21st Feb 2022 12:34
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short | ||||||
| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an | ||||||
| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 18 February 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.01 common | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 1,378,855 | 0.24% | 642,799 | 0.11% | ||
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(2) | Cash-settled derivatives: |
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370,374 | 0.06% | 1,510,550 | 0.26% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 1,749,229 | 0.30% | 2,153,349 | 0.37% | ||
| Class of relevant security: | Convertible Bond US668771AA66 | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 236,000 | 0.04% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 236,000 | 0.04% | 0 | 0.00% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
USD 0.01 common | Purchase | 9 | 24.3800 EUR | ||||
USD 0.01 common | Purchase | 20 | 28.0000 USD | ||||
USD 0.01 common | Purchase | 20 | 28.0600 USD | ||||
USD 0.01 common | Purchase | 20 | 28.0750 USD | ||||
USD 0.01 common | Purchase | 30 | 28.0533 USD | ||||
USD 0.01 common | Purchase | 30 | 28.0766 USD | ||||
USD 0.01 common | Purchase | 35 | 28.0357 USD | ||||
USD 0.01 common | Purchase | 37 | 28.0200 USD | ||||
USD 0.01 common | Purchase | 40 | 28.1700 USD | ||||
USD 0.01 common | Purchase | 40 | 28.0550 USD | ||||
USD 0.01 common | Purchase | 50 | 28.0680 USD | ||||
USD 0.01 common | Purchase | 70 | 28.0571 USD | ||||
USD 0.01 common | Purchase | 73 | 28.0800 USD | ||||
USD 0.01 common | Purchase | 99 | 28.0640 USD | ||||
USD 0.01 common | Purchase | 100 | 28.0404 USD | ||||
USD 0.01 common | Purchase | 116 | 28.0962 USD | ||||
USD 0.01 common | Purchase | 126 | 28.0525 USD | ||||
USD 0.01 common | Purchase | 130 | 28.0630 USD | ||||
USD 0.01 common | Purchase | 140 | 27.8500 USD | ||||
USD 0.01 common | Purchase | 150 | 28.1446 USD | ||||
USD 0.01 common | Purchase | 161 | 28.0500 USD | ||||
USD 0.01 common | Purchase | 193 | 27.9732 USD | ||||
USD 0.01 common | Purchase | 198 | 28.0400 USD | ||||
USD 0.01 common | Purchase | 200 | 28.0300 USD | ||||
USD 0.01 common | Purchase | 200 | 28.1300 USD | ||||
USD 0.01 common | Purchase | 225 | 24.5750 EUR | ||||
USD 0.01 common | Purchase | 242 | 28.0325 USD | ||||
USD 0.01 common | Purchase | 890 | 27.9225 USD | ||||
USD 0.01 common | Purchase | 1,071 | 27.7977 USD | ||||
USD 0.01 common | Purchase | 2,317 | 27.6953 USD | ||||
USD 0.01 common | Purchase | 2,782 | 28.1054 USD | ||||
USD 0.01 common | Purchase | 2,856 | 28.0262 USD | ||||
USD 0.01 common | Purchase | 5,858 | 27.5647 USD | ||||
USD 0.01 common | Purchase | 8,343 | 27.5894 USD | ||||
USD 0.01 common | Purchase | 13,384 | 28.0160 USD | ||||
USD 0.01 common | Purchase | 13,574 | 28.0436 USD | ||||
USD 0.01 common | Purchase | 13,614 | 28.0281 USD | ||||
USD 0.01 common | Purchase | 18,997 | 27.9155 USD | ||||
USD 0.01 common | Purchase | 20,802 | 27.6465 USD | ||||
USD 0.01 common | Purchase | 30,569 | 27.9398 USD | ||||
USD 0.01 common | Purchase | 49,228 | 27.8473 USD | ||||
USD 0.01 common | Purchase | 49,946 | 27.9700 USD | ||||
USD 0.01 common | Purchase | 79,251 | 27.8680 USD | ||||
USD 0.01 common | Purchase | 125,163 | 27.7934 USD | ||||
USD 0.01 common | Purchase | 140,090 | 27.9705 USD | ||||
USD 0.01 common | Purchase | 269,252 | 28.0052 USD | ||||
USD 0.01 common | Sale | 1 | 28.0500 USD | ||||
USD 0.01 common | Sale | 1 | 28.0400 USD | ||||
USD 0.01 common | Sale | 2 | 28.1200 USD | ||||
USD 0.01 common | Sale | 2 | 28.1600 USD | ||||
USD 0.01 common | Sale | 3 | 28.0533 USD | ||||
USD 0.01 common | Sale | 3 | 28.0833 USD | ||||
USD 0.01 common | Sale | 3 | 28.0866 USD | ||||
USD 0.01 common | Sale | 4 | 28.0806 USD | ||||
USD 0.01 common | Sale | 8 | 28.1312 USD | ||||
USD 0.01 common | Sale | 8 | 28.0700 USD | ||||
USD 0.01 common | Sale | 9 | 24.3800 EUR | ||||
USD 0.01 common | Sale | 12 | 28.0900 USD | ||||
USD 0.01 common | Sale | 17 | 28.1747 USD | ||||
USD 0.01 common | Sale | 36 | 28.1800 USD | ||||
USD 0.01 common | Sale | 100 | 27.6700 USD | ||||
USD 0.01 common | Sale | 100 | 27.8500 USD | ||||
USD 0.01 common | Sale | 100 | 27.9800 USD | ||||
USD 0.01 common | Sale | 100 | 28.0600 USD | ||||
USD 0.01 common | Sale | 100 | 28.2000 USD | ||||
USD 0.01 common | Sale | 100 | 28.2100 USD | ||||
USD 0.01 common | Sale | 102 | 27.5482 USD | ||||
USD 0.01 common | Sale | 112 | 28.0633 USD | ||||
USD 0.01 common | Sale | 124 | 28.0004 USD | ||||
USD 0.01 common | Sale | 139 | 28.0323 USD | ||||
USD 0.01 common | Sale | 140 | 28.0686 USD | ||||
USD 0.01 common | Sale | 200 | 27.5150 USD | ||||
USD 0.01 common | Sale | 200 | 28.1950 USD | ||||
USD 0.01 common | Sale | 200 | 28.1300 USD | ||||
USD 0.01 common | Sale | 200 | 27.6750 USD | ||||
USD 0.01 common | Sale | 212 | 28.0800 USD | ||||
USD 0.01 common | Sale | 225 | 24.5750 EUR | ||||
USD 0.01 common | Sale | 245 | 28.1868 USD | ||||
USD 0.01 common | Sale | 300 | 27.6111 USD | ||||
USD 0.01 common | Sale | 300 | 27.5983 USD | ||||
USD 0.01 common | Sale | 304 | 27.6531 USD | ||||
USD 0.01 common | Sale | 366 | 27.6144 USD | ||||
USD 0.01 common | Sale | 400 | 27.9600 USD | ||||
USD 0.01 common | Sale | 484 | 27.6095 USD | ||||
USD 0.01 common | Sale | 500 | 27.5850 USD | ||||
USD 0.01 common | Sale | 570 | 27.5359 USD | ||||
USD 0.01 common | Sale | 600 | 27.5950 USD | ||||
USD 0.01 common | Sale | 601 | 27.5969 USD | ||||
USD 0.01 common | Sale | 602 | 27.5957 USD | ||||
USD 0.01 common | Sale | 603 | 27.5885 USD | ||||
USD 0.01 common | Sale | 610 | 27.7237 USD | ||||
USD 0.01 common | Sale | 710 | 28.1961 USD | ||||
USD 0.01 common | Sale | 750 | 27.8786 USD | ||||
USD 0.01 common | Sale | 890 | 27.9225 USD | ||||
USD 0.01 common | Sale | 990 | 27.7883 USD | ||||
USD 0.01 common | Sale | 1,071 | 27.8713 USD | ||||
USD 0.01 common | Sale | 1,191 | 28.0536 USD | ||||
USD 0.01 common | Sale | 1,200 | 27.9008 USD | ||||
USD 0.01 common | Sale | 1,300 | 27.9080 USD | ||||
USD 0.01 common | Sale | 1,476 | 28.0964 USD | ||||
USD 0.01 common | Sale | 1,500 | 28.0210 USD | ||||
USD 0.01 common | Sale | 1,500 | 28.0090 USD | ||||
USD 0.01 common | Sale | 1,690 | 27.8149 USD | ||||
USD 0.01 common | Sale | 2,096 | 27.9954 USD | ||||
USD 0.01 common | Sale | 2,244 | 27.7573 USD | ||||
USD 0.01 common | Sale | 2,312 | 27.9105 USD | ||||
USD 0.01 common | Sale | 2,370 | 27.8361 USD | ||||
USD 0.01 common | Sale | 2,413 | 27.9045 USD | ||||
USD 0.01 common | Sale | 2,782 | 28.1054 USD | ||||
USD 0.01 common | Sale | 2,811 | 27.5869 USD | ||||
USD 0.01 common | Sale | 2,921 | 27.7017 USD | ||||
USD 0.01 common | Sale | 3,058 | 27.7827 USD | ||||
USD 0.01 common | Sale | 3,170 | 27.9980 USD | ||||
USD 0.01 common | Sale | 3,483 | 27.9423 USD | ||||
USD 0.01 common | Sale | 3,712 | 27.8238 USD | ||||
USD 0.01 common | Sale | 4,254 | 27.9295 USD | ||||
USD 0.01 common | Sale | 6,656 | 28.0200 USD | ||||
USD 0.01 common | Sale | 7,817 | 27.8635 USD | ||||
USD 0.01 common | Sale | 7,873 | 27.9511 USD | ||||
USD 0.01 common | Sale | 20,860 | 27.9700 USD | ||||
USD 0.01 common | Sale | 20,938 | 27.8860 USD | ||||
USD 0.01 common | Sale | 26,669 | 27.9599 USD | ||||
USD 0.01 common | Sale | 27,628 | 28.0469 USD | ||||
USD 0.01 common | Sale | 29,748 | 27.9556 USD | ||||
USD 0.01 common | Sale | 36,252 | 27.8649 USD | ||||
USD 0.01 common | Sale | 42,634 | 27.9797 USD | ||||
USD 0.01 common | Sale | 45,651 | 27.9594 USD | ||||
USD 0.01 common | Sale | 46,028 | 27.9946 USD | ||||
USD 0.01 common | Sale | 148,861 | 27.7526 USD | ||||
USD 0.01 common | Sale | 154,693 | 27.9773 USD | ||||
USD 0.01 common | Sale | 179,047 | 27.9844 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 21 Feb 2022 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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