17th May 2022 12:10
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | ||||||||||||||||||||||||
(a) | Full name of discloser: | Barclays PLC. | |||||||||||||||||||||||
(b) | Owner or controller of interest and short | ||||||||||||||||||||||||
positions disclosed, if different from 1(a): | |||||||||||||||||||||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||||||||||||||||||||
relevant securities this form relates: | |||||||||||||||||||||||||
(d) | If an exempt fund manager connected with an | ||||||||||||||||||||||||
offeror/offeree, state this and specify identity of | |||||||||||||||||||||||||
offeror/offeree: | |||||||||||||||||||||||||
(e) | Date position held/dealing undertaken: | 16 May 2022 | |||||||||||||||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | AVAST PLC | ||||||||||||||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 1,208,720 | 0.21% | 1,024,495 | 0.18% |
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(2) | Cash-settled derivatives: |
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625,501 | 0.11% | 2,047,554 | 0.35% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 1,834,221 | 0.31% | 3,072,049 | 0.53% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
USD 0.01 common | Purchase | 7 | 24.0700 USD | |||
USD 0.01 common | Purchase | 7 | 24.0600 USD | |||
USD 0.01 common | Purchase | 14 | 23.9200 USD | |||
USD 0.01 common | Purchase | 14 | 23.9800 USD | |||
USD 0.01 common | Purchase | 14 | 23.9850 USD | |||
USD 0.01 common | Purchase | 28 | 23.9600 USD | |||
USD 0.01 common | Purchase | 28 | 23.9500 USD | |||
USD 0.01 common | Purchase | 32 | 24.1700 USD | |||
USD 0.01 common | Purchase | 217 | 23.9945 USD | |||
USD 0.01 common | Purchase | 230 | 24.0490 USD | |||
USD 0.01 common | Purchase | 245 | 24.0459 USD | |||
USD 0.01 common | Purchase | 246 | 24.0283 USD | |||
USD 0.01 common | Purchase | 262 | 24.0076 USD | |||
USD 0.01 common | Purchase | 337 | 24.0263 USD | |||
USD 0.01 common | Purchase | 352 | 23.9869 USD | |||
USD 0.01 common | Purchase | 356 | 23.9986 USD | |||
USD 0.01 common | Purchase | 400 | 23.9162 USD | |||
USD 0.01 common | Purchase | 444 | 24.0159 USD | |||
USD 0.01 common | Purchase | 511 | 24.0057 USD | |||
USD 0.01 common | Purchase | 522 | 23.9916 USD | |||
USD 0.01 common | Purchase | 600 | 24.0433 USD | |||
USD 0.01 common | Purchase | 661 | 24.0178 USD | |||
USD 0.01 common | Purchase | 930 | 24.0292 USD | |||
USD 0.01 common | Purchase | 1,000 | 24.0250 USD | |||
USD 0.01 common | Purchase | 1,000 | 23.9270 USD | |||
USD 0.01 common | Purchase | 1,200 | 23.9700 USD | |||
USD 0.01 common | Purchase | 1,500 | 24.0446 USD | |||
USD 0.01 common | Purchase | 1,501 | 23.9667 USD | |||
USD 0.01 common | Purchase | 1,505 | 23.9911 USD | |||
USD 0.01 common | Purchase | 1,600 | 23.9337 USD | |||
USD 0.01 common | Purchase | 2,126 | 24.0653 USD | |||
USD 0.01 common | Purchase | 2,300 | 23.9326 USD | |||
USD 0.01 common | Purchase | 2,322 | 23.9374 USD | |||
USD 0.01 common | Purchase | 2,500 | 23.9312 USD | |||
USD 0.01 common | Purchase | 2,643 | 24.0356 USD | |||
USD 0.01 common | Purchase | 2,724 | 24.0480 USD | |||
USD 0.01 common | Purchase | 2,752 | 24.0882 USD | |||
USD 0.01 common | Purchase | 2,800 | 24.0533 USD | |||
USD 0.01 common | Purchase | 2,912 | 24.0714 USD | |||
USD 0.01 common | Purchase | 3,037 | 23.9743 USD | |||
USD 0.01 common | Purchase | 3,217 | 23.9381 USD | |||
USD 0.01 common | Purchase | 3,447 | 24.0432 USD | |||
USD 0.01 common | Purchase | 3,456 | 24.0315 USD | |||
USD 0.01 common | Purchase | 3,917 | 24.0816 USD | |||
USD 0.01 common | Purchase | 3,917 | 23.9767 USD | |||
USD 0.01 common | Purchase | 4,290 | 24.0257 USD | |||
USD 0.01 common | Purchase | 4,758 | 24.0515 USD | |||
USD 0.01 common | Purchase | 4,970 | 23.9400 USD | |||
USD 0.01 common | Purchase | 5,257 | 23.9397 USD | |||
USD 0.01 common | Purchase | 5,918 | 24.0649 USD | |||
USD 0.01 common | Purchase | 6,109 | 23.9917 USD | |||
USD 0.01 common | Purchase | 6,200 | 23.9395 USD | |||
USD 0.01 common | Purchase | 7,120 | 23.9048 USD | |||
USD 0.01 common | Purchase | 8,413 | 24.0362 USD | |||
USD 0.01 common | Purchase | 10,316 | 24.0101 USD | |||
USD 0.01 common | Purchase | 11,157 | 23.9330 USD | |||
USD 0.01 common | Purchase | 11,591 | 23.9868 USD | |||
USD 0.01 common | Purchase | 26,881 | 23.9300 USD | |||
USD 0.01 common | Purchase | 31,958 | 24.0531 USD | |||
USD 0.01 common | Purchase | 53,029 | 23.9882 USD | |||
USD 0.01 common | Purchase | 53,309 | 23.9591 USD | |||
USD 0.01 common | Purchase | 87,689 | 24.0672 USD | |||
USD 0.01 common | Purchase | 118,208 | 24.0484 USD | |||
USD 0.01 common | Purchase | 400,944 | 23.9272 USD | |||
USD 0.01 common | Sale | 1 | 24.1400 USD | |||
USD 0.01 common | Sale | 2 | 24.1000 USD | |||
USD 0.01 common | Sale | 2 | 24.0050 USD | |||
USD 0.01 common | Sale | 3 | 24.0433 USD | |||
USD 0.01 common | Sale | 3 | 24.0600 USD | |||
USD 0.01 common | Sale | 4 | 24.0737 USD | |||
USD 0.01 common | Sale | 4 | 24.0350 USD | |||
USD 0.01 common | Sale | 5 | 24.0740 USD | |||
USD 0.01 common | Sale | 28 | 23.9600 USD | |||
USD 0.01 common | Sale | 32 | 24.1700 USD | |||
USD 0.01 common | Sale | 33 | 24.0336 USD | |||
USD 0.01 common | Sale | 67 | 24.0000 USD | |||
USD 0.01 common | Sale | 100 | 23.8800 USD | |||
USD 0.01 common | Sale | 100 | 23.9150 USD | |||
USD 0.01 common | Sale | 100 | 23.9100 USD | |||
USD 0.01 common | Sale | 200 | 23.9475 USD | |||
USD 0.01 common | Sale | 200 | 23.8850 USD | |||
USD 0.01 common | Sale | 200 | 23.9884 USD | |||
USD 0.01 common | Sale | 230 | 23.9634 USD | |||
USD 0.01 common | Sale | 237 | 24.0031 USD | |||
USD 0.01 common | Sale | 249 | 23.9200 USD | |||
USD 0.01 common | Sale | 300 | 23.9250 USD | |||
USD 0.01 common | Sale | 300 | 23.9166 USD | |||
USD 0.01 common | Sale | 332 | 24.0400 USD | |||
USD 0.01 common | Sale | 400 | 23.9075 USD | |||
USD 0.01 common | Sale | 400 | 23.9575 USD | |||
USD 0.01 common | Sale | 404 | 23.9000 USD | |||
USD 0.01 common | Sale | 457 | 24.0244 USD | |||
USD 0.01 common | Sale | 688 | 23.9164 USD | |||
USD 0.01 common | Sale | 1,084 | 24.1744 USD | |||
USD 0.01 common | Sale | 1,100 | 24.0027 USD | |||
USD 0.01 common | Sale | 1,200 | 23.9700 USD | |||
USD 0.01 common | Sale | 1,482 | 24.1692 USD | |||
USD 0.01 common | Sale | 1,500 | 24.0022 USD | |||
USD 0.01 common | Sale | 1,504 | 23.9865 USD | |||
USD 0.01 common | Sale | 3,560 | 24.1053 USD | |||
USD 0.01 common | Sale | 5,079 | 24.0029 USD | |||
USD 0.01 common | Sale | 5,173 | 24.0665 USD | |||
USD 0.01 common | Sale | 6,337 | 23.9636 USD | |||
USD 0.01 common | Sale | 6,592 | 24.0084 USD | |||
USD 0.01 common | Sale | 9,027 | 24.0073 USD | |||
USD 0.01 common | Sale | 9,213 | 23.9334 USD | |||
USD 0.01 common | Sale | 9,511 | 23.9300 USD | |||
USD 0.01 common | Sale | 10,511 | 23.9972 USD | |||
USD 0.01 common | Sale | 11,373 | 24.1365 USD | |||
USD 0.01 common | Sale | 22,122 | 24.0640 USD | |||
USD 0.01 common | Sale | 24,214 | 23.9239 USD | |||
USD 0.01 common | Sale | 25,504 | 23.9788 USD | |||
USD 0.01 common | Sale | 45,719 | 24.0914 USD | |||
USD 0.01 common | Sale | 92,159 | 23.9985 USD | |||
USD 0.01 common | Sale | 187,582 | 24.0293 USD | |||
USD 0.01 common | Sale | 431,126 | 23.9279 USD |
(b) | Cash-settled derivative transactions |
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Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 17 May 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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