18th Aug 2022 11:52
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 17 Aug 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,277,129 | 0.22% | 1,411,807 | 0.25% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 1,509,373 | 0.26% | 3,757,122 | 0.66% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 73,200 | 0.01% | 150,000 | 0.03% | |||
TOTAL: | 2,859,702 | 0.50% | 5,318,929 | 0.93% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 34 | 23.7900 USD | ||||
USD 0.01 common | Purchase | 68 | 23.7700 USD | ||||
USD 0.01 common | Purchase | 68 | 23.7775 USD | ||||
USD 0.01 common | Purchase | 100 | 23.8600 USD | ||||
USD 0.01 common | Purchase | 101 | 23.8200 USD | ||||
USD 0.01 common | Purchase | 136 | 23.7750 USD | ||||
USD 0.01 common | Purchase | 200 | 23.7300 USD | ||||
USD 0.01 common | Purchase | 212 | 23.7833 USD | ||||
USD 0.01 common | Purchase | 234 | 23.7950 USD | ||||
USD 0.01 common | Purchase | 278 | 23.7816 USD | ||||
USD 0.01 common | Purchase | 300 | 23.8400 USD | ||||
USD 0.01 common | Purchase | 452 | 23.7731 USD | ||||
USD 0.01 common | Purchase | 1,043 | 23.7673 USD | ||||
USD 0.01 common | Purchase | 1,313 | 23.7717 USD | ||||
USD 0.01 common | Purchase | 1,392 | 23.7917 USD | ||||
USD 0.01 common | Purchase | 1,662 | 23.7759 USD | ||||
USD 0.01 common | Purchase | 1,672 | 23.7882 USD | ||||
USD 0.01 common | Purchase | 2,085 | 23.7684 USD | ||||
USD 0.01 common | Purchase | 2,379 | 23.7710 USD | ||||
USD 0.01 common | Purchase | 2,404 | 23.8303 USD | ||||
USD 0.01 common | Purchase | 3,134 | 23.7800 USD | ||||
USD 0.01 common | Purchase | 3,181 | 23.8026 USD | ||||
USD 0.01 common | Purchase | 3,394 | 23.7747 USD | ||||
USD 0.01 common | Purchase | 6,144 | 23.7692 USD | ||||
USD 0.01 common | Purchase | 6,484 | 23.7616 USD | ||||
USD 0.01 common | Purchase | 7,276 | 23.7989 USD | ||||
USD 0.01 common | Purchase | 9,331 | 23.7793 USD | ||||
USD 0.01 common | Purchase | 9,355 | 23.8000 USD | ||||
USD 0.01 common | Purchase | 15,574 | 23.7947 USD | ||||
USD 0.01 common | Purchase | 17,135 | 23.7537 USD | ||||
USD 0.01 common | Purchase | 18,543 | 23.8153 USD | ||||
USD 0.01 common | Purchase | 24,354 | 23.7640 USD | ||||
USD 0.01 common | Purchase | 39,440 | 23.7738 USD | ||||
USD 0.01 common | Purchase | 41,853 | 23.7828 USD | ||||
USD 0.01 common | Purchase | 49,958 | 23.7992 USD | ||||
USD 0.01 common | Purchase | 97,188 | 23.7999 USD | ||||
USD 0.01 common | Purchase | 219,973 | 23.7584 USD | ||||
USD 0.01 common | Sale | 1 | 23.7700 USD | ||||
USD 0.01 common | Sale | 2 | 23.7950 USD | ||||
USD 0.01 common | Sale | 3 | 23.7666 USD | ||||
USD 0.01 common | Sale | 5 | 23.7920 USD | ||||
USD 0.01 common | Sale | 5 | 23.7720 USD | ||||
USD 0.01 common | Sale | 7 | 23.7921 USD | ||||
USD 0.01 common | Sale | 9 | 23.7833 USD | ||||
USD 0.01 common | Sale | 15 | 23.7853 USD | ||||
USD 0.01 common | Sale | 16 | 23.7856 USD | ||||
USD 0.01 common | Sale | 16 | 23.7887 USD | ||||
USD 0.01 common | Sale | 68 | 23.7500 USD | ||||
USD 0.01 common | Sale | 146 | 23.6500 USD | ||||
USD 0.01 common | Sale | 149 | 23.6995 USD | ||||
USD 0.01 common | Sale | 300 | 23.8400 USD | ||||
USD 0.01 common | Sale | 300 | 23.6716 USD | ||||
USD 0.01 common | Sale | 395 | 23.8056 USD | ||||
USD 0.01 common | Sale | 397 | 23.7398 USD | ||||
USD 0.01 common | Sale | 421 | 23.7426 USD | ||||
USD 0.01 common | Sale | 489 | 23.6886 USD | ||||
USD 0.01 common | Sale | 500 | 23.8600 USD | ||||
USD 0.01 common | Sale | 664 | 23.7773 USD | ||||
USD 0.01 common | Sale | 770 | 23.7626 USD | ||||
USD 0.01 common | Sale | 790 | 23.7355 USD | ||||
USD 0.01 common | Sale | 794 | 23.7442 USD | ||||
USD 0.01 common | Sale | 863 | 24.0400 USD | ||||
USD 0.01 common | Sale | 1,018 | 23.7397 USD | ||||
USD 0.01 common | Sale | 1,143 | 23.7620 USD | ||||
USD 0.01 common | Sale | 1,401 | 23.7423 USD | ||||
USD 0.01 common | Sale | 1,468 | 23.7384 USD | ||||
USD 0.01 common | Sale | 1,667 | 23.7821 USD | ||||
USD 0.01 common | Sale | 1,700 | 23.6991 USD | ||||
USD 0.01 common | Sale | 2,946 | 23.7324 USD | ||||
USD 0.01 common | Sale | 3,686 | 23.7800 USD | ||||
USD 0.01 common | Sale | 4,944 | 23.7898 USD | ||||
USD 0.01 common | Sale | 7,536 | 23.7145 USD | ||||
USD 0.01 common | Sale | 8,567 | 23.8000 USD | ||||
USD 0.01 common | Sale | 10,314 | 23.7501 USD | ||||
USD 0.01 common | Sale | 10,664 | 23.7986 USD | ||||
USD 0.01 common | Sale | 10,943 | 23.7923 USD | ||||
USD 0.01 common | Sale | 11,432 | 23.7872 USD | ||||
USD 0.01 common | Sale | 32,022 | 23.8011 USD | ||||
USD 0.01 common | Sale | 49,795 | 23.7995 USD | ||||
USD 0.01 common | Sale | 51,259 | 23.7922 USD | ||||
USD 0.01 common | Sale | 97,109 | 23.7999 USD | ||||
USD 0.01 common | Sale | 121,253 | 23.7468 USD | ||||
USD 0.01 common | Sale | 149,770 | 23.7712 USD | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 18 Aug 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | ||||||
relevant securities this from relates: | |||||||
2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 0.01 common | Call Options | Purchased | 56,100 | 25.0000 | American | 19 Aug 2022 | |
USD 0.01 common | Call Options | Written | -112,200 | 28.0000 | American | 19 Aug 2022 | |
USD 0.01 common | Call Options | Written | -20,700 | 27.0000 | American | 19 Aug 2022 | |
USD 0.01 common | Call Options | Written | -17,100 | 27.0000 | American | 16 Sep 2022 | |
USD 0.01 common | Put Options | Written | 17,100 | 25.0000 | American | 16 Sep 2022 | |
3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
Related Shares:
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