19th Apr 2022 14:41
FORM 8.3 | ||||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||||||||||
MORE | ||||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | ||||||||||||||
1. | KEY INFORMATION |
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(a) | Full name of discloser: | Barclays PLC. |
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(b) | Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 18 April 2022 |
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(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | AVAST PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | |||||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | |||||||||||||
to which the disclosure relates following the dealing (if any) | ||||||||||||||
Class of relevant security: | USD 0.01 common | |||||||||||||
Interests | Short Positions | |||||||||||||
Number | (%) | Number | (%) | |||||||||||
(1) | Relevant securities owned | |||||||||||||
and/or controlled: | 1,251,984 | 0.22% | 718,973 | 0.12% | ||||||||||
(2) | Cash-settled derivatives: | |||||||||||||
361,022 | 0.06% | 1,865,388 | 0.32% | |||||||||||
(3) | Stock-settled derivatives (including options) | |||||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||||||||||
TOTAL: | 1,613,006 | 0.28% | 2,584,361 | 0.44% | ||||||||||
(b) | Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 4 | 26.6800 USD | ||||
USD 0.01 common | Purchase | 12 | 26.6100 USD | ||||
USD 0.01 common | Purchase | 28 | 26.5350 USD | ||||
USD 0.01 common | Purchase | 70 | 26.4650 USD | ||||
USD 0.01 common | Purchase | 70 | 26.4750 USD | ||||
USD 0.01 common | Purchase | 100 | 26.5250 USD | ||||
USD 0.01 common | Purchase | 100 | 26.6600 USD | ||||
USD 0.01 common | Purchase | 140 | 26.4900 USD | ||||
USD 0.01 common | Purchase | 140 | 26.5050 USD | ||||
USD 0.01 common | Purchase | 200 | 26.4950 USD | ||||
USD 0.01 common | Purchase | 476 | 26.5424 USD | ||||
USD 0.01 common | Purchase | 558 | 26.6015 USD | ||||
USD 0.01 common | Purchase | 623 | 26.4800 USD | ||||
USD 0.01 common | Purchase | 931 | 26.5703 USD | ||||
USD 0.01 common | Purchase | 1,271 | 26.6248 USD | ||||
USD 0.01 common | Purchase | 1,293 | 26.5919 USD | ||||
USD 0.01 common | Purchase | 1,492 | 26.6027 USD | ||||
USD 0.01 common | Purchase | 1,544 | 26.5948 USD | ||||
USD 0.01 common | Purchase | 1,582 | 26.5894 USD | ||||
USD 0.01 common | Purchase | 1,611 | 26.6084 USD | ||||
USD 0.01 common | Purchase | 1,724 | 26.5710 USD | ||||
USD 0.01 common | Purchase | 1,891 | 26.6022 USD | ||||
USD 0.01 common | Purchase | 2,015 | 26.5952 USD | ||||
USD 0.01 common | Purchase | 2,417 | 26.5930 USD | ||||
USD 0.01 common | Purchase | 2,447 | 26.5652 USD | ||||
USD 0.01 common | Purchase | 2,518 | 26.6070 USD | ||||
USD 0.01 common | Purchase | 3,387 | 26.6393 USD | ||||
USD 0.01 common | Purchase | 3,443 | 26.5583 USD | ||||
USD 0.01 common | Purchase | 4,433 | 26.5467 USD | ||||
USD 0.01 common | Purchase | 8,368 | 26.5726 USD | ||||
USD 0.01 common | Purchase | 12,092 | 26.5486 USD | ||||
USD 0.01 common | Purchase | 26,108 | 26.5503 USD | ||||
USD 0.01 common | Purchase | 34,641 | 26.5767 USD | ||||
USD 0.01 common | Purchase | 41,855 | 26.5790 USD | ||||
USD 0.01 common | Purchase | 43,656 | 26.5615 USD | ||||
USD 0.01 common | Purchase | 56,134 | 26.5500 USD | ||||
USD 0.01 common | Sale | 4 | 26.6800 USD | ||||
USD 0.01 common | Sale | 59 | 26.4700 USD | ||||
USD 0.01 common | Sale | 100 | 26.6750 USD | ||||
USD 0.01 common | Sale | 100 | 26.6600 USD | ||||
USD 0.01 common | Sale | 104 | 26.5598 USD | ||||
USD 0.01 common | Sale | 128 | 26.5350 USD | ||||
USD 0.01 common | Sale | 177 | 26.5500 USD | ||||
USD 0.01 common | Sale | 200 | 26.6000 USD | ||||
USD 0.01 common | Sale | 200 | 26.5800 USD | ||||
USD 0.01 common | Sale | 259 | 26.6493 USD | ||||
USD 0.01 common | Sale | 284 | 26.5200 USD | ||||
USD 0.01 common | Sale | 400 | 26.5550 USD | ||||
USD 0.01 common | Sale | 480 | 26.5695 USD | ||||
USD 0.01 common | Sale | 600 | 26.5816 USD | ||||
USD 0.01 common | Sale | 769 | 26.4800 USD | ||||
USD 0.01 common | Sale | 918 | 26.5725 USD | ||||
USD 0.01 common | Sale | 936 | 26.5263 USD | ||||
USD 0.01 common | Sale | 1,116 | 26.6100 USD | ||||
USD 0.01 common | Sale | 1,165 | 26.5529 USD | ||||
USD 0.01 common | Sale | 1,247 | 26.5845 USD | ||||
USD 0.01 common | Sale | 1,457 | 26.5377 USD | ||||
USD 0.01 common | Sale | 1,464 | 26.5666 USD | ||||
USD 0.01 common | Sale | 1,683 | 26.5616 USD | ||||
USD 0.01 common | Sale | 1,984 | 26.5990 USD | ||||
USD 0.01 common | Sale | 2,645 | 26.5812 USD | ||||
USD 0.01 common | Sale | 8,385 | 26.5397 USD | ||||
USD 0.01 common | Sale | 9,876 | 26.5457 USD | ||||
USD 0.01 common | Sale | 13,313 | 26.5832 USD | ||||
USD 0.01 common | Sale | 25,661 | 26.5527 USD | ||||
USD 0.01 common | Sale | 39,713 | 26.5931 USD | ||||
USD 0.01 common | Sale | 40,813 | 26.5755 USD | ||||
USD 0.01 common | Sale | 45,195 | 26.5629 USD | ||||
USD 0.01 common | Sale | 57,789 | 26.5502 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 19 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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