26th Jul 2022 13:07
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 25 Jul 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | USD 0.01 common | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 1,269,837 | 0.22% | 1,374,352 | 0.24% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 1,655,069 | 0.29% | 3,757,122 | 0.66% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 2,924,906 | 0.51% | 5,131,474 | 0.90% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.01 common | Purchase | 1 | 24.7500 USD | ||||
USD 0.01 common | Purchase | 4 | 24.7375 USD | ||||
USD 0.01 common | Purchase | 9 | 24.9900 USD | ||||
USD 0.01 common | Purchase | 40 | 24.7900 USD | ||||
USD 0.01 common | Purchase | 50 | 24.7600 USD | ||||
USD 0.01 common | Purchase | 70 | 25.1300 USD | ||||
USD 0.01 common | Purchase | 100 | 24.9700 USD | ||||
USD 0.01 common | Purchase | 102 | 24.7793 USD | ||||
USD 0.01 common | Purchase | 108 | 24.7728 USD | ||||
USD 0.01 common | Purchase | 200 | 24.7800 USD | ||||
USD 0.01 common | Purchase | 200 | 24.9450 USD | ||||
USD 0.01 common | Purchase | 266 | 25.0147 USD | ||||
USD 0.01 common | Purchase | 295 | 24.9155 USD | ||||
USD 0.01 common | Purchase | 311 | 24.9761 USD | ||||
USD 0.01 common | Purchase | 448 | 25.0676 USD | ||||
USD 0.01 common | Purchase | 574 | 24.8934 USD | ||||
USD 0.01 common | Purchase | 600 | 25.0858 USD | ||||
USD 0.01 common | Purchase | 600 | 25.0875 USD | ||||
USD 0.01 common | Purchase | 600 | 24.7200 USD | ||||
USD 0.01 common | Purchase | 782 | 24.9330 USD | ||||
USD 0.01 common | Purchase | 806 | 24.8924 USD | ||||
USD 0.01 common | Purchase | 944 | 24.9339 USD | ||||
USD 0.01 common | Purchase | 1,116 | 25.0905 USD | ||||
USD 0.01 common | Purchase | 1,175 | 25.0714 USD | ||||
USD 0.01 common | Purchase | 1,812 | 25.3000 USD | ||||
USD 0.01 common | Purchase | 2,268 | 25.1934 USD | ||||
USD 0.01 common | Purchase | 3,316 | 24.7700 USD | ||||
USD 0.01 common | Purchase | 3,982 | 25.0741 USD | ||||
USD 0.01 common | Purchase | 4,286 | 25.1008 USD | ||||
USD 0.01 common | Purchase | 4,439 | 25.1019 USD | ||||
USD 0.01 common | Purchase | 5,850 | 25.0855 USD | ||||
USD 0.01 common | Purchase | 6,396 | 25.0665 USD | ||||
USD 0.01 common | Purchase | 7,705 | 25.0895 USD | ||||
USD 0.01 common | Purchase | 8,231 | 25.0852 USD | ||||
USD 0.01 common | Purchase | 10,311 | 24.8278 USD | ||||
USD 0.01 common | Purchase | 10,339 | 24.8123 USD | ||||
USD 0.01 common | Purchase | 14,124 | 24.9110 USD | ||||
USD 0.01 common | Purchase | 17,190 | 24.9575 USD | ||||
USD 0.01 common | Purchase | 18,469 | 24.8797 USD | ||||
USD 0.01 common | Purchase | 18,652 | 24.9452 USD | ||||
USD 0.01 common | Purchase | 20,657 | 24.9329 USD | ||||
USD 0.01 common | Purchase | 20,873 | 24.9785 USD | ||||
USD 0.01 common | Purchase | 27,401 | 24.9049 USD | ||||
USD 0.01 common | Purchase | 50,339 | 24.7657 USD | ||||
USD 0.01 common | Purchase | 96,655 | 24.8650 USD | ||||
USD 0.01 common | Purchase | 114,754 | 24.9014 USD | ||||
USD 0.01 common | Sale | 9 | 24.9300 USD | ||||
USD 0.01 common | Sale | 50 | 24.7600 USD | ||||
USD 0.01 common | Sale | 96 | 25.2400 USD | ||||
USD 0.01 common | Sale | 100 | 24.7300 USD | ||||
USD 0.01 common | Sale | 100 | 24.7900 USD | ||||
USD 0.01 common | Sale | 160 | 25.0343 USD | ||||
USD 0.01 common | Sale | 200 | 25.2800 USD | ||||
USD 0.01 common | Sale | 207 | 24.7381 USD | ||||
USD 0.01 common | Sale | 247 | 24.8889 USD | ||||
USD 0.01 common | Sale | 315 | 25.1773 USD | ||||
USD 0.01 common | Sale | 400 | 24.9200 USD | ||||
USD 0.01 common | Sale | 400 | 24.9650 USD | ||||
USD 0.01 common | Sale | 400 | 24.8300 USD | ||||
USD 0.01 common | Sale | 624 | 24.7200 USD | ||||
USD 0.01 common | Sale | 643 | 24.7383 USD | ||||
USD 0.01 common | Sale | 664 | 24.7413 USD | ||||
USD 0.01 common | Sale | 791 | 24.7921 USD | ||||
USD 0.01 common | Sale | 937 | 24.7456 USD | ||||
USD 0.01 common | Sale | 937 | 25.2389 USD | ||||
USD 0.01 common | Sale | 1,043 | 24.7507 USD | ||||
USD 0.01 common | Sale | 1,160 | 25.0500 USD | ||||
USD 0.01 common | Sale | 1,297 | 24.7943 USD | ||||
USD 0.01 common | Sale | 1,392 | 24.7499 USD | ||||
USD 0.01 common | Sale | 1,488 | 24.7476 USD | ||||
USD 0.01 common | Sale | 1,761 | 24.7784 USD | ||||
USD 0.01 common | Sale | 1,812 | 25.3000 USD | ||||
USD 0.01 common | Sale | 1,854 | 24.7427 USD | ||||
USD 0.01 common | Sale | 2,128 | 24.7655 USD | ||||
USD 0.01 common | Sale | 2,268 | 25.1934 USD | ||||
USD 0.01 common | Sale | 3,246 | 24.7854 USD | ||||
USD 0.01 common | Sale | 3,258 | 24.9722 USD | ||||
USD 0.01 common | Sale | 3,416 | 24.7700 USD | ||||
USD 0.01 common | Sale | 5,903 | 24.8799 USD | ||||
USD 0.01 common | Sale | 6,674 | 24.8357 USD | ||||
USD 0.01 common | Sale | 8,108 | 24.9987 USD | ||||
USD 0.01 common | Sale | 8,181 | 24.7791 USD | ||||
USD 0.01 common | Sale | 10,413 | 24.9693 USD | ||||
USD 0.01 common | Sale | 10,422 | 24.7808 USD | ||||
USD 0.01 common | Sale | 11,318 | 24.9013 USD | ||||
USD 0.01 common | Sale | 13,685 | 25.0270 USD | ||||
USD 0.01 common | Sale | 14,230 | 24.8017 USD | ||||
USD 0.01 common | Sale | 45,345 | 24.8237 USD | ||||
USD 0.01 common | Sale | 61,605 | 24.7928 USD | ||||
USD 0.01 common | Sale | 69,511 | 25.0934 USD | ||||
USD 0.01 common | Sale | 179,412 | 24.9000 USD | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 26 Jul 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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