7th Jun 2022 14:45
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 06 June 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,118,232 | 0.19% | 767,458 | 0.13% | |||
(2) | Cash-settled derivatives: | ||||||
1,141,295 | 0.20% | 2,524,152 | 0.44% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 2,259,527 | 0.39% | 3,291,610 | 0.57% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
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Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 1 | 24.7500 USD | ||||
USD 0.01 common | Purchase | 1 | 24.7800 USD | ||||
USD 0.01 common | Purchase | 2 | 24.7600 USD | ||||
USD 0.01 common | Purchase | 3 | 24.7633 USD | ||||
USD 0.01 common | Purchase | 4 | 24.8275 USD | ||||
USD 0.01 common | Purchase | 10 | 24.8400 USD | ||||
USD 0.01 common | Purchase | 11 | 24.7200 USD | ||||
USD 0.01 common | Purchase | 11 | 24.6950 USD | ||||
USD 0.01 common | Purchase | 22 | 24.6925 USD | ||||
USD 0.01 common | Purchase | 32 | 24.7203 USD | ||||
USD 0.01 common | Purchase | 46 | 24.7745 USD | ||||
USD 0.01 common | Purchase | 46 | 24.7719 USD | ||||
USD 0.01 common | Purchase | 49 | 24.7328 USD | ||||
USD 0.01 common | Purchase | 52 | 24.6882 USD | ||||
USD 0.01 common | Purchase | 63 | 24.8215 USD | ||||
USD 0.01 common | Purchase | 87 | 24.7386 USD | ||||
USD 0.01 common | Purchase | 95 | 24.7412 USD | ||||
USD 0.01 common | Purchase | 99 | 24.7424 USD | ||||
USD 0.01 common | Purchase | 106 | 24.7221 USD | ||||
USD 0.01 common | Purchase | 118 | 24.7266 USD | ||||
USD 0.01 common | Purchase | 122 | 24.7045 USD | ||||
USD 0.01 common | Purchase | 129 | 24.7566 USD | ||||
USD 0.01 common | Purchase | 159 | 24.7150 USD | ||||
USD 0.01 common | Purchase | 186 | 24.7634 USD | ||||
USD 0.01 common | Purchase | 246 | 24.6850 USD | ||||
USD 0.01 common | Purchase | 275 | 24.6800 USD | ||||
USD 0.01 common | Purchase | 300 | 24.7000 USD | ||||
USD 0.01 common | Purchase | 320 | 24.6631 USD | ||||
USD 0.01 common | Purchase | 400 | 24.7275 USD | ||||
USD 0.01 common | Purchase | 525 | 24.6657 USD | ||||
USD 0.01 common | Purchase | 531 | 24.7112 USD | ||||
USD 0.01 common | Purchase | 556 | 24.6828 USD | ||||
USD 0.01 common | Purchase | 600 | 24.6658 USD | ||||
USD 0.01 common | Purchase | 651 | 24.7139 USD | ||||
USD 0.01 common | Purchase | 744 | 24.6985 USD | ||||
USD 0.01 common | Purchase | 1,114 | 24.6650 USD | ||||
USD 0.01 common | Purchase | 1,136 | 24.6779 USD | ||||
USD 0.01 common | Purchase | 1,432 | 24.6475 USD | ||||
USD 0.01 common | Purchase | 1,649 | 24.7258 USD | ||||
USD 0.01 common | Purchase | 1,723 | 24.6682 USD | ||||
USD 0.01 common | Purchase | 1,829 | 24.6668 USD | ||||
USD 0.01 common | Purchase | 2,205 | 24.6700 USD | ||||
USD 0.01 common | Purchase | 2,233 | 24.7235 USD | ||||
USD 0.01 common | Purchase | 2,370 | 24.6500 USD | ||||
USD 0.01 common | Purchase | 2,944 | 24.6675 USD | ||||
USD 0.01 common | Purchase | 3,300 | 24.6672 USD | ||||
USD 0.01 common | Purchase | 3,466 | 24.6635 USD | ||||
USD 0.01 common | Purchase | 3,650 | 24.6847 USD | ||||
USD 0.01 common | Purchase | 4,156 | 24.6645 USD | ||||
USD 0.01 common | Purchase | 7,375 | 24.6693 USD | ||||
USD 0.01 common | Purchase | 9,337 | 24.6685 USD | ||||
USD 0.01 common | Purchase | 14,211 | 24.6523 USD | ||||
USD 0.01 common | Purchase | 17,078 | 24.6716 USD | ||||
USD 0.01 common | Purchase | 19,453 | 24.7120 USD | ||||
USD 0.01 common | Purchase | 20,384 | 24.6755 USD | ||||
USD 0.01 common | Purchase | 20,666 | 24.7067 USD | ||||
USD 0.01 common | Purchase | 32,301 | 24.6512 USD | ||||
USD 0.01 common | Purchase | 45,704 | 24.6691 USD | ||||
USD 0.01 common | Purchase | 71,275 | 24.6932 USD | ||||
USD 0.01 common | Purchase | 97,354 | 24.6627 USD | ||||
USD 0.01 common | Sale | 7 | 24.6450 USD | ||||
USD 0.01 common | Sale | 11 | 24.7695 USD | ||||
USD 0.01 common | Sale | 21 | 24.6766 USD | ||||
USD 0.01 common | Sale | 28 | 24.6375 USD | ||||
USD 0.01 common | Sale | 35 | 24.6600 USD | ||||
USD 0.01 common | Sale | 49 | 24.6514 USD | ||||
USD 0.01 common | Sale | 52 | 24.7200 USD | ||||
USD 0.01 common | Sale | 59 | 24.6900 USD | ||||
USD 0.01 common | Sale | 86 | 24.6851 USD | ||||
USD 0.01 common | Sale | 100 | 24.7000 USD | ||||
USD 0.01 common | Sale | 101 | 24.6850 USD | ||||
USD 0.01 common | Sale | 177 | 24.6800 USD | ||||
USD 0.01 common | Sale | 200 | 24.6650 USD | ||||
USD 0.01 common | Sale | 200 | 24.7400 USD | ||||
USD 0.01 common | Sale | 211 | 24.6757 USD | ||||
USD 0.01 common | Sale | 248 | 24.6914 USD | ||||
USD 0.01 common | Sale | 300 | 24.6616 USD | ||||
USD 0.01 common | Sale | 474 | 24.7600 USD | ||||
USD 0.01 common | Sale | 482 | 24.6493 USD | ||||
USD 0.01 common | Sale | 514 | 24.6350 USD | ||||
USD 0.01 common | Sale | 519 | 24.6826 USD | ||||
USD 0.01 common | Sale | 556 | 24.6828 USD | ||||
USD 0.01 common | Sale | 601 | 24.7467 USD | ||||
USD 0.01 common | Sale | 810 | 24.6620 USD | ||||
USD 0.01 common | Sale | 872 | 24.7046 USD | ||||
USD 0.01 common | Sale | 942 | 24.7531 USD | ||||
USD 0.01 common | Sale | 1,300 | 24.6400 USD | ||||
USD 0.01 common | Sale | 1,312 | 24.7165 USD | ||||
USD 0.01 common | Sale | 2,732 | 24.6631 USD | ||||
USD 0.01 common | Sale | 3,105 | 24.6415 USD | ||||
USD 0.01 common | Sale | 3,687 | 24.8008 USD | ||||
USD 0.01 common | Sale | 5,370 | 24.6770 USD | ||||
USD 0.01 common | Sale | 8,141 | 24.6797 USD | ||||
USD 0.01 common | Sale | 9,287 | 24.6505 USD | ||||
USD 0.01 common | Sale | 14,022 | 24.6658 USD | ||||
USD 0.01 common | Sale | 14,162 | 24.6934 USD | ||||
USD 0.01 common | Sale | 14,211 | 24.6523 USD | ||||
USD 0.01 common | Sale | 14,466 | 24.6664 USD | ||||
USD 0.01 common | Sale | 21,626 | 24.6941 USD | ||||
USD 0.01 common | Sale | 24,254 | 24.6500 USD | ||||
USD 0.01 common | Sale | 32,618 | 24.7248 USD | ||||
USD 0.01 common | Sale | 37,569 | 24.6838 USD | ||||
USD 0.01 common | Sale | 177,961 | 24.6653 USD | ||||
(b) | Cash-settled derivative transactions |
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Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 7 Jun 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
Related Shares:
Barclays