12th May 2022 13:58
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | |||||||||||||||||||||||
(a) | Full name of discloser: | Barclays PLC. | ||||||||||||||||||||||
(b) | Owner or controller of interest and short | |||||||||||||||||||||||
positions disclosed, if different from 1(a): | ||||||||||||||||||||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | ||||||||||||||||||||||
relevant securities this form relates: | ||||||||||||||||||||||||
(d) | If an exempt fund manager connected with an | |||||||||||||||||||||||
offeror/offeree, state this and specify identity of | ||||||||||||||||||||||||
offeror/offeree: | ||||||||||||||||||||||||
(e) | Date position held/dealing undertaken: | 11 May 2022 | ||||||||||||||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | AVAST PLC | |||||||||||||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 1,134,981 | 0.19% | 1,071,472 | 0.18% |
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(2) | Cash-settled derivatives: |
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892,001 | 0.15% | 1,884,792 | 0.32% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 2,026,982 | 0.35% | 2,956,264 | 0.51% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
USD 0.01 common | Purchase | 1 | 24.4800 USD | |||
USD 0.01 common | Purchase | 5 | 24.4980 USD | |||
USD 0.01 common | Purchase | 8 | 24.4812 USD | |||
USD 0.01 common | Purchase | 9 | 24.5900 USD | |||
USD 0.01 common | Purchase | 15 | 24.6280 USD | |||
USD 0.01 common | Purchase | 32 | 24.3718 USD | |||
USD 0.01 common | Purchase | 100 | 24.4700 USD | |||
USD 0.01 common | Purchase | 100 | 24.6400 USD | |||
USD 0.01 common | Purchase | 149 | 24.5394 USD | |||
USD 0.01 common | Purchase | 200 | 24.5850 USD | |||
USD 0.01 common | Purchase | 203 | 24.4073 USD | |||
USD 0.01 common | Purchase | 348 | 24.3200 USD | |||
USD 0.01 common | Purchase | 400 | 24.4975 USD | |||
USD 0.01 common | Purchase | 500 | 24.5430 USD | |||
USD 0.01 common | Purchase | 516 | 24.5055 USD | |||
USD 0.01 common | Purchase | 555 | 24.4997 USD | |||
USD 0.01 common | Purchase | 600 | 24.4750 USD | |||
USD 0.01 common | Purchase | 600 | 24.5624 USD | |||
USD 0.01 common | Purchase | 688 | 24.3819 USD | |||
USD 0.01 common | Purchase | 762 | 24.4801 USD | |||
USD 0.01 common | Purchase | 821 | 24.5241 USD | |||
USD 0.01 common | Purchase | 900 | 24.4955 USD | |||
USD 0.01 common | Purchase | 903 | 24.5323 USD | |||
USD 0.01 common | Purchase | 1,000 | 24.4500 USD | |||
USD 0.01 common | Purchase | 1,069 | 24.4451 USD | |||
USD 0.01 common | Purchase | 1,100 | 24.4945 USD | |||
USD 0.01 common | Purchase | 1,192 | 24.3346 USD | |||
USD 0.01 common | Purchase | 1,300 | 24.4853 USD | |||
USD 0.01 common | Purchase | 1,438 | 24.3729 USD | |||
USD 0.01 common | Purchase | 1,752 | 24.5340 USD | |||
USD 0.01 common | Purchase | 2,168 | 24.4950 USD | |||
USD 0.01 common | Purchase | 2,604 | 24.4170 USD | |||
USD 0.01 common | Purchase | 3,150 | 24.3680 USD | |||
USD 0.01 common | Purchase | 3,222 | 24.4963 USD | |||
USD 0.01 common | Purchase | 3,584 | 24.4799 USD | |||
USD 0.01 common | Purchase | 3,754 | 24.5001 USD | |||
USD 0.01 common | Purchase | 4,019 | 24.3990 USD | |||
USD 0.01 common | Purchase | 4,402 | 24.4571 USD | |||
USD 0.01 common | Purchase | 5,500 | 24.4730 USD | |||
USD 0.01 common | Purchase | 5,830 | 24.4202 USD | |||
USD 0.01 common | Purchase | 7,135 | 24.4404 USD | |||
USD 0.01 common | Purchase | 8,451 | 24.4795 USD | |||
USD 0.01 common | Purchase | 8,552 | 24.4783 USD | |||
USD 0.01 common | Purchase | 8,650 | 24.4681 USD | |||
USD 0.01 common | Purchase | 9,837 | 24.4616 USD | |||
USD 0.01 common | Purchase | 9,906 | 24.4642 USD | |||
USD 0.01 common | Purchase | 11,947 | 24.3500 USD | |||
USD 0.01 common | Purchase | 12,667 | 24.4697 USD | |||
USD 0.01 common | Purchase | 13,493 | 24.4738 USD | |||
USD 0.01 common | Purchase | 16,906 | 24.4762 USD | |||
USD 0.01 common | Purchase | 21,766 | 24.4840 USD | |||
USD 0.01 common | Purchase | 43,086 | 24.4559 USD | |||
USD 0.01 common | Purchase | 44,269 | 24.3976 USD | |||
USD 0.01 common | Purchase | 85,872 | 24.4098 USD | |||
USD 0.01 common | Purchase | 87,143 | 24.4769 USD | |||
USD 0.01 common | Purchase | 99,371 | 24.4468 USD | |||
USD 0.01 common | Purchase | 122,440 | 24.4543 USD | |||
USD 0.01 common | Purchase | 329,900 | 24.4447 USD | |||
USD 0.01 common | Purchase | 605,690 | 24.4345 USD | |||
USD 0.01 common | Sale | 3 | 24.4300 USD | |||
USD 0.01 common | Sale | 6 | 24.4000 USD | |||
USD 0.01 common | Sale | 12 | 24.4575 USD | |||
USD 0.01 common | Sale | 12 | 24.3887 USD | |||
USD 0.01 common | Sale | 18 | 24.4416 USD | |||
USD 0.01 common | Sale | 21 | 24.3814 USD | |||
USD 0.01 common | Sale | 24 | 24.4137 USD | |||
USD 0.01 common | Sale | 29 | 24.3618 USD | |||
USD 0.01 common | Sale | 58 | 24.5044 USD | |||
USD 0.01 common | Sale | 100 | 24.4450 USD | |||
USD 0.01 common | Sale | 100 | 24.3350 USD | |||
USD 0.01 common | Sale | 148 | 24.5545 USD | |||
USD 0.01 common | Sale | 187 | 24.6100 USD | |||
USD 0.01 common | Sale | 200 | 24.3250 USD | |||
USD 0.01 common | Sale | 200 | 24.4250 USD | |||
USD 0.01 common | Sale | 248 | 24.3200 USD | |||
USD 0.01 common | Sale | 292 | 24.3334 USD | |||
USD 0.01 common | Sale | 400 | 24.3375 USD | |||
USD 0.01 common | Sale | 624 | 24.3400 USD | |||
USD 0.01 common | Sale | 749 | 24.3884 USD | |||
USD 0.01 common | Sale | 1,059 | 24.4500 USD | |||
USD 0.01 common | Sale | 1,620 | 24.4310 USD | |||
USD 0.01 common | Sale | 1,675 | 24.5353 USD | |||
USD 0.01 common | Sale | 1,717 | 24.4789 USD | |||
USD 0.01 common | Sale | 1,752 | 24.5340 USD | |||
USD 0.01 common | Sale | 1,756 | 24.4727 USD | |||
USD 0.01 common | Sale | 1,941 | 24.6004 USD | |||
USD 0.01 common | Sale | 1,976 | 24.4563 USD | |||
USD 0.01 common | Sale | 2,022 | 24.4649 USD | |||
USD 0.01 common | Sale | 2,037 | 24.4295 USD | |||
USD 0.01 common | Sale | 2,042 | 24.4476 USD | |||
USD 0.01 common | Sale | 2,233 | 24.4676 USD | |||
USD 0.01 common | Sale | 2,493 | 24.4678 USD | |||
USD 0.01 common | Sale | 2,650 | 24.3800 USD | |||
USD 0.01 common | Sale | 2,777 | 24.4366 USD | |||
USD 0.01 common | Sale | 2,970 | 24.4613 USD | |||
USD 0.01 common | Sale | 2,990 | 24.4578 USD | |||
USD 0.01 common | Sale | 3,163 | 24.4571 USD | |||
USD 0.01 common | Sale | 3,664 | 24.5284 USD | |||
USD 0.01 common | Sale | 3,845 | 24.3511 USD | |||
USD 0.01 common | Sale | 3,999 | 24.5150 USD | |||
USD 0.01 common | Sale | 4,750 | 24.4832 USD | |||
USD 0.01 common | Sale | 8,722 | 24.4495 USD | |||
USD 0.01 common | Sale | 10,435 | 24.3500 USD | |||
USD 0.01 common | Sale | 13,052 | 24.4417 USD | |||
USD 0.01 common | Sale | 21,965 | 24.3512 USD | |||
USD 0.01 common | Sale | 38,079 | 24.4080 USD | |||
USD 0.01 common | Sale | 39,266 | 24.4610 USD | |||
USD 0.01 common | Sale | 54,286 | 24.4471 USD | |||
USD 0.01 common | Sale | 58,338 | 24.4430 USD | |||
USD 0.01 common | Sale | 143,292 | 24.4704 USD | |||
USD 0.01 common | Sale | 442,629 | 24.4398 USD | |||
USD 0.01 common | Sale | 716,197 | 24.4408 USD |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
USD 0.01 common | SWAP | Long | 21,744 | 24.3500 USD | |||
USD 0.01 common | SWAP | Long | 43,000 | 24.4611 USD |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 12 May 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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