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Form 8.3 - NortonLifeLock Inc.

17th Aug 2022 13:05

RNS Number : 3608W
Barclays PLC
17 August 2022
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

16 Aug 2022

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing(if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,279,328

0.22%

1,318,154

0.23%

(2)

Cash-settled derivatives:

and/or controlled:

1,627,373

0.28%

3,757,122

0.66%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

73,200

0.01%

150,000

0.03%

TOTAL:

2,979,901

0.52%

5,225,276

0.91%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

4

24.1450 USD

USD 0.01 common

Purchase

8

24.1500 USD

USD 0.01 common

Purchase

18

24.1525 USD

USD 0.01 common

Purchase

31

23.9900 USD

USD 0.01 common

Purchase

32

24.1050 USD

USD 0.01 common

Purchase

52

24.0703 USD

USD 0.01 common

Purchase

74

24.0300 USD

USD 0.01 common

Purchase

100

24.1000 USD

USD 0.01 common

Purchase

100

24.0200 USD

USD 0.01 common

Purchase

200

24.0000 USD

USD 0.01 common

Purchase

200

24.0500 USD

USD 0.01 common

Purchase

350

24.1543 USD

USD 0.01 common

Purchase

494

24.1800 USD

USD 0.01 common

Purchase

506

24.1750 USD

USD 0.01 common

Purchase

533

24.1798 USD

USD 0.01 common

Purchase

535

24.1620 USD

USD 0.01 common

Purchase

567

24.1942 USD

USD 0.01 common

Purchase

768

24.1749 USD

USD 0.01 common

Purchase

814

24.1870 USD

USD 0.01 common

Purchase

882

24.1797 USD

USD 0.01 common

Purchase

1,041

24.1110 USD

USD 0.01 common

Purchase

1,132

24.1756 USD

USD 0.01 common

Purchase

1,337

24.2210 USD

USD 0.01 common

Purchase

1,366

24.2094 USD

USD 0.01 common

Purchase

1,549

24.0756 USD

USD 0.01 common

Purchase

1,600

24.1900 USD

USD 0.01 common

Purchase

1,858

24.2137 USD

USD 0.01 common

Purchase

1,930

24.1676 USD

USD 0.01 common

Purchase

3,374

24.1568 USD

USD 0.01 common

Purchase

3,511

24.1689 USD

USD 0.01 common

Purchase

6,103

24.0184 USD

USD 0.01 common

Purchase

9,217

24.1315 USD

USD 0.01 common

Purchase

12,722

24.1359 USD

USD 0.01 common

Purchase

14,472

24.1616 USD

USD 0.01 common

Purchase

29,118

24.2100 USD

USD 0.01 common

Purchase

29,981

24.0887 USD

USD 0.01 common

Purchase

37,388

24.1587 USD

USD 0.01 common

Purchase

63,073

24.0808 USD

USD 0.01 common

Sale

1

24.0800 USD

USD 0.01 common

Sale

1

24.0200 USD

USD 0.01 common

Sale

1

23.9100 USD

USD 0.01 common

Sale

2

24.1475 USD

USD 0.01 common

Sale

2

24.1300 USD

USD 0.01 common

Sale

2

24.1450 USD

USD 0.01 common

Sale

2

24.0250 USD

USD 0.01 common

Sale

7

24.1100 USD

USD 0.01 common

Sale

11

24.0590 USD

USD 0.01 common

Sale

15

23.8850 USD

USD 0.01 common

Sale

48

24.1150 USD

USD 0.01 common

Sale

62

23.9900 USD

USD 0.01 common

Sale

67

24.0300 USD

USD 0.01 common

Sale

98

24.0342 USD

USD 0.01 common

Sale

101

24.1200 USD

USD 0.01 common

Sale

101

24.1247 USD

USD 0.01 common

Sale

101

24.1301 USD

USD 0.01 common

Sale

167

23.9310 USD

USD 0.01 common

Sale

205

24.1182 USD

USD 0.01 common

Sale

215

23.9500 USD

USD 0.01 common

Sale

301

24.1800 USD

USD 0.01 common

Sale

450

23.9705 USD

USD 0.01 common

Sale

460

24.0693 USD

USD 0.01 common

Sale

499

24.1401 USD

USD 0.01 common

Sale

700

23.9157 USD

USD 0.01 common

Sale

785

24.1010 USD

USD 0.01 common

Sale

870

24.0451 USD

USD 0.01 common

Sale

881

24.2036 USD

USD 0.01 common

Sale

1,000

24.0195 USD

USD 0.01 common

Sale

1,329

24.0795 USD

USD 0.01 common

Sale

1,344

24.0987 USD

USD 0.01 common

Sale

1,554

24.1230 USD

USD 0.01 common

Sale

1,600

24.1900 USD

USD 0.01 common

Sale

3,335

24.0874 USD

USD 0.01 common

Sale

4,009

24.0591 USD

USD 0.01 common

Sale

4,375

24.1491 USD

USD 0.01 common

Sale

5,532

24.0596 USD

USD 0.01 common

Sale

5,948

24.1372 USD

USD 0.01 common

Sale

6,492

24.1328 USD

USD 0.01 common

Sale

10,305

24.1306 USD

USD 0.01 common

Sale

21,034

24.2001 USD

USD 0.01 common

Sale

21,677

24.1957 USD

USD 0.01 common

Sale

33,708

24.2100 USD

USD 0.01 common

Sale

107,710

24.0864 USD

(b)

Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

date

money

relevant

selling,

securities

per unit

paid/

security

varying etc

to which

received

option

per unit

relates

(ii)

Exercising

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

securities

unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

17 Aug 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 0.01 common

Call Options

Purchased

56,100

25.0000

American

19 Aug 2022

USD 0.01 common

Call Options

Written

-112,200

28.0000

American

19 Aug 2022

USD 0.01 common

Call Options

Written

-20,700

27.0000

American

19 Aug 2022

USD 0.01 common

Call Options

Written

-17,100

27.0000

American

16 Sep 2022

USD 0.01 common

Put Options

Written

17,100

25.0000

American

16 Sep 2022

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

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END
 
 
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