4th May 2022 13:38
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | |||||||||||||||||||||||
(a) | Full name of discloser: | Barclays PLC. | ||||||||||||||||||||||
(b) | Owner or controller of interest and short | |||||||||||||||||||||||
positions disclosed, if different from 1(a): | ||||||||||||||||||||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | ||||||||||||||||||||||
relevant securities this form relates: | ||||||||||||||||||||||||
(d) | If an exempt fund manager connected with an | |||||||||||||||||||||||
offeror/offeree, state this and specify identity of | ||||||||||||||||||||||||
offeror/offeree: | ||||||||||||||||||||||||
(e) | Date position held/dealing undertaken: | 03 May 2022 | ||||||||||||||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | ||||||||||||||||||||||
disclosures in respect of any other party to the offer? | AVAST PLC | |||||||||||||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 1,293,586 | 0.22% | 950,637 | 0.16% |
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(2) | Cash-settled derivatives: |
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388,698 | 0.07% | 1,884,792 | 0.32% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 1,682,284 | 0.29% | 2,835,429 | 0.49% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 6 | 25.0050 USD | ||||
USD 0.01 common | Purchase | 12 | 25.0087 USD | ||||
USD 0.01 common | Purchase | 12 | 24.9887 USD | ||||
USD 0.01 common | Purchase | 15 | 25.0440 USD | ||||
USD 0.01 common | Purchase | 15 | 25.0280 USD | ||||
USD 0.01 common | Purchase | 15 | 24.9400 USD | ||||
USD 0.01 common | Purchase | 15 | 25.0200 USD | ||||
USD 0.01 common | Purchase | 15 | 24.9800 USD | ||||
USD 0.01 common | Purchase | 19 | 24.9352 USD | ||||
USD 0.01 common | Purchase | 33 | 25.0000 USD | ||||
USD 0.01 common | Purchase | 36 | 24.9679 USD | ||||
USD 0.01 common | Purchase | 39 | 25.0552 USD | ||||
USD 0.01 common | Purchase | 71 | 25.0315 USD | ||||
USD 0.01 common | Purchase | 71 | 25.0242 USD | ||||
USD 0.01 common | Purchase | 73 | 25.3165 USD | ||||
USD 0.01 common | Purchase | 96 | 25.2682 USD | ||||
USD 0.01 common | Purchase | 100 | 24.9550 USD | ||||
USD 0.01 common | Purchase | 115 | 25.3070 USD | ||||
USD 0.01 common | Purchase | 130 | 25.2760 USD | ||||
USD 0.01 common | Purchase | 200 | 25.0774 USD | ||||
USD 0.01 common | Purchase | 300 | 25.1666 USD | ||||
USD 0.01 common | Purchase | 300 | 25.0100 USD | ||||
USD 0.01 common | Purchase | 300 | 25.0533 USD | ||||
USD 0.01 common | Purchase | 415 | 24.9500 USD | ||||
USD 0.01 common | Purchase | 576 | 24.9711 USD | ||||
USD 0.01 common | Purchase | 1,000 | 25.0285 USD | ||||
USD 0.01 common | Purchase | 1,759 | 25.3469 USD | ||||
USD 0.01 common | Purchase | 3,454 | 24.9616 USD | ||||
USD 0.01 common | Purchase | 4,275 | 25.0290 USD | ||||
USD 0.01 common | Purchase | 4,735 | 25.0481 USD | ||||
USD 0.01 common | Purchase | 6,040 | 24.7965 USD | ||||
USD 0.01 common | Purchase | 10,963 | 25.0336 USD | ||||
USD 0.01 common | Purchase | 13,042 | 24.9893 USD | ||||
USD 0.01 common | Purchase | 35,228 | 24.9529 USD | ||||
USD 0.01 common | Purchase | 38,186 | 25.0055 USD | ||||
USD 0.01 common | Purchase | 41,151 | 25.0343 USD | ||||
USD 0.01 common | Purchase | 53,642 | 25.0341 USD | ||||
USD 0.01 common | Purchase | 58,478 | 25.0288 USD | ||||
USD 0.01 common | Purchase | 60,831 | 25.0300 USD | ||||
USD 0.01 common | Purchase | 73,189 | 25.0091 USD | ||||
USD 0.01 common | Purchase | 188,942 | 25.0031 USD | ||||
USD 0.01 common | Sale | 12 | 25.0416 USD | ||||
USD 0.01 common | Sale | 60 | 25.3300 USD | ||||
USD 0.01 common | Sale | 76 | 24.9850 USD | ||||
USD 0.01 common | Sale | 100 | 24.7900 USD | ||||
USD 0.01 common | Sale | 100 | 24.8100 USD | ||||
USD 0.01 common | Sale | 103 | 24.9800 USD | ||||
USD 0.01 common | Sale | 200 | 25.0250 USD | ||||
USD 0.01 common | Sale | 200 | 24.9650 USD | ||||
USD 0.01 common | Sale | 360 | 24.9532 USD | ||||
USD 0.01 common | Sale | 380 | 25.0123 USD | ||||
USD 0.01 common | Sale | 400 | 24.9500 USD | ||||
USD 0.01 common | Sale | 760 | 24.7932 USD | ||||
USD 0.01 common | Sale | 984 | 25.0340 USD | ||||
USD 0.01 common | Sale | 1,167 | 25.0461 USD | ||||
USD 0.01 common | Sale | 1,183 | 25.0972 USD | ||||
USD 0.01 common | Sale | 1,300 | 24.7988 USD | ||||
USD 0.01 common | Sale | 1,340 | 24.7963 USD | ||||
USD 0.01 common | Sale | 1,466 | 25.3673 USD | ||||
USD 0.01 common | Sale | 1,578 | 25.0852 USD | ||||
USD 0.01 common | Sale | 1,582 | 25.0621 USD | ||||
USD 0.01 common | Sale | 1,622 | 25.0392 USD | ||||
USD 0.01 common | Sale | 1,662 | 25.0211 USD | ||||
USD 0.01 common | Sale | 1,941 | 25.0059 USD | ||||
USD 0.01 common | Sale | 2,005 | 25.0204 USD | ||||
USD 0.01 common | Sale | 2,103 | 25.0401 USD | ||||
USD 0.01 common | Sale | 2,440 | 24.7960 USD | ||||
USD 0.01 common | Sale | 2,577 | 25.0095 USD | ||||
USD 0.01 common | Sale | 3,717 | 25.0202 USD | ||||
USD 0.01 common | Sale | 4,631 | 25.0321 USD | ||||
USD 0.01 common | Sale | 5,235 | 25.4162 USD | ||||
USD 0.01 common | Sale | 7,860 | 25.0428 USD | ||||
USD 0.01 common | Sale | 8,650 | 25.1261 USD | ||||
USD 0.01 common | Sale | 12,410 | 25.0456 USD | ||||
USD 0.01 common | Sale | 14,288 | 25.0171 USD | ||||
USD 0.01 common | Sale | 18,263 | 25.0156 USD | ||||
USD 0.01 common | Sale | 18,397 | 25.0271 USD | ||||
USD 0.01 common | Sale | 21,718 | 25.0413 USD | ||||
USD 0.01 common | Sale | 25,331 | 25.0346 USD | ||||
USD 0.01 common | Sale | 33,177 | 24.9803 USD | ||||
USD 0.01 common | Sale | 66,271 | 25.0300 USD | ||||
USD 0.01 common | Sale | 317,829 | 24.9927 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
USD 0.01 common | SWAP | Long | 17,680 | 25.0300 USD | |||
USD 0.01 common | SWAP | Long | 35,400 | 25.0327 USD |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 4 May 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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