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Form 8.3 - NORTONLIFELOCK INC

7th Mar 2022 11:51

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NORTONLIFELOCK INC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

04 March 2022

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

YES : AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:USD 0.01 common
InterestsShort Positions
Number(%)Number(%)

(1)

Relevant securities owned

 

and/or controlled:

1,383,958

0.24%

705,589

0.12%

 

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

 

230,120

0.04%

3,730,776

0.64%

 

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

(4)

 

 

 

 

TOTAL:

1,614,078

0.28%

4,436,365

0.76%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevantPurchase/saleNumber ofPrice per unit
securitysecurities
USD 0.01 commonPurchase

1

29.6900 USD
USD 0.01 commonPurchase

1

29.1400 USD
USD 0.01 commonPurchase

1

29.1800 USD
USD 0.01 commonPurchase

1

28.9500 USD
USD 0.01 commonPurchase

2

29.1650 USD
USD 0.01 commonPurchase

49

29.3400 USD
USD 0.01 commonPurchase

61

28.9700 USD
USD 0.01 commonPurchase

64

28.9650 USD
USD 0.01 commonPurchase

100

28.8900 USD
USD 0.01 commonPurchase

105

27.0550 EUR
USD 0.01 commonPurchase

414

29.3000 USD
USD 0.01 commonPurchase

501

29.1600 USD
USD 0.01 commonPurchase

600

29.2000 USD
USD 0.01 commonPurchase

1,993

29.1635 USD
USD 0.01 commonPurchase

4,125

29.2135 USD
USD 0.01 commonPurchase

4,187

29.0203 USD
USD 0.01 commonPurchase

5,239

29.3118 USD
USD 0.01 commonPurchase

5,486

29.5610 USD
USD 0.01 commonPurchase

16,018

29.0817 USD
USD 0.01 commonPurchase

17,602

29.1058 USD
USD 0.01 commonPurchase

19,832

29.1683 USD
USD 0.01 commonPurchase

21,548

29.1227 USD
USD 0.01 commonPurchase

29,155

29.1886 USD
USD 0.01 commonPurchase

38,421

29.0691 USD
USD 0.01 commonPurchase

39,212

29.1884 USD
USD 0.01 commonPurchase

98,698

29.1900 USD
USD 0.01 commonPurchase

177,549

29.0854 USD
USD 0.01 commonSale

8

29.1733 USD
USD 0.01 commonSale

12

29.0900 USD
USD 0.01 commonSale

14

29.3000 USD
USD 0.01 commonSale

24

29.1875 USD
USD 0.01 commonSale

30

28.9500 USD
USD 0.01 commonSale

36

29.1133 USD
USD 0.01 commonSale

36

29.1333 USD
USD 0.01 commonSale

38

29.1600 USD
USD 0.01 commonSale

46

29.1856 USD
USD 0.01 commonSale

48

29.1475 USD
USD 0.01 commonSale

49

29.3400 USD
USD 0.01 commonSale

60

29.1390 USD
USD 0.01 commonSale

61

28.9700 USD
USD 0.01 commonSale

66

28.9750 USD
USD 0.01 commonSale

72

29.1300 USD
USD 0.01 commonSale

84

29.1230 USD
USD 0.01 commonSale

93

29.0300 USD
USD 0.01 commonSale

96

29.1112 USD
USD 0.01 commonSale

105

27.0550 EUR
USD 0.01 commonSale

116

29.1305 USD
USD 0.01 commonSale

136

29.0700 USD
USD 0.01 commonSale

141

29.0726 USD
USD 0.01 commonSale

170

29.3371 USD
USD 0.01 commonSale

171

29.5109 USD
USD 0.01 commonSale

173

29.2315 USD
USD 0.01 commonSale

192

29.1520 USD
USD 0.01 commonSale

200

29.3533 USD
USD 0.01 commonSale

200

29.1850 USD
USD 0.01 commonSale

291

29.3208 USD
USD 0.01 commonSale

292

29.4420 USD
USD 0.01 commonSale

348

29.3660 USD
USD 0.01 commonSale

348

29.1524 USD
USD 0.01 commonSale

370

29.2970 USD
USD 0.01 commonSale

424

29.3408 USD
USD 0.01 commonSale

448

29.3805 USD
USD 0.01 commonSale

516

29.3462 USD
USD 0.01 commonSale

800

29.2000 USD
USD 0.01 commonSale

1,577

29.2864 USD
USD 0.01 commonSale

2,258

29.1570 USD
USD 0.01 commonSale

7,963

29.1265 USD
USD 0.01 commonSale

8,144

29.1895 USD
USD 0.01 commonSale

8,663

29.1379 USD
USD 0.01 commonSale

13,238

29.1135 USD
USD 0.01 commonSale

16,373

29.2905 USD
USD 0.01 commonSale

39,212

29.1884 USD
USD 0.01 commonSale

41,694

29.1675 USD
USD 0.01 commonSale

103,669

29.1900 USD
USD 0.01 commonSale

232,110

29.0795 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

7 March 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number*:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20220307005472/en/

Copyright Business Wire 2022


Related Shares:

Barclays
FTSE 100 Latest
Value8,717.97
Change-21.29