17th Aug 2022 13:05
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 16 Aug 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,279,328 | 0.22% | 1,318,154 | 0.23% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 1,627,373 | 0.28% | 3,757,122 | 0.66% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 73,200 | 0.01% | 150,000 | 0.03% | |||
TOTAL: | 2,979,901 | 0.52% | 5,225,276 | 0.91% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 4 | 24.1450 USD | ||||
USD 0.01 common | Purchase | 8 | 24.1500 USD | ||||
USD 0.01 common | Purchase | 18 | 24.1525 USD | ||||
USD 0.01 common | Purchase | 31 | 23.9900 USD | ||||
USD 0.01 common | Purchase | 32 | 24.1050 USD | ||||
USD 0.01 common | Purchase | 52 | 24.0703 USD | ||||
USD 0.01 common | Purchase | 74 | 24.0300 USD | ||||
USD 0.01 common | Purchase | 100 | 24.1000 USD | ||||
USD 0.01 common | Purchase | 100 | 24.0200 USD | ||||
USD 0.01 common | Purchase | 200 | 24.0000 USD | ||||
USD 0.01 common | Purchase | 200 | 24.0500 USD | ||||
USD 0.01 common | Purchase | 350 | 24.1543 USD | ||||
USD 0.01 common | Purchase | 494 | 24.1800 USD | ||||
USD 0.01 common | Purchase | 506 | 24.1750 USD | ||||
USD 0.01 common | Purchase | 533 | 24.1798 USD | ||||
USD 0.01 common | Purchase | 535 | 24.1620 USD | ||||
USD 0.01 common | Purchase | 567 | 24.1942 USD | ||||
USD 0.01 common | Purchase | 768 | 24.1749 USD | ||||
USD 0.01 common | Purchase | 814 | 24.1870 USD | ||||
USD 0.01 common | Purchase | 882 | 24.1797 USD | ||||
USD 0.01 common | Purchase | 1,041 | 24.1110 USD | ||||
USD 0.01 common | Purchase | 1,132 | 24.1756 USD | ||||
USD 0.01 common | Purchase | 1,337 | 24.2210 USD | ||||
USD 0.01 common | Purchase | 1,366 | 24.2094 USD | ||||
USD 0.01 common | Purchase | 1,549 | 24.0756 USD | ||||
USD 0.01 common | Purchase | 1,600 | 24.1900 USD | ||||
USD 0.01 common | Purchase | 1,858 | 24.2137 USD | ||||
USD 0.01 common | Purchase | 1,930 | 24.1676 USD | ||||
USD 0.01 common | Purchase | 3,374 | 24.1568 USD | ||||
USD 0.01 common | Purchase | 3,511 | 24.1689 USD | ||||
USD 0.01 common | Purchase | 6,103 | 24.0184 USD | ||||
USD 0.01 common | Purchase | 9,217 | 24.1315 USD | ||||
USD 0.01 common | Purchase | 12,722 | 24.1359 USD | ||||
USD 0.01 common | Purchase | 14,472 | 24.1616 USD | ||||
USD 0.01 common | Purchase | 29,118 | 24.2100 USD | ||||
USD 0.01 common | Purchase | 29,981 | 24.0887 USD | ||||
USD 0.01 common | Purchase | 37,388 | 24.1587 USD | ||||
USD 0.01 common | Purchase | 63,073 | 24.0808 USD | ||||
USD 0.01 common | Sale | 1 | 24.0800 USD | ||||
USD 0.01 common | Sale | 1 | 24.0200 USD | ||||
USD 0.01 common | Sale | 1 | 23.9100 USD | ||||
USD 0.01 common | Sale | 2 | 24.1475 USD | ||||
USD 0.01 common | Sale | 2 | 24.1300 USD | ||||
USD 0.01 common | Sale | 2 | 24.1450 USD | ||||
USD 0.01 common | Sale | 2 | 24.0250 USD | ||||
USD 0.01 common | Sale | 7 | 24.1100 USD | ||||
USD 0.01 common | Sale | 11 | 24.0590 USD | ||||
USD 0.01 common | Sale | 15 | 23.8850 USD | ||||
USD 0.01 common | Sale | 48 | 24.1150 USD | ||||
USD 0.01 common | Sale | 62 | 23.9900 USD | ||||
USD 0.01 common | Sale | 67 | 24.0300 USD | ||||
USD 0.01 common | Sale | 98 | 24.0342 USD | ||||
USD 0.01 common | Sale | 101 | 24.1200 USD | ||||
USD 0.01 common | Sale | 101 | 24.1247 USD | ||||
USD 0.01 common | Sale | 101 | 24.1301 USD | ||||
USD 0.01 common | Sale | 167 | 23.9310 USD | ||||
USD 0.01 common | Sale | 205 | 24.1182 USD | ||||
USD 0.01 common | Sale | 215 | 23.9500 USD | ||||
USD 0.01 common | Sale | 301 | 24.1800 USD | ||||
USD 0.01 common | Sale | 450 | 23.9705 USD | ||||
USD 0.01 common | Sale | 460 | 24.0693 USD | ||||
USD 0.01 common | Sale | 499 | 24.1401 USD | ||||
USD 0.01 common | Sale | 700 | 23.9157 USD | ||||
USD 0.01 common | Sale | 785 | 24.1010 USD | ||||
USD 0.01 common | Sale | 870 | 24.0451 USD | ||||
USD 0.01 common | Sale | 881 | 24.2036 USD | ||||
USD 0.01 common | Sale | 1,000 | 24.0195 USD | ||||
USD 0.01 common | Sale | 1,329 | 24.0795 USD | ||||
USD 0.01 common | Sale | 1,344 | 24.0987 USD | ||||
USD 0.01 common | Sale | 1,554 | 24.1230 USD | ||||
USD 0.01 common | Sale | 1,600 | 24.1900 USD | ||||
USD 0.01 common | Sale | 3,335 | 24.0874 USD | ||||
USD 0.01 common | Sale | 4,009 | 24.0591 USD | ||||
USD 0.01 common | Sale | 4,375 | 24.1491 USD | ||||
USD 0.01 common | Sale | 5,532 | 24.0596 USD | ||||
USD 0.01 common | Sale | 5,948 | 24.1372 USD | ||||
USD 0.01 common | Sale | 6,492 | 24.1328 USD | ||||
USD 0.01 common | Sale | 10,305 | 24.1306 USD | ||||
USD 0.01 common | Sale | 21,034 | 24.2001 USD | ||||
USD 0.01 common | Sale | 21,677 | 24.1957 USD | ||||
USD 0.01 common | Sale | 33,708 | 24.2100 USD | ||||
USD 0.01 common | Sale | 107,710 | 24.0864 USD | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 17 Aug 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | ||||||
relevant securities this from relates: | |||||||
2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
USD 0.01 common | Call Options | Purchased | 56,100 | 25.0000 | American | 19 Aug 2022 | |
USD 0.01 common | Call Options | Written | -112,200 | 28.0000 | American | 19 Aug 2022 | |
USD 0.01 common | Call Options | Written | -20,700 | 27.0000 | American | 19 Aug 2022 | |
USD 0.01 common | Call Options | Written | -17,100 | 27.0000 | American | 16 Sep 2022 | |
USD 0.01 common | Put Options | Written | 17,100 | 25.0000 | American | 16 Sep 2022 | |
3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
Related Shares:
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