13th Apr 2022 11:22
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | ||||||||||||||||||||
(a) | Full name of discloser: | Barclays PLC. | |||||||||||||||||||
(b) | Owner or controller of interest and short | ||||||||||||||||||||
positions disclosed, if different from 1(a): | |||||||||||||||||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||||||||||||||||
relevant securities this form relates: | |||||||||||||||||||||
(d) | If an exempt fund manager connected with an | ||||||||||||||||||||
offeror/offeree, state this and specify identity of | |||||||||||||||||||||
offeror/offeree: | |||||||||||||||||||||
(e) | Date position held/dealing undertaken: | 12 April 2022 | |||||||||||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||||||||||||||||
disclosures in respect of any other party to the offer? | AVAST PLC | ||||||||||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 1,251,891 | 0.22% | 718,814 | 0.12% |
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(2) | Cash-settled derivatives: |
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637,622 | 0.11% | 1,865,388 | 0.32% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 1,889,513 | 0.32% | 2,584,202 | 0.44% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
USD 0.01 common | Purchase | 11 | 26.4972 USD | |||
USD 0.01 common | Purchase | 41 | 26.4200 USD | |||
USD 0.01 common | Purchase | 99 | 26.9700 USD | |||
USD 0.01 common | Purchase | 100 | 26.6600 USD | |||
USD 0.01 common | Purchase | 108 | 26.4209 USD | |||
USD 0.01 common | Purchase | 111 | 26.4236 USD | |||
USD 0.01 common | Purchase | 125 | 26.6083 USD | |||
USD 0.01 common | Purchase | 144 | 26.4008 USD | |||
USD 0.01 common | Purchase | 152 | 26.5580 USD | |||
USD 0.01 common | Purchase | 186 | 26.3992 USD | |||
USD 0.01 common | Purchase | 255 | 26.4084 USD | |||
USD 0.01 common | Purchase | 274 | 26.6287 USD | |||
USD 0.01 common | Purchase | 280 | 26.4021 USD | |||
USD 0.01 common | Purchase | 283 | 26.4077 USD | |||
USD 0.01 common | Purchase | 291 | 26.6536 USD | |||
USD 0.01 common | Purchase | 299 | 26.6028 USD | |||
USD 0.01 common | Purchase | 300 | 26.9366 USD | |||
USD 0.01 common | Purchase | 313 | 26.6291 USD | |||
USD 0.01 common | Purchase | 322 | 26.4208 USD | |||
USD 0.01 common | Purchase | 333 | 26.7075 USD | |||
USD 0.01 common | Purchase | 335 | 26.6526 USD | |||
USD 0.01 common | Purchase | 400 | 26.4100 USD | |||
USD 0.01 common | Purchase | 404 | 26.4182 USD | |||
USD 0.01 common | Purchase | 416 | 26.7796 USD | |||
USD 0.01 common | Purchase | 448 | 26.7261 USD | |||
USD 0.01 common | Purchase | 451 | 26.4198 USD | |||
USD 0.01 common | Purchase | 480 | 26.6426 USD | |||
USD 0.01 common | Purchase | 549 | 26.4130 USD | |||
USD 0.01 common | Purchase | 570 | 26.5517 USD | |||
USD 0.01 common | Purchase | 611 | 26.7394 USD | |||
USD 0.01 common | Purchase | 613 | 26.6485 USD | |||
USD 0.01 common | Purchase | 1,537 | 26.5791 USD | |||
USD 0.01 common | Purchase | 2,502 | 26.4279 USD | |||
USD 0.01 common | Purchase | 3,018 | 26.5972 USD | |||
USD 0.01 common | Purchase | 4,354 | 26.5925 USD | |||
USD 0.01 common | Purchase | 4,951 | 26.5215 USD | |||
USD 0.01 common | Purchase | 5,097 | 26.5102 USD | |||
USD 0.01 common | Purchase | 9,907 | 26.5793 USD | |||
USD 0.01 common | Purchase | 12,975 | 26.6888 USD | |||
USD 0.01 common | Purchase | 33,615 | 26.6088 USD | |||
USD 0.01 common | Purchase | 48,487 | 26.7230 USD | |||
USD 0.01 common | Purchase | 65,176 | 26.5702 USD | |||
USD 0.01 common | Purchase | 166,649 | 26.4300 USD | |||
USD 0.01 common | Sale | 10 | 26.4400 USD | |||
USD 0.01 common | Sale | 29 | 26.4244 USD | |||
USD 0.01 common | Sale | 30 | 26.3950 USD | |||
USD 0.01 common | Sale | 40 | 26.4087 USD | |||
USD 0.01 common | Sale | 40 | 26.3975 USD | |||
USD 0.01 common | Sale | 40 | 26.4125 USD | |||
USD 0.01 common | Sale | 40 | 26.4150 USD | |||
USD 0.01 common | Sale | 50 | 26.4170 USD | |||
USD 0.01 common | Sale | 60 | 26.4141 USD | |||
USD 0.01 common | Sale | 79 | 26.7500 USD | |||
USD 0.01 common | Sale | 100 | 26.9000 USD | |||
USD 0.01 common | Sale | 100 | 26.9049 USD | |||
USD 0.01 common | Sale | 213 | 26.4159 USD | |||
USD 0.01 common | Sale | 343 | 26.6545 USD | |||
USD 0.01 common | Sale | 450 | 26.4100 USD | |||
USD 0.01 common | Sale | 2,019 | 26.6111 USD | |||
USD 0.01 common | Sale | 2,149 | 26.8661 USD | |||
USD 0.01 common | Sale | 3,203 | 26.7038 USD | |||
USD 0.01 common | Sale | 3,526 | 26.6827 USD | |||
USD 0.01 common | Sale | 3,556 | 26.5379 USD | |||
USD 0.01 common | Sale | 3,634 | 26.7100 USD | |||
USD 0.01 common | Sale | 3,924 | 26.7192 USD | |||
USD 0.01 common | Sale | 4,413 | 26.5192 USD | |||
USD 0.01 common | Sale | 4,587 | 26.7236 USD | |||
USD 0.01 common | Sale | 6,352 | 26.6025 USD | |||
USD 0.01 common | Sale | 6,399 | 26.6020 USD | |||
USD 0.01 common | Sale | 15,168 | 26.4508 USD | |||
USD 0.01 common | Sale | 25,415 | 26.8893 USD | |||
USD 0.01 common | Sale | 33,326 | 26.4497 USD | |||
USD 0.01 common | Sale | 37,411 | 26.6992 USD | |||
USD 0.01 common | Sale | 38,271 | 26.5733 USD | |||
USD 0.01 common | Sale | 67,945 | 26.4292 USD | |||
USD 0.01 common | Sale | 105,891 | 26.4300 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||
security | description | reference | |||||
securities | |||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 13 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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