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Form 8.3 - NORTONLIFELOCK INC

10th Feb 2022 12:04

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NORTONLIFELOCK INC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

09 FEB 2022

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

YES : AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:USD 0.01 common
InterestsShort Positions
Number(%)Number(%)

(1)

Relevant securities owned

 

and/or controlled:

1,515,678

0.26%

615,924

0.11%

 

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

 

375,237

0.06%

1,510,550

0.26%

 

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

(4)

 

 

 

 

TOTAL:

1,890,915

0.32%

2,126,474

0.37%

 
Class of relevant security:Convertible Bond US668771AA66
InterestsShort Positions
Number(%)Number(%)

(1)

Relevant securities owned

 

and/or controlled:

236,000

0.04%

0

0.00%

 

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

 

0

0.00%

0

0.00%

 

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

(4)

 

 

 

 

TOTAL:

236,000

0.04%

0

0.00%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevantPurchase/saleNumber ofPrice per unit
securitysecurities
USD 0.01 commonPurchase

19

30.5400 USD
USD 0.01 commonPurchase

36

29.8800 USD
USD 0.01 commonPurchase

48

30.4618 USD
USD 0.01 commonPurchase

63

30.2234 USD
USD 0.01 commonPurchase

72

30.2602 USD
USD 0.01 commonPurchase

79

30.1927 USD
USD 0.01 commonPurchase

87

30.2777 USD
USD 0.01 commonPurchase

100

30.6500 USD
USD 0.01 commonPurchase

100

29.9000 USD
USD 0.01 commonPurchase

100

29.9100 USD
USD 0.01 commonPurchase

125

30.2770 USD
USD 0.01 commonPurchase

131

30.2728 USD
USD 0.01 commonPurchase

144

30.3636 USD
USD 0.01 commonPurchase

151

30.0558 USD
USD 0.01 commonPurchase

200

30.1800 USD
USD 0.01 commonPurchase

201

29.5894 USD
USD 0.01 commonPurchase

206

30.0500 USD
USD 0.01 commonPurchase

262

29.9957 USD
USD 0.01 commonPurchase

278

30.6772 USD
USD 0.01 commonPurchase

400

30.0250 USD
USD 0.01 commonPurchase

423

30.6019 USD
USD 0.01 commonPurchase

451

29.9210 USD
USD 0.01 commonPurchase

498

29.9961 USD
USD 0.01 commonPurchase

595

30.2840 USD
USD 0.01 commonPurchase

600

30.2166 USD
USD 0.01 commonPurchase

639

30.6335 USD
USD 0.01 commonPurchase

756

30.0106 USD
USD 0.01 commonPurchase

796

30.0234 USD
USD 0.01 commonPurchase

900

29.9111 USD
USD 0.01 commonPurchase

900

29.9905 USD
USD 0.01 commonPurchase

995

30.1311 USD
USD 0.01 commonPurchase

1,093

30.0050 USD
USD 0.01 commonPurchase

1,200

29.9304 USD
USD 0.01 commonPurchase

1,437

30.6828 USD
USD 0.01 commonPurchase

1,500

30.6613 USD
USD 0.01 commonPurchase

1,700

29.8882 USD
USD 0.01 commonPurchase

1,900

30.5600 USD
USD 0.01 commonPurchase

2,074

30.7600 USD
USD 0.01 commonPurchase

2,303

29.8860 USD
USD 0.01 commonPurchase

2,440

30.1175 USD
USD 0.01 commonPurchase

2,857

30.0624 USD
USD 0.01 commonPurchase

3,154

30.6184 USD
USD 0.01 commonPurchase

3,300

29.6868 USD
USD 0.01 commonPurchase

4,770

29.8699 USD
USD 0.01 commonPurchase

5,657

29.9087 USD
USD 0.01 commonPurchase

5,688

30.6281 USD
USD 0.01 commonPurchase

7,363

29.9969 USD
USD 0.01 commonPurchase

8,017

30.6216 USD
USD 0.01 commonPurchase

8,875

30.6545 USD
USD 0.01 commonPurchase

9,029

30.6723 USD
USD 0.01 commonPurchase

9,331

30.6544 USD
USD 0.01 commonPurchase

11,348

30.7507 USD
USD 0.01 commonPurchase

11,377

29.9258 USD
USD 0.01 commonPurchase

12,978

30.6320 USD
USD 0.01 commonPurchase

13,714

30.6518 USD
USD 0.01 commonPurchase

13,883

29.9014 USD
USD 0.01 commonPurchase

18,268

30.6043 USD
USD 0.01 commonPurchase

19,326

30.4923 USD
USD 0.01 commonPurchase

23,602

30.7376 USD
USD 0.01 commonPurchase

26,651

30.6411 USD
USD 0.01 commonPurchase

27,471

30.7479 USD
USD 0.01 commonPurchase

31,667

30.5305 USD
USD 0.01 commonPurchase

35,389

29.9529 USD
USD 0.01 commonPurchase

35,724

30.4198 USD
USD 0.01 commonPurchase

37,039

30.3813 USD
USD 0.01 commonPurchase

50,414

30.6251 USD
USD 0.01 commonPurchase

104,928

29.6060 USD
USD 0.01 commonPurchase

118,091

29.9375 USD
USD 0.01 commonPurchase

169,510

30.4857 USD
USD 0.01 commonPurchase

209,856

29.6059 USD
USD 0.01 commonPurchase

211,482

30.6431 USD
USD 0.01 commonSale

4

29.9300 USD
USD 0.01 commonSale

4

29.5750 USD
USD 0.01 commonSale

14

30.6400 USD
USD 0.01 commonSale

14

30.6300 USD
USD 0.01 commonSale

14

30.6200 USD
USD 0.01 commonSale

25

29.8900 USD
USD 0.01 commonSale

36

29.8600 USD
USD 0.01 commonSale

36

29.8800 USD
USD 0.01 commonSale

85

30.3915 USD
USD 0.01 commonSale

100

30.6700 USD
USD 0.01 commonSale

102

30.6425 USD
USD 0.01 commonSale

108

30.5711 USD
USD 0.01 commonSale

127

30.0700 USD
USD 0.01 commonSale

202

30.6808 USD
USD 0.01 commonSale

202

30.6558 USD
USD 0.01 commonSale

202

30.5916 USD
USD 0.01 commonSale

214

30.6062 USD
USD 0.01 commonSale

238

30.6299 USD
USD 0.01 commonSale

297

30.6684 USD
USD 0.01 commonSale

302

30.5961 USD
USD 0.01 commonSale

304

30.6161 USD
USD 0.01 commonSale

400

29.7537 USD
USD 0.01 commonSale

402

30.6000 USD
USD 0.01 commonSale

600

29.5900 USD
USD 0.01 commonSale

600

29.7600 USD
USD 0.01 commonSale

617

29.7524 USD
USD 0.01 commonSale

708

30.5516 USD
USD 0.01 commonSale

800

29.7562 USD
USD 0.01 commonSale

813

30.5119 USD
USD 0.01 commonSale

893

30.0500 USD
USD 0.01 commonSale

900

30.5750 USD
USD 0.01 commonSale

953

30.5831 USD
USD 0.01 commonSale

993

30.6041 USD
USD 0.01 commonSale

1,096

30.5155 USD
USD 0.01 commonSale

1,100

29.7536 USD
USD 0.01 commonSale

1,367

30.5627 USD
USD 0.01 commonSale

1,386

30.7354 USD
USD 0.01 commonSale

1,398

30.5810 USD
USD 0.01 commonSale

1,600

29.6290 USD
USD 0.01 commonSale

1,622

30.5733 USD
USD 0.01 commonSale

1,700

29.7411 USD
USD 0.01 commonSale

1,740

29.7476 USD
USD 0.01 commonSale

1,780

30.6090 USD
USD 0.01 commonSale

1,873

30.5716 USD
USD 0.01 commonSale

1,900

30.5600 USD
USD 0.01 commonSale

1,959

30.5525 USD
USD 0.01 commonSale

2,315

29.7517 USD
USD 0.01 commonSale

3,600

29.7519 USD
USD 0.01 commonSale

4,126

30.7600 USD
USD 0.01 commonSale

4,160

30.4193 USD
USD 0.01 commonSale

4,309

29.7499 USD
USD 0.01 commonSale

4,501

30.3549 USD
USD 0.01 commonSale

4,507

30.5500 USD
USD 0.01 commonSale

5,887

29.7530 USD
USD 0.01 commonSale

5,953

29.7500 USD
USD 0.01 commonSale

7,048

30.0508 USD
USD 0.01 commonSale

8,463

30.4265 USD
USD 0.01 commonSale

10,621

30.5878 USD
USD 0.01 commonSale

11,348

30.7507 USD
USD 0.01 commonSale

14,196

30.3881 USD
USD 0.01 commonSale

17,075

30.4993 USD
USD 0.01 commonSale

18,957

29.7243 USD
USD 0.01 commonSale

21,095

30.7552 USD
USD 0.01 commonSale

29,962

30.6926 USD
USD 0.01 commonSale

34,771

30.3382 USD
USD 0.01 commonSale

42,229

30.4517 USD
USD 0.01 commonSale

44,625

29.9660 USD
USD 0.01 commonSale

55,350

29.6410 USD
USD 0.01 commonSale

137,815

30.4828 USD
USD 0.01 commonSale

163,343

29.9332 USD
USD 0.01 commonSale

209,856

29.6059 USD
USD 0.01 commonSale

381,600

30.6392 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

10 FEB 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number*:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20220210005549/en/

Copyright Business Wire 2022


Related Shares:

Barclays
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