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Form 8.3 - NORTONLIFELOCK INC

1st Mar 2022 13:27

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NORTONLIFELOCK INC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

28 FEB 2022

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

YES : AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:USD 0.01 common
InterestsShort Positions
Number(%)Number(%)

(1)

Relevant securities owned

 

and/or controlled:

1,360,674

0.23%

734,430

0.13%

 

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

 

317,512

0.05%

3,730,776

0.64%

 

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

(4)

 

 

 

 

TOTAL:

1,678,186

0.29%

4,465,206

0.77%

 
Class of relevant security:Convertible Bond US668771AA66
InterestsShort Positions
Number(%)Number(%)

(1)

Relevant securities owned

 

and/or controlled:

236,000

0.04%

0

0.00%

 

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

 

0

0.00%

0

0.00%

 

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

(4)

 

 

 

 

TOTAL:

236,000

0.04%

0

0.00%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevantPurchase/saleNumber ofPrice per unit
securitysecurities
USD 0.01 commonPurchase

64

29.0150 USD
USD 0.01 commonPurchase

100

28.7950 USD
USD 0.01 commonPurchase

100

28.6100 USD
USD 0.01 commonPurchase

100

28.5700 USD
USD 0.01 commonPurchase

125

28.9900 USD
USD 0.01 commonPurchase

131

29.0011 USD
USD 0.01 commonPurchase

154

28.4850 USD
USD 0.01 commonPurchase

164

28.7969 USD
USD 0.01 commonPurchase

200

28.7900 USD
USD 0.01 commonPurchase

200

28.5800 USD
USD 0.01 commonPurchase

200

28.6425 USD
USD 0.01 commonPurchase

211

28.7717 USD
USD 0.01 commonPurchase

227

28.7945 USD
USD 0.01 commonPurchase

299

28.4802 USD
USD 0.01 commonPurchase

300

28.5300 USD
USD 0.01 commonPurchase

400

28.9413 USD
USD 0.01 commonPurchase

400

28.7150 USD
USD 0.01 commonPurchase

400

28.6000 USD
USD 0.01 commonPurchase

400

28.8050 USD
USD 0.01 commonPurchase

400

28.8000 USD
USD 0.01 commonPurchase

600

28.7433 USD
USD 0.01 commonPurchase

673

28.8250 USD
USD 0.01 commonPurchase

875

28.5440 USD
USD 0.01 commonPurchase

892

28.7199 USD
USD 0.01 commonPurchase

1,191

28.8580 USD
USD 0.01 commonPurchase

1,800

28.8391 USD
USD 0.01 commonPurchase

1,800

28.8392 USD
USD 0.01 commonPurchase

1,993

28.9451 USD
USD 0.01 commonPurchase

2,104

28.9480 USD
USD 0.01 commonPurchase

2,370

28.5242 USD
USD 0.01 commonPurchase

2,409

28.7882 USD
USD 0.01 commonPurchase

3,627

28.7454 USD
USD 0.01 commonPurchase

3,833

28.9090 USD
USD 0.01 commonPurchase

4,391

28.8167 USD
USD 0.01 commonPurchase

4,600

28.8526 USD
USD 0.01 commonPurchase

4,800

28.8109 USD
USD 0.01 commonPurchase

5,909

28.8667 USD
USD 0.01 commonPurchase

6,456

28.7785 USD
USD 0.01 commonPurchase

6,614

28.1200 USD
USD 0.01 commonPurchase

6,902

28.9292 USD
USD 0.01 commonPurchase

7,313

28.8860 USD
USD 0.01 commonPurchase

7,550

28.8481 USD
USD 0.01 commonPurchase

8,600

28.8405 USD
USD 0.01 commonPurchase

10,150

28.8190 USD
USD 0.01 commonPurchase

10,937

28.8483 USD
USD 0.01 commonPurchase

10,950

28.8386 USD
USD 0.01 commonPurchase

13,302

28.8326 USD
USD 0.01 commonPurchase

15,750

28.8313 USD
USD 0.01 commonPurchase

25,215

28.9800 USD
USD 0.01 commonPurchase

26,422

28.9777 USD
USD 0.01 commonPurchase

39,536

28.8430 USD
USD 0.01 commonPurchase

46,930

28.9017 USD
USD 0.01 commonPurchase

57,434

28.8676 USD
USD 0.01 commonPurchase

122,326

28.8743 USD
USD 0.01 commonPurchase

123,832

28.8756 USD
USD 0.01 commonPurchase

387,917

28.8638 USD
USD 0.01 commonSale

1

28.8500 USD
USD 0.01 commonSale

3

28.6966 USD
USD 0.01 commonSale

9

28.6700 USD
USD 0.01 commonSale

18

28.7450 USD
USD 0.01 commonSale

18

28.7700 USD
USD 0.01 commonSale

27

28.8033 USD
USD 0.01 commonSale

27

28.8300 USD
USD 0.01 commonSale

34

28.8867 USD
USD 0.01 commonSale

36

28.8625 USD
USD 0.01 commonSale

36

28.8875 USD
USD 0.01 commonSale

37

28.9078 USD
USD 0.01 commonSale

45

28.8180 USD
USD 0.01 commonSale

45

28.8720 USD
USD 0.01 commonSale

64

28.9900 USD
USD 0.01 commonSale

70

28.9054 USD
USD 0.01 commonSale

97

29.0000 USD
USD 0.01 commonSale

100

28.9300 USD
USD 0.01 commonSale

100

28.9500 USD
USD 0.01 commonSale

100

28.6450 USD
USD 0.01 commonSale

101

28.6828 USD
USD 0.01 commonSale

101

28.7079 USD
USD 0.01 commonSale

138

28.7750 USD
USD 0.01 commonSale

140

28.7542 USD
USD 0.01 commonSale

195

29.0056 USD
USD 0.01 commonSale

199

28.4853 USD
USD 0.01 commonSale

200

28.8000 USD
USD 0.01 commonSale

201

28.6951 USD
USD 0.01 commonSale

207

28.8826 USD
USD 0.01 commonSale

269

28.7321 USD
USD 0.01 commonSale

269

28.5684 USD
USD 0.01 commonSale

278

28.7166 USD
USD 0.01 commonSale

287

28.8678 USD
USD 0.01 commonSale

377

28.6873 USD
USD 0.01 commonSale

382

28.8497 USD
USD 0.01 commonSale

391

28.7019 USD
USD 0.01 commonSale

400

28.9413 USD
USD 0.01 commonSale

500

28.8940 USD
USD 0.01 commonSale

511

28.9080 USD
USD 0.01 commonSale

557

28.7152 USD
USD 0.01 commonSale

673

28.8250 USD
USD 0.01 commonSale

884

28.8733 USD
USD 0.01 commonSale

900

28.8611 USD
USD 0.01 commonSale

900

28.9400 USD
USD 0.01 commonSale

900

28.7972 USD
USD 0.01 commonSale

900

28.8511 USD
USD 0.01 commonSale

905

28.9757 USD
USD 0.01 commonSale

995

28.8464 USD
USD 0.01 commonSale

1,104

28.8213 USD
USD 0.01 commonSale

1,300

28.8780 USD
USD 0.01 commonSale

1,500

28.8756 USD
USD 0.01 commonSale

1,800

28.8392 USD
USD 0.01 commonSale

1,800

28.8391 USD
USD 0.01 commonSale

1,900

28.8342 USD
USD 0.01 commonSale

2,399

28.9181 USD
USD 0.01 commonSale

3,200

28.8110 USD
USD 0.01 commonSale

3,263

28.8602 USD
USD 0.01 commonSale

3,593

28.8369 USD
USD 0.01 commonSale

3,999

28.5314 USD
USD 0.01 commonSale

4,079

28.9023 USD
USD 0.01 commonSale

4,422

28.8806 USD
USD 0.01 commonSale

5,257

28.9453 USD
USD 0.01 commonSale

5,842

28.8629 USD
USD 0.01 commonSale

6,280

28.8650 USD
USD 0.01 commonSale

6,691

28.8592 USD
USD 0.01 commonSale

6,742

28.9809 USD
USD 0.01 commonSale

6,945

28.8338 USD
USD 0.01 commonSale

6,950

28.8306 USD
USD 0.01 commonSale

7,712

28.8462 USD
USD 0.01 commonSale

7,729

28.8624 USD
USD 0.01 commonSale

8,243

28.8655 USD
USD 0.01 commonSale

8,939

28.8265 USD
USD 0.01 commonSale

9,117

28.8825 USD
USD 0.01 commonSale

10,597

28.8849 USD
USD 0.01 commonSale

12,258

28.8576 USD
USD 0.01 commonSale

13,661

28.8268 USD
USD 0.01 commonSale

15,129

28.8585 USD
USD 0.01 commonSale

16,020

28.8241 USD
USD 0.01 commonSale

17,669

28.7950 USD
USD 0.01 commonSale

19,669

28.9792 USD
USD 0.01 commonSale

22,545

28.8545 USD
USD 0.01 commonSale

25,966

28.7943 USD
USD 0.01 commonSale

26,422

28.9777 USD
USD 0.01 commonSale

39,375

28.9800 USD
USD 0.01 commonSale

46,580

28.9103 USD
USD 0.01 commonSale

52,318

28.8666 USD
USD 0.01 commonSale

64,180

28.8524 USD
USD 0.01 commonSale

84,781

28.7588 USD
USD 0.01 commonSale

118,580

28.8468 USD
USD 0.01 commonSale

122,326

28.8743 USD
USD 0.01 commonSale

154,902

28.9008 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

1 March 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number*:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20220301005766/en/

Copyright Business Wire 2022


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