7th Mar 2022 11:51
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: | Barclays PLC. |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
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(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | NORTONLIFELOCK INC |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 04 March 2022 |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES : AVAST PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | USD 0.01 common | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 1,383,958 | 0.24% | 705,589 | 0.12% | |
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(2) | Cash-settled derivatives: |
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| 230,120 | 0.04% | 3,730,776 | 0.64% | ||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
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(4) |
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TOTAL: | 1,614,078 | 0.28% | 4,436,365 | 0.76% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 1 | 29.6900 USD | ||||
USD 0.01 common | Purchase | 1 | 29.1400 USD | ||||
USD 0.01 common | Purchase | 1 | 29.1800 USD | ||||
USD 0.01 common | Purchase | 1 | 28.9500 USD | ||||
USD 0.01 common | Purchase | 2 | 29.1650 USD | ||||
USD 0.01 common | Purchase | 49 | 29.3400 USD | ||||
USD 0.01 common | Purchase | 61 | 28.9700 USD | ||||
USD 0.01 common | Purchase | 64 | 28.9650 USD | ||||
USD 0.01 common | Purchase | 100 | 28.8900 USD | ||||
USD 0.01 common | Purchase | 105 | 27.0550 EUR | ||||
USD 0.01 common | Purchase | 414 | 29.3000 USD | ||||
USD 0.01 common | Purchase | 501 | 29.1600 USD | ||||
USD 0.01 common | Purchase | 600 | 29.2000 USD | ||||
USD 0.01 common | Purchase | 1,993 | 29.1635 USD | ||||
USD 0.01 common | Purchase | 4,125 | 29.2135 USD | ||||
USD 0.01 common | Purchase | 4,187 | 29.0203 USD | ||||
USD 0.01 common | Purchase | 5,239 | 29.3118 USD | ||||
USD 0.01 common | Purchase | 5,486 | 29.5610 USD | ||||
USD 0.01 common | Purchase | 16,018 | 29.0817 USD | ||||
USD 0.01 common | Purchase | 17,602 | 29.1058 USD | ||||
USD 0.01 common | Purchase | 19,832 | 29.1683 USD | ||||
USD 0.01 common | Purchase | 21,548 | 29.1227 USD | ||||
USD 0.01 common | Purchase | 29,155 | 29.1886 USD | ||||
USD 0.01 common | Purchase | 38,421 | 29.0691 USD | ||||
USD 0.01 common | Purchase | 39,212 | 29.1884 USD | ||||
USD 0.01 common | Purchase | 98,698 | 29.1900 USD | ||||
USD 0.01 common | Purchase | 177,549 | 29.0854 USD | ||||
USD 0.01 common | Sale | 8 | 29.1733 USD | ||||
USD 0.01 common | Sale | 12 | 29.0900 USD | ||||
USD 0.01 common | Sale | 14 | 29.3000 USD | ||||
USD 0.01 common | Sale | 24 | 29.1875 USD | ||||
USD 0.01 common | Sale | 30 | 28.9500 USD | ||||
USD 0.01 common | Sale | 36 | 29.1133 USD | ||||
USD 0.01 common | Sale | 36 | 29.1333 USD | ||||
USD 0.01 common | Sale | 38 | 29.1600 USD | ||||
USD 0.01 common | Sale | 46 | 29.1856 USD | ||||
USD 0.01 common | Sale | 48 | 29.1475 USD | ||||
USD 0.01 common | Sale | 49 | 29.3400 USD | ||||
USD 0.01 common | Sale | 60 | 29.1390 USD | ||||
USD 0.01 common | Sale | 61 | 28.9700 USD | ||||
USD 0.01 common | Sale | 66 | 28.9750 USD | ||||
USD 0.01 common | Sale | 72 | 29.1300 USD | ||||
USD 0.01 common | Sale | 84 | 29.1230 USD | ||||
USD 0.01 common | Sale | 93 | 29.0300 USD | ||||
USD 0.01 common | Sale | 96 | 29.1112 USD | ||||
USD 0.01 common | Sale | 105 | 27.0550 EUR | ||||
USD 0.01 common | Sale | 116 | 29.1305 USD | ||||
USD 0.01 common | Sale | 136 | 29.0700 USD | ||||
USD 0.01 common | Sale | 141 | 29.0726 USD | ||||
USD 0.01 common | Sale | 170 | 29.3371 USD | ||||
USD 0.01 common | Sale | 171 | 29.5109 USD | ||||
USD 0.01 common | Sale | 173 | 29.2315 USD | ||||
USD 0.01 common | Sale | 192 | 29.1520 USD | ||||
USD 0.01 common | Sale | 200 | 29.3533 USD | ||||
USD 0.01 common | Sale | 200 | 29.1850 USD | ||||
USD 0.01 common | Sale | 291 | 29.3208 USD | ||||
USD 0.01 common | Sale | 292 | 29.4420 USD | ||||
USD 0.01 common | Sale | 348 | 29.3660 USD | ||||
USD 0.01 common | Sale | 348 | 29.1524 USD | ||||
USD 0.01 common | Sale | 370 | 29.2970 USD | ||||
USD 0.01 common | Sale | 424 | 29.3408 USD | ||||
USD 0.01 common | Sale | 448 | 29.3805 USD | ||||
USD 0.01 common | Sale | 516 | 29.3462 USD | ||||
USD 0.01 common | Sale | 800 | 29.2000 USD | ||||
USD 0.01 common | Sale | 1,577 | 29.2864 USD | ||||
USD 0.01 common | Sale | 2,258 | 29.1570 USD | ||||
USD 0.01 common | Sale | 7,963 | 29.1265 USD | ||||
USD 0.01 common | Sale | 8,144 | 29.1895 USD | ||||
USD 0.01 common | Sale | 8,663 | 29.1379 USD | ||||
USD 0.01 common | Sale | 13,238 | 29.1135 USD | ||||
USD 0.01 common | Sale | 16,373 | 29.2905 USD | ||||
USD 0.01 common | Sale | 39,212 | 29.1884 USD | ||||
USD 0.01 common | Sale | 41,694 | 29.1675 USD | ||||
USD 0.01 common | Sale | 103,669 | 29.1900 USD | ||||
USD 0.01 common | Sale | 232,110 | 29.0795 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
Date of disclosure: | 7 March 2022 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number*: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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