11th Mar 2022 12:57
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
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| Barclays PLC. | |||
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(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: |
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(e) | Date position held/dealing undertaken: |
| 10 March 2022 | ||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | AVAST PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common |
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| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 1,384,841 | 0.24% | 782,807 | 0.13% | ||
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(2) | Cash-settled derivatives: |
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| 621,720 | 0.11% | 3,730,776 | 0.64% | |
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: |
| 2,006,561 | 0.34% | 4,513,583 | 0.78% | |
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Class of relevant security: | Convertible Bond US668771AB40 |
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| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 11,000 | 0.00% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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| 0 | 0.00% | 0 | 0.00% | |
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: |
| 11,000 | 0.00% | 0 | 0.00% | |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale |
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security |
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| securities |
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Convertible Bond | Purchase | 11,000 | 135.0000 USD | ||||
USD 0.01 common | Purchase | 9 | 27.9011 USD | ||||
USD 0.01 common | Purchase | 11 | 27.6972 USD | ||||
USD 0.01 common | Purchase | 14 | 27.9600 USD | ||||
USD 0.01 common | Purchase | 21 | 27.7800 USD | ||||
USD 0.01 common | Purchase | 25 | 27.9332 USD | ||||
USD 0.01 common | Purchase | 28 | 27.9450 USD | ||||
USD 0.01 common | Purchase | 28 | 27.6889 USD | ||||
USD 0.01 common | Purchase | 36 | 27.6350 USD | ||||
USD 0.01 common | Purchase | 36 | 27.9361 USD | ||||
USD 0.01 common | Purchase | 42 | 27.9283 USD | ||||
USD 0.01 common | Purchase | 45 | 27.8500 USD | ||||
USD 0.01 common | Purchase | 56 | 27.9375 USD | ||||
USD 0.01 common | Purchase | 84 | 27.9383 USD | ||||
USD 0.01 common | Purchase | 98 | 27.9314 USD | ||||
USD 0.01 common | Purchase | 98 | 27.9342 USD | ||||
USD 0.01 common | Purchase | 100 | 27.7100 USD | ||||
USD 0.01 common | Purchase | 102 | 27.9111 USD | ||||
USD 0.01 common | Purchase | 109 | 27.9077 USD | ||||
USD 0.01 common | Purchase | 110 | 27.9124 USD | ||||
USD 0.01 common | Purchase | 111 | 27.8870 USD | ||||
USD 0.01 common | Purchase | 111 | 27.9658 USD | ||||
USD 0.01 common | Purchase | 116 | 27.8940 USD | ||||
USD 0.01 common | Purchase | 120 | 27.8863 USD | ||||
USD 0.01 common | Purchase | 172 | 27.9312 USD | ||||
USD 0.01 common | Purchase | 300 | 27.7416 USD | ||||
USD 0.01 common | Purchase | 300 | 27.7433 USD | ||||
USD 0.01 common | Purchase | 300 | 27.7350 USD | ||||
USD 0.01 common | Purchase | 314 | 27.9157 USD | ||||
USD 0.01 common | Purchase | 400 | 27.9400 USD | ||||
USD 0.01 common | Purchase | 539 | 27.7900 USD | ||||
USD 0.01 common | Purchase | 600 | 27.7066 USD | ||||
USD 0.01 common | Purchase | 609 | 27.5800 USD | ||||
USD 0.01 common | Purchase | 627 | 27.9052 USD | ||||
USD 0.01 common | Purchase | 674 | 27.6523 USD | ||||
USD 0.01 common | Purchase | 843 | 27.8420 USD | ||||
USD 0.01 common | Purchase | 1,301 | 27.4800 USD | ||||
USD 0.01 common | Purchase | 1,891 | 27.7860 USD | ||||
USD 0.01 common | Purchase | 2,869 | 27.9199 USD | ||||
USD 0.01 common | Purchase | 2,937 | 27.8989 USD | ||||
USD 0.01 common | Purchase | 2,962 | 27.9104 USD | ||||
USD 0.01 common | Purchase | 4,544 | 27.9192 USD | ||||
USD 0.01 common | Purchase | 6,656 | 27.9173 USD | ||||
USD 0.01 common | Purchase | 9,323 | 27.9200 USD | ||||
USD 0.01 common | Purchase | 15,516 | 27.8305 USD | ||||
USD 0.01 common | Purchase | 31,800 | 27.8946 USD | ||||
USD 0.01 common | Purchase | 87,342 | 27.8592 USD | ||||
USD 0.01 common | Purchase | 110,070 | 27.8895 USD | ||||
USD 0.01 common | Purchase | 150,347 | 27.9198 USD | ||||
USD 0.01 common | Sale | 9 | 27.9011 USD | ||||
USD 0.01 common | Sale | 36 | 27.8250 USD | ||||
USD 0.01 common | Sale | 39 | 27.5850 USD | ||||
USD 0.01 common | Sale | 47 | 27.5700 USD | ||||
USD 0.01 common | Sale | 65 | 27.8700 USD | ||||
USD 0.01 common | Sale | 100 | 27.6000 USD | ||||
USD 0.01 common | Sale | 100 | 27.7500 USD | ||||
USD 0.01 common | Sale | 100 | 27.5750 USD | ||||
USD 0.01 common | Sale | 105 | 27.7504 USD | ||||
USD 0.01 common | Sale | 195 | 27.7550 USD | ||||
USD 0.01 common | Sale | 200 | 27.9350 USD | ||||
USD 0.01 common | Sale | 257 | 27.9101 USD | ||||
USD 0.01 common | Sale | 300 | 27.8833 USD | ||||
USD 0.01 common | Sale | 300 | 27.8800 USD | ||||
USD 0.01 common | Sale | 300 | 27.8616 USD | ||||
USD 0.01 common | Sale | 300 | 27.5866 USD | ||||
USD 0.01 common | Sale | 300 | 27.8500 USD | ||||
USD 0.01 common | Sale | 400 | 27.8600 USD | ||||
USD 0.01 common | Sale | 400 | 27.8475 USD | ||||
USD 0.01 common | Sale | 400 | 27.9400 USD | ||||
USD 0.01 common | Sale | 700 | 27.7600 USD | ||||
USD 0.01 common | Sale | 739 | 27.7751 USD | ||||
USD 0.01 common | Sale | 777 | 27.9314 USD | ||||
USD 0.01 common | Sale | 900 | 27.8988 USD | ||||
USD 0.01 common | Sale | 902 | 27.7851 USD | ||||
USD 0.01 common | Sale | 904 | 27.8152 USD | ||||
USD 0.01 common | Sale | 918 | 27.8842 USD | ||||
USD 0.01 common | Sale | 1,013 | 27.9067 USD | ||||
USD 0.01 common | Sale | 1,305 | 27.8898 USD | ||||
USD 0.01 common | Sale | 1,386 | 27.8900 USD | ||||
USD 0.01 common | Sale | 1,415 | 27.9086 USD | ||||
USD 0.01 common | Sale | 1,855 | 27.8942 USD | ||||
USD 0.01 common | Sale | 2,169 | 27.9095 USD | ||||
USD 0.01 common | Sale | 2,212 | 27.7975 USD | ||||
USD 0.01 common | Sale | 2,900 | 27.8675 USD | ||||
USD 0.01 common | Sale | 2,951 | 27.9048 USD | ||||
USD 0.01 common | Sale | 5,337 | 27.9183 USD | ||||
USD 0.01 common | Sale | 6,005 | 27.9030 USD | ||||
USD 0.01 common | Sale | 8,107 | 27.9244 USD | ||||
USD 0.01 common | Sale | 12,377 | 27.9160 USD | ||||
USD 0.01 common | Sale | 16,210 | 27.8013 USD | ||||
USD 0.01 common | Sale | 23,611 | 27.8390 USD | ||||
USD 0.01 common | Sale | 29,000 | 27.8301 USD | ||||
USD 0.01 common | Sale | 69,492 | 27.8967 USD | ||||
USD 0.01 common | Sale | 74,878 | 27.8785 USD | ||||
USD 0.01 common | Sale | 164,642 | 27.9200 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of relevant | Product |
| Nature of dealing |
| Number of | Price per unit | |
security |
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| reference |
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| securities |
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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| paid/ |
security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | ||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings |
| Details | Price per unit (if |
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security |
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| applicable) |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 11 Mar 2022 |
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Contact name: | Large Holdings Regulatory Operations |
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Telephone number: | 020 3134 7213 |
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Related Shares:
AVST.LBarclays