26th Apr 2022 13:16
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | ||||||||||||||||||||||||
(a) | Full name of discloser: | Barclays PLC. | |||||||||||||||||||||||
(b) | Owner or controller of interest and short | ||||||||||||||||||||||||
positions disclosed, if different from 1(a): | |||||||||||||||||||||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||||||||||||||||||||
relevant securities this form relates: | |||||||||||||||||||||||||
(d) | If an exempt fund manager connected with an | ||||||||||||||||||||||||
offeror/offeree, state this and specify identity of | |||||||||||||||||||||||||
offeror/offeree: | |||||||||||||||||||||||||
(e) | Date position held/dealing undertaken: | 25 April 2022 | |||||||||||||||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||||||||||||||||||||
disclosures in respect of any other party to the offer? | AVAST PLC | ||||||||||||||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 1,244,030 | 0.21% | 794,555 | 0.14% |
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(2) | Cash-settled derivatives: |
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335,822 | 0.06% | 1,884,792 | 0.32% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 1,579,852 | 0.27% | 2,679,347 | 0.46% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
USD 0.01 common | Purchase | 10 | 25.4200 USD | |||
USD 0.01 common | Purchase | 12 | 25.4400 USD | |||
USD 0.01 common | Purchase | 13 | 25.8800 USD | |||
USD 0.01 common | Purchase | 36 | 25.3800 USD | |||
USD 0.01 common | Purchase | 36 | 25.3066 USD | |||
USD 0.01 common | Purchase | 37 | 25.3050 USD | |||
USD 0.01 common | Purchase | 50 | 25.7450 USD | |||
USD 0.01 common | Purchase | 68 | 25.7135 USD | |||
USD 0.01 common | Purchase | 74 | 25.7737 USD | |||
USD 0.01 common | Purchase | 78 | 25.7519 USD | |||
USD 0.01 common | Purchase | 92 | 25.0450 USD | |||
USD 0.01 common | Purchase | 100 | 25.7350 USD | |||
USD 0.01 common | Purchase | 100 | 25.8850 USD | |||
USD 0.01 common | Purchase | 112 | 25.7425 USD | |||
USD 0.01 common | Purchase | 116 | 25.7193 USD | |||
USD 0.01 common | Purchase | 131 | 25.7601 USD | |||
USD 0.01 common | Purchase | 144 | 25.8600 USD | |||
USD 0.01 common | Purchase | 169 | 25.6570 USD | |||
USD 0.01 common | Purchase | 184 | 25.3433 USD | |||
USD 0.01 common | Purchase | 189 | 25.4188 USD | |||
USD 0.01 common | Purchase | 200 | 25.4050 USD | |||
USD 0.01 common | Purchase | 216 | 25.7080 USD | |||
USD 0.01 common | Purchase | 244 | 25.8159 USD | |||
USD 0.01 common | Purchase | 516 | 25.8519 USD | |||
USD 0.01 common | Purchase | 532 | 25.7381 USD | |||
USD 0.01 common | Purchase | 648 | 25.6870 USD | |||
USD 0.01 common | Purchase | 1,015 | 25.4329 USD | |||
USD 0.01 common | Purchase | 1,164 | 25.7787 USD | |||
USD 0.01 common | Purchase | 1,221 | 25.7814 USD | |||
USD 0.01 common | Purchase | 1,300 | 25.5392 USD | |||
USD 0.01 common | Purchase | 1,423 | 25.7705 USD | |||
USD 0.01 common | Purchase | 1,520 | 25.5443 USD | |||
USD 0.01 common | Purchase | 1,568 | 25.7472 USD | |||
USD 0.01 common | Purchase | 1,814 | 25.8390 USD | |||
USD 0.01 common | Purchase | 2,200 | 25.3365 USD | |||
USD 0.01 common | Purchase | 2,802 | 25.2854 USD | |||
USD 0.01 common | Purchase | 3,436 | 25.8646 USD | |||
USD 0.01 common | Purchase | 7,173 | 25.5151 USD | |||
USD 0.01 common | Purchase | 7,961 | 25.2190 USD | |||
USD 0.01 common | Purchase | 14,443 | 25.7533 USD | |||
USD 0.01 common | Purchase | 21,365 | 25.3963 USD | |||
USD 0.01 common | Purchase | 21,685 | 25.8700 USD | |||
USD 0.01 common | Purchase | 42,587 | 25.7300 USD | |||
USD 0.01 common | Purchase | 55,353 | 25.4762 USD | |||
USD 0.01 common | Purchase | 78,592 | 25.4837 USD | |||
USD 0.01 common | Purchase | 108,601 | 25.6219 USD | |||
USD 0.01 common | Sale | 2 | 25.1650 USD | |||
USD 0.01 common | Sale | 4 | 25.1800 USD | |||
USD 0.01 common | Sale | 4 | 25.1300 USD | |||
USD 0.01 common | Sale | 5 | 25.2040 USD | |||
USD 0.01 common | Sale | 5 | 25.8500 USD | |||
USD 0.01 common | Sale | 7 | 25.1485 USD | |||
USD 0.01 common | Sale | 10 | 25.4200 USD | |||
USD 0.01 common | Sale | 10 | 25.1680 USD | |||
USD 0.01 common | Sale | 10 | 25.7700 USD | |||
USD 0.01 common | Sale | 10 | 25.1450 USD | |||
USD 0.01 common | Sale | 14 | 25.1628 USD | |||
USD 0.01 common | Sale | 15 | 25.3580 USD | |||
USD 0.01 common | Sale | 17 | 25.2700 USD | |||
USD 0.01 common | Sale | 26 | 25.1900 USD | |||
USD 0.01 common | Sale | 50 | 25.7450 USD | |||
USD 0.01 common | Sale | 50 | 25.7850 USD | |||
USD 0.01 common | Sale | 57 | 25.1600 USD | |||
USD 0.01 common | Sale | 92 | 25.0450 USD | |||
USD 0.01 common | Sale | 100 | 25.8600 USD | |||
USD 0.01 common | Sale | 100 | 25.7800 USD | |||
USD 0.01 common | Sale | 102 | 25.1500 USD | |||
USD 0.01 common | Sale | 104 | 25.7903 USD | |||
USD 0.01 common | Sale | 105 | 25.4000 USD | |||
USD 0.01 common | Sale | 110 | 25.1972 USD | |||
USD 0.01 common | Sale | 138 | 25.1150 USD | |||
USD 0.01 common | Sale | 168 | 25.2285 USD | |||
USD 0.01 common | Sale | 270 | 25.2835 USD | |||
USD 0.01 common | Sale | 415 | 25.4289 USD | |||
USD 0.01 common | Sale | 589 | 25.4371 USD | |||
USD 0.01 common | Sale | 1,177 | 25.4656 USD | |||
USD 0.01 common | Sale | 1,741 | 25.8658 USD | |||
USD 0.01 common | Sale | 3,038 | 25.8472 USD | |||
USD 0.01 common | Sale | 3,466 | 25.6126 USD | |||
USD 0.01 common | Sale | 3,615 | 25.5266 USD | |||
USD 0.01 common | Sale | 3,634 | 25.5089 USD | |||
USD 0.01 common | Sale | 4,271 | 25.8393 USD | |||
USD 0.01 common | Sale | 5,801 | 25.6340 USD | |||
USD 0.01 common | Sale | 10,248 | 25.2971 USD | |||
USD 0.01 common | Sale | 18,745 | 25.6215 USD | |||
USD 0.01 common | Sale | 23,057 | 25.8700 USD | |||
USD 0.01 common | Sale | 24,997 | 25.5001 USD | |||
USD 0.01 common | Sale | 25,337 | 25.4343 USD | |||
USD 0.01 common | Sale | 34,136 | 25.4723 USD | |||
USD 0.01 common | Sale | 60,198 | 25.4415 USD | |||
USD 0.01 common | Sale | 65,145 | 25.6918 USD | |||
USD 0.01 common | Sale | 91,734 | 25.6336 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 26 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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