 0.01 common | Sale | 381,600 | 30.6392 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
Date of disclosure: | 10 FEB 2022 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number*: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20220210005549/en/
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