23rd Mar 2022 13:00
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 22 March 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,172,768 | 0.20% | 885,757 | 0.15% | |||
(2) | Cash-settled derivatives: | ||||||
458,188 | 0.08% | 1,868,008 | 0.32% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 1,630,956 | 0.28% | 2,753,765 | 0.47% | |||
Class of relevant security: | Convertible Bond US668771AB40 | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 11,000 | 0.00% | 0 | 0.00% | |||
(2) | Cash-settled derivatives: | ||||||
0 | 0.00% | 0 | 0.00% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 11,000 | 0.00% | 0 | 0.00% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 1 | 27.4700 USD | ||||
USD 0.01 common | Purchase | 2 | 27.4200 USD | ||||
USD 0.01 common | Purchase | 2 | 27.4950 USD | ||||
USD 0.01 common | Purchase | 2 | 27.4500 USD | ||||
USD 0.01 common | Purchase | 2 | 27.4250 USD | ||||
USD 0.01 common | Purchase | 3 | 27.3933 USD | ||||
USD 0.01 common | Purchase | 3 | 27.4033 USD | ||||
USD 0.01 common | Purchase | 4 | 27.3175 USD | ||||
USD 0.01 common | Purchase | 7 | 27.3814 USD | ||||
USD 0.01 common | Purchase | 8 | 27.5000 USD | ||||
USD 0.01 common | Purchase | 11 | 27.4600 USD | ||||
USD 0.01 common | Purchase | 19 | 27.3744 USD | ||||
USD 0.01 common | Purchase | 32 | 27.4162 USD | ||||
USD 0.01 common | Purchase | 74 | 27.4300 USD | ||||
USD 0.01 common | Purchase | 81 | 27.2103 USD | ||||
USD 0.01 common | Purchase | 94 | 27.3800 USD | ||||
USD 0.01 common | Purchase | 100 | 27.4400 USD | ||||
USD 0.01 common | Purchase | 104 | 27.1892 USD | ||||
USD 0.01 common | Purchase | 108 | 27.4468 USD | ||||
USD 0.01 common | Purchase | 108 | 27.4492 USD | ||||
USD 0.01 common | Purchase | 116 | 27.2090 USD | ||||
USD 0.01 common | Purchase | 148 | 27.4577 USD | ||||
USD 0.01 common | Purchase | 150 | 27.2450 USD | ||||
USD 0.01 common | Purchase | 156 | 27.4341 USD | ||||
USD 0.01 common | Purchase | 156 | 27.4697 USD | ||||
USD 0.01 common | Purchase | 191 | 27.1990 USD | ||||
USD 0.01 common | Purchase | 197 | 27.3942 USD | ||||
USD 0.01 common | Purchase | 348 | 27.4579 USD | ||||
USD 0.01 common | Purchase | 358 | 27.4342 USD | ||||
USD 0.01 common | Purchase | 422 | 27.5189 USD | ||||
USD 0.01 common | Purchase | 424 | 27.4972 USD | ||||
USD 0.01 common | Purchase | 461 | 27.4150 USD | ||||
USD 0.01 common | Purchase | 486 | 27.4773 USD | ||||
USD 0.01 common | Purchase | 800 | 27.4800 USD | ||||
USD 0.01 common | Purchase | 833 | 27.2151 USD | ||||
USD 0.01 common | Purchase | 1,169 | 27.3471 USD | ||||
USD 0.01 common | Purchase | 1,173 | 27.2282 USD | ||||
USD 0.01 common | Purchase | 1,400 | 27.2350 USD | ||||
USD 0.01 common | Purchase | 1,551 | 27.4193 USD | ||||
USD 0.01 common | Purchase | 1,590 | 27.3596 USD | ||||
USD 0.01 common | Purchase | 2,778 | 27.4398 USD | ||||
USD 0.01 common | Purchase | 2,850 | 27.2400 USD | ||||
USD 0.01 common | Purchase | 2,855 | 27.3902 USD | ||||
USD 0.01 common | Purchase | 3,100 | 27.2341 USD | ||||
USD 0.01 common | Purchase | 3,208 | 27.4571 USD | ||||
USD 0.01 common | Purchase | 3,294 | 27.4483 USD | ||||
USD 0.01 common | Purchase | 3,585 | 27.4246 USD | ||||
USD 0.01 common | Purchase | 3,699 | 27.3017 USD | ||||
USD 0.01 common | Purchase | 6,832 | 27.3265 USD | ||||
USD 0.01 common | Purchase | 7,005 | 27.3728 USD | ||||
USD 0.01 common | Purchase | 13,268 | 27.4864 USD | ||||
USD 0.01 common | Purchase | 15,100 | 27.3000 USD | ||||
USD 0.01 common | Purchase | 24,075 | 27.2108 USD | ||||
USD 0.01 common | Purchase | 27,894 | 27.2368 USD | ||||
USD 0.01 common | Purchase | 36,842 | 27.4387 USD | ||||
USD 0.01 common | Purchase | 46,520 | 27.3905 USD | ||||
USD 0.01 common | Purchase | 94,067 | 27.3107 USD | ||||
USD 0.01 common | Purchase | 96,324 | 27.3900 USD | ||||
USD 0.01 common | Sale | 3 | 27.4400 USD | ||||
USD 0.01 common | Sale | 3 | 27.4200 USD | ||||
USD 0.01 common | Sale | 3 | 27.2000 USD | ||||
USD 0.01 common | Sale | 3 | 27.4100 USD | ||||
USD 0.01 common | Sale | 9 | 27.4066 USD | ||||
USD 0.01 common | Sale | 12 | 27.4000 USD | ||||
USD 0.01 common | Sale | 28 | 27.1200 USD | ||||
USD 0.01 common | Sale | 50 | 27.3500 USD | ||||
USD 0.01 common | Sale | 60 | 27.2100 USD | ||||
USD 0.01 common | Sale | 100 | 27.1000 USD | ||||
USD 0.01 common | Sale | 100 | 27.0450 USD | ||||
USD 0.01 common | Sale | 100 | 27.4350 USD | ||||
USD 0.01 common | Sale | 100 | 27.0300 USD | ||||
USD 0.01 common | Sale | 100 | 27.3550 USD | ||||
USD 0.01 common | Sale | 100 | 27.4550 USD | ||||
USD 0.01 common | Sale | 100 | 27.2700 USD | ||||
USD 0.01 common | Sale | 100 | 27.2145 USD | ||||
USD 0.01 common | Sale | 100 | 27.1800 USD | ||||
USD 0.01 common | Sale | 167 | 27.4489 USD | ||||
USD 0.01 common | Sale | 171 | 27.4500 USD | ||||
USD 0.01 common | Sale | 200 | 27.0500 USD | ||||
USD 0.01 common | Sale | 200 | 27.0750 USD | ||||
USD 0.01 common | Sale | 200 | 27.4625 USD | ||||
USD 0.01 common | Sale | 200 | 27.0525 USD | ||||
USD 0.01 common | Sale | 200 | 27.0550 USD | ||||
USD 0.01 common | Sale | 260 | 27.4600 USD | ||||
USD 0.01 common | Sale | 300 | 27.4616 USD | ||||
USD 0.01 common | Sale | 300 | 27.4700 USD | ||||
USD 0.01 common | Sale | 303 | 27.4300 USD | ||||
USD 0.01 common | Sale | 400 | 27.0650 USD | ||||
USD 0.01 common | Sale | 437 | 27.4457 USD | ||||
USD 0.01 common | Sale | 473 | 27.0276 USD | ||||
USD 0.01 common | Sale | 507 | 27.0474 USD | ||||
USD 0.01 common | Sale | 541 | 27.2869 USD | ||||
USD 0.01 common | Sale | 554 | 27.4260 USD | ||||
USD 0.01 common | Sale | 677 | 27.0577 USD | ||||
USD 0.01 common | Sale | 900 | 27.4800 USD | ||||
USD 0.01 common | Sale | 1,604 | 27.4571 USD | ||||
USD 0.01 common | Sale | 1,609 | 27.4506 USD | ||||
USD 0.01 common | Sale | 1,676 | 27.4692 USD | ||||
USD 0.01 common | Sale | 2,432 | 27.4334 USD | ||||
USD 0.01 common | Sale | 2,751 | 27.4708 USD | ||||
USD 0.01 common | Sale | 3,158 | 27.2435 USD | ||||
USD 0.01 common | Sale | 3,294 | 27.4483 USD | ||||
USD 0.01 common | Sale | 3,435 | 27.2788 USD | ||||
USD 0.01 common | Sale | 6,480 | 27.3442 USD | ||||
USD 0.01 common | Sale | 8,184 | 27.3882 USD | ||||
USD 0.01 common | Sale | 12,200 | 27.5004 USD | ||||
USD 0.01 common | Sale | 19,885 | 27.1751 USD | ||||
USD 0.01 common | Sale | 21,441 | 27.2045 USD | ||||
USD 0.01 common | Sale | 31,188 | 27.4362 USD | ||||
USD 0.01 common | Sale | 48,342 | 27.3900 USD | ||||
USD 0.01 common | Sale | 53,425 | 27.3880 USD | ||||
USD 0.01 common | Sale | 103,922 | 27.3137 USD | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 23 Mar 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
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