7th Feb 2022 18:00
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short | ||||||
| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an | ||||||
| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 04 February 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common |
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Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 1,302,372 | 0.22% | 598,053 | 0.10% | ||
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(2) | Cash-settled derivatives: |
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343,720 | 0.06% | 1,510,550 | 0.26% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 1,646,092 | 0.28% | 2,108,603 | 0.36% | ||
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| Class of relevant security: | Convertible Bond US668771AA66 |
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Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 218,000 | 0.04% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 218,000 | 0.04% | 0 | 0.00% | ||
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities |
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| USD 0.01 common | Purchase | 1 | 26.8400 USD | ||||
| USD 0.01 common | Purchase | 1 | 26.9700 USD | ||||
| USD 0.01 common | Purchase | 3 | 26.9800 USD | ||||
| USD 0.01 common | Purchase | 10 | 22.5000 EUR | ||||
| USD 0.01 common | Purchase | 59 | 27.6230 USD | ||||
| USD 0.01 common | Purchase | 100 | 27.1500 USD | ||||
| USD 0.01 common | Purchase | 100 | 27.6250 USD | ||||
| USD 0.01 common | Purchase | 101 | 27.6037 USD | ||||
| USD 0.01 common | Purchase | 101 | 27.6032 USD | ||||
| USD 0.01 common | Purchase | 148 | 27.5978 USD | ||||
| USD 0.01 common | Purchase | 200 | 27.5875 USD | ||||
| USD 0.01 common | Purchase | 200 | 27.6050 USD | ||||
| USD 0.01 common | Purchase | 201 | 23.4461 EUR | ||||
| USD 0.01 common | Purchase | 201 | 27.6325 USD | ||||
| USD 0.01 common | Purchase | 234 | 27.6098 USD | ||||
| USD 0.01 common | Purchase | 300 | 27.5400 USD | ||||
| USD 0.01 common | Purchase | 300 | 27.5300 USD | ||||
| USD 0.01 common | Purchase | 300 | 27.6416 USD | ||||
| USD 0.01 common | Purchase | 300 | 27.6433 USD | ||||
| USD 0.01 common | Purchase | 400 | 27.3100 USD | ||||
| USD 0.01 common | Purchase | 400 | 27.5987 USD | ||||
| USD 0.01 common | Purchase | 400 | 27.5675 USD | ||||
| USD 0.01 common | Purchase | 500 | 27.4560 USD | ||||
| USD 0.01 common | Purchase | 510 | 27.3783 USD | ||||
| USD 0.01 common | Purchase | 534 | 27.4240 USD | ||||
| USD 0.01 common | Purchase | 592 | 27.3573 USD | ||||
| USD 0.01 common | Purchase | 631 | 27.5226 USD | ||||
| USD 0.01 common | Purchase | 698 | 27.5228 USD | ||||
| USD 0.01 common | Purchase | 832 | 27.2215 USD | ||||
| USD 0.01 common | Purchase | 837 | 27.3830 USD | ||||
| USD 0.01 common | Purchase | 884 | 27.3947 USD | ||||
| USD 0.01 common | Purchase | 884 | 27.5085 USD | ||||
| USD 0.01 common | Purchase | 940 | 27.4586 USD | ||||
| USD 0.01 common | Purchase | 1,000 | 27.3200 USD | ||||
| USD 0.01 common | Purchase | 1,068 | 27.3525 USD | ||||
| USD 0.01 common | Purchase | 1,136 | 27.3629 USD | ||||
| USD 0.01 common | Purchase | 1,153 | 27.4283 USD | ||||
| USD 0.01 common | Purchase | 1,166 | 27.4833 USD | ||||
| USD 0.01 common | Purchase | 1,200 | 27.5916 USD | ||||
| USD 0.01 common | Purchase | 1,225 | 27.1697 USD | ||||
| USD 0.01 common | Purchase | 1,234 | 27.4220 USD | ||||
| USD 0.01 common | Purchase | 1,289 | 27.2947 USD | ||||
| USD 0.01 common | Purchase | 1,348 | 27.3877 USD | ||||
| USD 0.01 common | Purchase | 1,405 | 27.4274 USD | ||||
| USD 0.01 common | Purchase | 2,124 | 27.3116 USD | ||||
| USD 0.01 common | Purchase | 2,301 | 27.6300 USD | ||||
| USD 0.01 common | Purchase | 2,309 | 26.5693 USD | ||||
| USD 0.01 common | Purchase | 2,405 | 27.3644 USD | ||||
| USD 0.01 common | Purchase | 3,300 | 27.5918 USD | ||||
| USD 0.01 common | Purchase | 3,352 | 27.5894 USD | ||||
| USD 0.01 common | Purchase | 5,586 | 27.5946 USD | ||||
| USD 0.01 common | Purchase | 6,806 | 27.3347 USD | ||||
| USD 0.01 common | Purchase | 8,076 | 27.5891 USD | ||||
| USD 0.01 common | Purchase | 9,755 | 27.2834 USD | ||||
| USD 0.01 common | Purchase | 10,938 | 27.4471 USD | ||||
| USD 0.01 common | Purchase | 13,016 | 27.3838 USD | ||||
| USD 0.01 common | Purchase | 13,194 | 27.0374 USD | ||||
| USD 0.01 common | Purchase | 13,350 | 27.2698 USD | ||||
| USD 0.01 common | Purchase | 17,166 | 27.5902 USD | ||||
| USD 0.01 common | Purchase | 27,280 | 27.5942 USD | ||||
| USD 0.01 common | Purchase | 30,268 | 27.3924 USD | ||||
| USD 0.01 common | Purchase | 32,713 | 27.5481 USD | ||||
| USD 0.01 common | Purchase | 38,704 | 26.5991 USD | ||||
| USD 0.01 common | Purchase | 54,385 | 27.1564 USD | ||||
| USD 0.01 common | Purchase | 55,914 | 27.0191 USD | ||||
| USD 0.01 common | Purchase | 56,530 | 27.3554 USD | ||||
| USD 0.01 common | Purchase | 70,429 | 27.5900 USD | ||||
| USD 0.01 common | Purchase | 72,685 | 27.1831 USD | ||||
| USD 0.01 common | Purchase | 249,738 | 27.2793 USD | ||||
| USD 0.01 common | Sale | 8 | 27.4250 USD | ||||
| USD 0.01 common | Sale | 10 | 22.5000 EUR | ||||
| USD 0.01 common | Sale | 15 | 27.0900 USD | ||||
| USD 0.01 common | Sale | 34 | 27.5500 USD | ||||
| USD 0.01 common | Sale | 100 | 27.6000 USD | ||||
| USD 0.01 common | Sale | 100 | 25.7900 USD | ||||
| USD 0.01 common | Sale | 100 | 27.5600 USD | ||||
| USD 0.01 common | Sale | 100 | 26.3700 USD | ||||
| USD 0.01 common | Sale | 105 | 27.5000 USD | ||||
| USD 0.01 common | Sale | 146 | 26.6521 USD | ||||
| USD 0.01 common | Sale | 189 | 27.2100 USD | ||||
| USD 0.01 common | Sale | 200 | 27.6100 USD | ||||
| USD 0.01 common | Sale | 200 | 27.5800 USD | ||||
| USD 0.01 common | Sale | 200 | 26.7100 USD | ||||
| USD 0.01 common | Sale | 201 | 23.4461 EUR | ||||
| USD 0.01 common | Sale | 253 | 26.5868 USD | ||||
| USD 0.01 common | Sale | 256 | 26.5979 USD | ||||
| USD 0.01 common | Sale | 288 | 27.2800 USD | ||||
| USD 0.01 common | Sale | 295 | 26.5996 USD | ||||
| USD 0.01 common | Sale | 296 | 27.3243 USD | ||||
| USD 0.01 common | Sale | 299 | 27.5866 USD | ||||
| USD 0.01 common | Sale | 310 | 26.4377 USD | ||||
| USD 0.01 common | Sale | 321 | 26.0250 USD | ||||
| USD 0.01 common | Sale | 400 | 27.5875 USD | ||||
| USD 0.01 common | Sale | 439 | 26.6496 USD | ||||
| USD 0.01 common | Sale | 500 | 26.3140 USD | ||||
| USD 0.01 common | Sale | 531 | 27.4189 USD | ||||
| USD 0.01 common | Sale | 558 | 26.6211 USD | ||||
| USD 0.01 common | Sale | 729 | 26.7874 USD | ||||
| USD 0.01 common | Sale | 737 | 26.6501 USD | ||||
| USD 0.01 common | Sale | 800 | 27.5962 USD | ||||
| USD 0.01 common | Sale | 900 | 27.5911 USD | ||||
| USD 0.01 common | Sale | 900 | 26.4166 USD | ||||
| USD 0.01 common | Sale | 1,000 | 27.3200 USD | ||||
| USD 0.01 common | Sale | 1,042 | 26.2158 USD | ||||
| USD 0.01 common | Sale | 1,126 | 26.5328 USD | ||||
| USD 0.01 common | Sale | 1,146 | 26.5778 USD | ||||
| USD 0.01 common | Sale | 1,600 | 26.1443 USD | ||||
| USD 0.01 common | Sale | 1,602 | 27.2857 USD | ||||
| USD 0.01 common | Sale | 2,283 | 27.2521 USD | ||||
| USD 0.01 common | Sale | 2,300 | 27.6300 USD | ||||
| USD 0.01 common | Sale | 2,400 | 27.5920 USD | ||||
| USD 0.01 common | Sale | 3,355 | 27.3034 USD | ||||
| USD 0.01 common | Sale | 4,506 | 26.8979 USD | ||||
| USD 0.01 common | Sale | 4,892 | 26.8443 USD | ||||
| USD 0.01 common | Sale | 6,252 | 27.5946 USD | ||||
| USD 0.01 common | Sale | 8,229 | 26.7347 USD | ||||
| USD 0.01 common | Sale | 9,387 | 26.9841 USD | ||||
| USD 0.01 common | Sale | 12,468 | 27.2484 USD | ||||
| USD 0.01 common | Sale | 15,822 | 27.2448 USD | ||||
| USD 0.01 common | Sale | 18,481 | 27.5926 USD | ||||
| USD 0.01 common | Sale | 19,870 | 26.4223 USD | ||||
| USD 0.01 common | Sale | 26,663 | 27.3038 USD | ||||
| USD 0.01 common | Sale | 35,000 | 27.4036 USD | ||||
| USD 0.01 common | Sale | 38,575 | 27.1206 USD | ||||
| USD 0.01 common | Sale | 41,552 | 27.5093 USD | ||||
| USD 0.01 common | Sale | 43,581 | 27.1465 USD | ||||
| USD 0.01 common | Sale | 45,944 | 27.2322 USD | ||||
| USD 0.01 common | Sale | 72,685 | 27.1831 USD | ||||
| USD 0.01 common | Sale | 102,802 | 27.3062 USD | ||||
| USD 0.01 common | Sale | 119,738 | 27.5900 USD | ||||
| USD 0.01 common | Sale | 173,357 | 27.2887 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 7 Feb 2022 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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