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Form 8.3 - NortonLifeLock Inc

9th Jun 2022 13:42

RNS Number : 3617O

Northern Trust Corporation

09 June 2022

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:	Northern Trust Corporation
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	NortonLifeLock Inc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	8th June 2022
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A"	NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSU7RE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	USD 0.01 common
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	7,392,854.00	1.27
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
TOTAL:	7,392,854.00	1.27

Note: The difference in holdings from yesterday and today not explained by transactions, can be explained by stock transfers of 24,008 securities into the relevant accounts.

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
Common Stock	SELL	41	24.7441
Common Stock	BUY	14	24.55
Common Stock	SELL	40	24.7441
Common Stock	SELL	237	24.7441
Common Stock	SELL	9	24.7441
Common Stock	BUY	17	24.725
Common Stock	SELL	103	24.7441
Common Stock	SELL	25	24.7441
Common Stock	BUY	30	24.725
Common Stock	SELL	21	24.7441
Common Stock	SELL	21	24.7441
Common Stock	SELL	9	24.7441
Common Stock	BUY	4063	24.8109
Common Stock	BUY	8	24.55
Common Stock	SELL	128	24.7441
Common Stock	BUY	38	24.725
Common Stock	SELL	24	24.7441
Common Stock	BUY	22	24.725
Common Stock	SELL	51	24.7441
Common Stock	SELL	1449	24.7483
Common Stock	SELL	32	24.7441
Common Stock	SELL	93	24.7441
Common Stock	BUY	1313	24.55
Common Stock	SELL	87	24.7441
Common Stock	SELL	15	24.7441
Common Stock	SELL	22	24.7441
Common Stock	SELL	48	24.7441
Common Stock	SELL	9	24.7441
Common Stock	SELL	9	24.7441
Common Stock	SELL	55	24.55
Common Stock	BUY	29	24.725
Common Stock	SELL	33	24.7441
Common Stock	SELL	34	24.7441
Common Stock	SELL	161	24.7441
Common Stock	SELL	22	24.7441
Common Stock	SELL	14	24.7441
Common Stock	SELL	17	24.7441
Common Stock	SELL	15	24.7441
Common Stock	SELL	86	24.7441
Common Stock	SELL	13	24.7441
Common Stock	SELL	50	24.7441
Common Stock	SELL	87	24.7441
Common Stock	SELL	11721	24.724
Common Stock	BUY	8	24.73
Common Stock	SELL	51	24.744
Common Stock	SELL	128	24.744
Common Stock	SELL	34	24.744
Common Stock	SELL	9	24.744
Common Stock	BUY	4063	24.811
Common Stock	SELL	21	24.744
Common Stock	SELL	17	24.744
Common Stock	SELL	13	24.744
Common Stock	SELL	161	24.744
Common Stock	SELL	87	24.744
Common Stock	SELL	93	24.744
Common Stock	SELL	9	24.744
Common Stock	SELL	41	24.744
Common Stock	SELL	237	24.744
Common Stock	SELL	48	24.744
Common Stock	SELL	103	24.744
Common Stock	SELL	86	24.744
Common Stock	SELL	22	24.744
Common Stock	SELL	50	24.744
Common Stock	SELL	14	24.744
Common Stock	SELL	33	24.744
Common Stock	SELL	25	24.744
Common Stock	BUY	30	24.725
Common Stock	SELL	40	24.744
Common Stock	SELL	55	24.55
Common Stock	SELL	32	24.744
Common Stock	SELL	15	24.744
Common Stock	BUY	29	24.725
Common Stock	BUY	22	24.725
Common Stock	SELL	9	24.744
Common Stock	BUY	17	24.725
Common Stock	SELL	15	24.744
Common Stock	SELL	22	24.744
Common Stock	SELL	87	24.744
Common Stock	BUY	14	24.55
Common Stock	BUY	8	24.55
Common Stock	SELL	21	24.744
Common Stock	BUY	38	24.725
Common Stock	SELL	9	24.744
Common Stock	SELL	24	24.744
Common Stock	BUY	8	24.73

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

Is a Supplemental Form 8 (Open Positions) attached?

Date of disclosure:	9th June 2022
Contact name:	London Compliance Team
Telephone number*:	0207 982 2158 or 0207 982 3697

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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END

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