30th Jun 2022 13:58
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 29 June 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,279,497 | 0.22% | 838,022 | 0.15% | |||
(2) | Cash-settled derivatives: | ||||||
1,141,309 | 0.20% | 3,776,526 | 0.66% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 2,420,806 | 0.42% | 4,614,548 | 0.81% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
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Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 1 | 22.2200 USD | ||||
USD 0.01 common | Purchase | 2 | 22.2450 USD | ||||
USD 0.01 common | Purchase | 2 | 22.2950 USD | ||||
USD 0.01 common | Purchase | 4 | 22.2875 USD | ||||
USD 0.01 common | Purchase | 6 | 22.3433 USD | ||||
USD 0.01 common | Purchase | 6 | 22.2550 USD | ||||
USD 0.01 common | Purchase | 7 | 22.4450 USD | ||||
USD 0.01 common | Purchase | 7 | 22.4250 USD | ||||
USD 0.01 common | Purchase | 9 | 22.4233 USD | ||||
USD 0.01 common | Purchase | 11 | 22.3900 USD | ||||
USD 0.01 common | Purchase | 14 | 22.2750 USD | ||||
USD 0.01 common | Purchase | 14 | 22.4350 USD | ||||
USD 0.01 common | Purchase | 14 | 22.4200 USD | ||||
USD 0.01 common | Purchase | 16 | 22.3015 USD | ||||
USD 0.01 common | Purchase | 28 | 22.3153 USD | ||||
USD 0.01 common | Purchase | 30 | 22.2960 USD | ||||
USD 0.01 common | Purchase | 34 | 22.3300 USD | ||||
USD 0.01 common | Purchase | 35 | 22.2825 USD | ||||
USD 0.01 common | Purchase | 42 | 22.1950 USD | ||||
USD 0.01 common | Purchase | 68 | 22.3200 USD | ||||
USD 0.01 common | Purchase | 110 | 22.2990 USD | ||||
USD 0.01 common | Purchase | 120 | 22.2931 USD | ||||
USD 0.01 common | Purchase | 134 | 22.2986 USD | ||||
USD 0.01 common | Purchase | 137 | 22.3265 USD | ||||
USD 0.01 common | Purchase | 144 | 22.3240 USD | ||||
USD 0.01 common | Purchase | 155 | 22.2898 USD | ||||
USD 0.01 common | Purchase | 300 | 22.2800 USD | ||||
USD 0.01 common | Purchase | 300 | 22.2466 USD | ||||
USD 0.01 common | Purchase | 602 | 22.3162 USD | ||||
USD 0.01 common | Purchase | 700 | 22.3078 USD | ||||
USD 0.01 common | Purchase | 701 | 22.3099 USD | ||||
USD 0.01 common | Purchase | 1,040 | 22.2925 USD | ||||
USD 0.01 common | Purchase | 1,714 | 22.3400 USD | ||||
USD 0.01 common | Purchase | 2,116 | 22.2996 USD | ||||
USD 0.01 common | Purchase | 2,191 | 22.3363 USD | ||||
USD 0.01 common | Purchase | 2,700 | 22.3411 USD | ||||
USD 0.01 common | Purchase | 2,981 | 22.3197 USD | ||||
USD 0.01 common | Purchase | 3,101 | 22.3707 USD | ||||
USD 0.01 common | Purchase | 3,544 | 22.3316 USD | ||||
USD 0.01 common | Purchase | 6,124 | 22.3425 USD | ||||
USD 0.01 common | Purchase | 7,065 | 22.3000 USD | ||||
USD 0.01 common | Purchase | 7,604 | 22.3003 USD | ||||
USD 0.01 common | Purchase | 7,605 | 22.3005 USD | ||||
USD 0.01 common | Purchase | 8,019 | 22.3187 USD | ||||
USD 0.01 common | Purchase | 15,612 | 22.2607 USD | ||||
USD 0.01 common | Purchase | 19,590 | 22.3010 USD | ||||
USD 0.01 common | Purchase | 21,715 | 22.2913 USD | ||||
USD 0.01 common | Purchase | 21,936 | 22.2926 USD | ||||
USD 0.01 common | Purchase | 39,198 | 22.3398 USD | ||||
USD 0.01 common | Purchase | 154,713 | 22.2975 USD | ||||
USD 0.01 common | Sale | 3 | 22.2900 USD | ||||
USD 0.01 common | Sale | 16 | 22.3015 USD | ||||
USD 0.01 common | Sale | 20 | 22.2200 USD | ||||
USD 0.01 common | Sale | 40 | 22.3300 USD | ||||
USD 0.01 common | Sale | 43 | 22.2844 USD | ||||
USD 0.01 common | Sale | 54 | 22.2500 USD | ||||
USD 0.01 common | Sale | 80 | 22.3050 USD | ||||
USD 0.01 common | Sale | 80 | 22.2700 USD | ||||
USD 0.01 common | Sale | 98 | 22.4700 USD | ||||
USD 0.01 common | Sale | 100 | 22.2980 USD | ||||
USD 0.01 common | Sale | 102 | 22.3960 USD | ||||
USD 0.01 common | Sale | 122 | 22.2638 USD | ||||
USD 0.01 common | Sale | 140 | 22.2750 USD | ||||
USD 0.01 common | Sale | 140 | 22.3100 USD | ||||
USD 0.01 common | Sale | 207 | 22.4066 USD | ||||
USD 0.01 common | Sale | 291 | 22.2607 USD | ||||
USD 0.01 common | Sale | 320 | 22.2800 USD | ||||
USD 0.01 common | Sale | 476 | 22.3152 USD | ||||
USD 0.01 common | Sale | 900 | 22.3005 USD | ||||
USD 0.01 common | Sale | 1,000 | 22.2910 USD | ||||
USD 0.01 common | Sale | 1,183 | 22.2997 USD | ||||
USD 0.01 common | Sale | 1,443 | 22.3051 USD | ||||
USD 0.01 common | Sale | 1,525 | 22.2991 USD | ||||
USD 0.01 common | Sale | 1,700 | 22.3055 USD | ||||
USD 0.01 common | Sale | 1,800 | 22.3022 USD | ||||
USD 0.01 common | Sale | 1,948 | 22.3288 USD | ||||
USD 0.01 common | Sale | 1,974 | 22.3085 USD | ||||
USD 0.01 common | Sale | 2,078 | 22.3298 USD | ||||
USD 0.01 common | Sale | 2,834 | 22.3012 USD | ||||
USD 0.01 common | Sale | 3,424 | 22.3458 USD | ||||
USD 0.01 common | Sale | 4,230 | 22.3133 USD | ||||
USD 0.01 common | Sale | 5,573 | 22.3095 USD | ||||
USD 0.01 common | Sale | 6,208 | 22.2999 USD | ||||
USD 0.01 common | Sale | 8,548 | 22.3163 USD | ||||
USD 0.01 common | Sale | 13,389 | 22.2774 USD | ||||
USD 0.01 common | Sale | 15,988 | 22.3000 USD | ||||
USD 0.01 common | Sale | 16,398 | 22.2865 USD | ||||
USD 0.01 common | Sale | 19,590 | 22.3010 USD | ||||
USD 0.01 common | Sale | 32,246 | 22.3424 USD | ||||
USD 0.01 common | Sale | 37,870 | 22.2918 USD | ||||
USD 0.01 common | Sale | 175,386 | 22.3014 USD | ||||
(b) | Cash-settled derivative transactions |
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Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 30 Jun 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
Barclays